Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Siemens Fonds Invest GmbH | 15,665 | $6.13M | 0.49% | −162−1.0% | Reduced |
| Level Four Advisory Services, LLC | 16,303 | $6.13M | 0.26% | −250−1.5% | Reduced |
| Alps Advisors Inc | 15,714 | $6.15M | 0.04% | −11,756−42.8% | Reduced |
| Keeler Thomas Management LLC | 15,720 | $6.15M | 1.94% | −239−1.5% | Reduced |
| Flputnam Investment Management Co | 15,728 | $6.15M | 0.11% | +505+3.3% | Added |
| Cary Street Partner Investment Advisory LLC | 15,770 | $6.17M | 0.23% | +529+3.5% | Added |
| XTX Topco Ltd | 15,842 | $6.20M | 0.45% | +4,389+38.3% | Added |
| Roundview Capital LLC | 15,912 | $6.22M | 0.45% | −508−3.1% | Reduced |
| Twin Capital Management Inc | 15,935 | $6.23M | 0.70% | −214−1.3% | Reduced |
| Two Sigma Investments, LP | 15,993 | $6.26M | 0.01% | −121,590−88.4% | Reduced |
| Sandhill Capital Partners LLC | 16,057 | $6.28M | 0.45% | −10−0.1% | Reduced |
| Holderness Investments Co | 16,057 | $6.28M | 1.37% | +71+0.4% | Added |
| Wells Trecaso Financial Group, LLC | 16,065 | $6.28M | 2.07% | +183+1.2% | Added |
| Pallas Capital Advisors LLC | 16,312 | $6.31M | 0.27% | −1,145−6.6% | Reduced |
| Beese Fulmer Investment Management, Inc. | 16,156 | $6.32M | 0.54% | −328−2.0% | Reduced |
| Spire Wealth Management | 16,178 | $6.33M | 0.21% | +4,484+38.3% | Added |
| Ascent Wealth Partners, LLC | 16,324 | $6.38M | 0.89% | −208−1.3% | Reduced |
| Legacy CG, LLC | 16,344 | $6.39M | 2.09% | +755+4.8% | Added |
| Montag A & Associates Inc | 16,394 | $6.41M | 0.30% | −466−2.8% | Reduced |
| Ameritas Advisory Services, LLC | 16,462 | $6.44M | 0.28% | −1,877−10.2% | Reduced |
| Nomura Holdings Inc | 16,493 | $6.45M | 0.05% | −8,172−33.1% | Reduced |
| Wedbush Securities Inc | 16,528 | $6.46M | 0.24% | −2,395−12.7% | Reduced |
| Mairs & Power Inc | 16,578 | $6.48M | 0.06% | −510−3.0% | Reduced |
| Jackson Square Capital, LLC | 16,581 | $6.49M | 1.61% | +4,182+33.7% | Added |
| Castellan Group, LLC | 16,637 | $6.51M | 2.74% | +1,525+10.1% | Added |
| Foster & Motley Inc | 16,659 | $6.52M | 0.41% | +145+0.9% | Added |
| Massachusetts Institute of Technology | 16,714 | $6.54M | 0.87% | +16,714 | New |
| NewSquare Capital LLC | 16,716 | $6.54M | 0.52% | +1,328+8.6% | Added |
| Assetmark, Inc | 16,773 | $6.56M | 0.02% | +841+5.3% | Added |
| Mizuho Markets Americas LLC | 16,784 | $6.56M | 0.16% | −320−1.9% | Reduced |
| Community Bank, N.A. | 16,835 | $6.58M | 0.83% | −50−0.3% | Reduced |
| Griffin Asset Management, Inc. | 16,888 | $6.61M | 0.74% | +41+0.2% | Added |
| EagleClaw Capital Managment, LLC | 16,900 | $6.61M | 1.11% | +760+4.7% | Added |
| Summitry LLC | 16,988 | $6.64M | 0.32% | −139−0.8% | Reduced |
| Highland Capital Management, LLC | 17,029 | $6.66M | 0.38% | −5,647−24.9% | Reduced |
| Sterling Capital Management LLC | 17,051 | $6.67M | 0.09% | +17,051 | New |
| Envestnet Portfolio Solutions, Inc. | 17,058 | $6.67M | 0.02% | −1,412−7.6% | Reduced |
| Advisors Asset Management, Inc. | 17,070 | $6.68M | 0.12% | −2,985−14.9% | Reduced |
| Country Club Bank | 17,086 | $6.68M | 0.45% | −96−0.6% | Reduced |
| MAI Capital Management | 17,124 | $6.70M | 0.06% | −2,098−10.9% | Reduced |
| Americana Partners, LLC | 17,139 | $6.70M | 0.46% | +2,095+13.9% | Added |
| Family Legacy, Inc. | 17,156 | $6.71M | 2.23% | +157+0.9% | Added |
| Asset Dedication, LLC | 17,223 | $6.74M | 0.45% | −2,274−11.7% | Reduced |
| Williams Jones Wealth Management, LLC. | 17,287 | $6.76M | 0.08% | −373−2.1% | Reduced |
| Groupama Asset Managment | 21,541 | $6.76M | 0.18% | −1,472−6.4% | Reduced |
| Greenleaf Trust | 17,305 | $6.77M | 0.06% | +266+1.6% | Added |
| Gateway Advisory, LLC | 17,363 | $6.79M | 1.09% | −462−2.6% | Reduced |
| Bridge Creek Capital Management LLC | 17,561 | $6.87M | 2.07% | −37−0.2% | Reduced |
| Trinity Legacy Partners, LLC | 17,439 | $6.87M | 1.77% | −123−0.7% | Reduced |
| Ellsworth Advisors, LLC | 17,623 | $6.89M | 1.78% | +397+2.3% | Added |
| Ipswich Investment Management Co., Inc. | 17,706 | $6.93M | 1.60% | 00.0% | Unchanged |
| Empirical Finance, LLC | 17,728 | $6.93M | 0.40% | +267+1.5% | Added |
| Oak Harbor Wealth Partners, LLC | 17,735 | $6.94M | 2.01% | +30.0% | Added |
| Steel Peak Wealth Management LLC | 17,737 | $6.94M | 0.31% | −1,770−9.1% | Reduced |
| Financial & Tax Architects, LLC | 17,814 | $6.97M | 1.79% | −260−1.4% | Reduced |
| iA Global Asset Management Inc. | 17,880 | $6.99M | 0.12% | −3,067−14.6% | Reduced |
| Veriti Management LLC | 17,898 | $7.00M | 0.38% | +1,071+6.4% | Added |
| Advocate Group LLC | 17,920 | $7.01M | 1.27% | +327+1.9% | Added |
| Romano Brothers and Company | 17,946 | $7.02M | 0.87% | −100−0.6% | Reduced |
| Physicians Financial Services, Inc. | 17,984 | $7.03M | 2.19% | −555−3.0% | Reduced |
| Aries Wealth Management | 17,992 | $7.04M | 1.93% | −100−0.6% | Reduced |
| EP Wealth Advisors, LLC | 18,032 | $7.05M | 0.06% | +6,400+55.0% | Added |
| Columbia Asset Management | 18,130 | $7.09M | 1.25% | −250−1.4% | Reduced |
| Biechele Royce Advisors | 18,310 | $7.16M | 2.36% | −918−4.8% | Reduced |
| Principal Securities, Inc. | 18,310 | $7.16M | 0.17% | +2,115+13.1% | Added |
| Neville Rodie & Shaw Inc | 18,325 | $7.17M | 0.53% | −60−0.3% | Reduced |
| Capital Group Investment Management Pte. Ltd. | 18,359 | $7.18M | 1.44% | −441−2.3% | Reduced |
| Pinnacle Financial Partners Inc | 18,495 | $7.23M | 0.15% | −265−1.4% | Reduced |
| AustralianSuper Pty Ltd | 18,550 | $7.26M | 0.04% | 00.0% | Unchanged |
| Kiley Juergens Wealth Management, LLC | 18,603 | $7.28M | 1.89% | −121−0.6% | Reduced |
| Reuter James Wealth Management, LLC | 18,635 | $7.29M | 1.34% | +18,635 | New |
| Mutual Advisors, LLC | 18,901 | $7.32M | 0.21% | −243−1.3% | Reduced |
| Vestcor Inc | 18,708 | $7.32M | 0.23% | −925−4.7% | Reduced |
| King Luther Capital Management Corp | 18,720 | $7.32M | 0.03% | +67+0.4% | Added |
| Caldwell Trust Co | 18,778 | $7.34M | 0.77% | −37−0.2% | Reduced |
| Colonial Trust Advisors | 18,851 | $7.37M | 0.64% | −139−0.7% | Reduced |
| Spears Abacus Advisors LLC | 19,116 | $7.48M | 0.15% | +465+2.5% | Added |
| Resources Investment Advisors, LLC. | 19,215 | $7.52M | 0.09% | +464+2.5% | Added |
| Bleakley Financial Group, LLC | 19,224 | $7.52M | 0.23% | +281+1.5% | Added |
| Northeast Investment Management | 19,258 | $7.53M | 0.34% | +165+0.9% | Added |
| Anderson Hoagland & Co | 19,182 | $7.62M | 0.78% | −448−2.3% | Reduced |
| Parcion Private Wealth LLC | 19,688 | $7.70M | 0.64% | +3,480+21.5% | Added |
| Valeo Financial Advisors, LLC | 19,720 | $7.71M | 0.22% | −1,074−5.2% | Reduced |
| Koshinski Asset Management, Inc. | 19,791 | $7.74M | 0.67% | −166−0.8% | Reduced |
| Two Sigma Securities, LLC | 19,923 | $7.79M | 0.61% | +19,923 | New |
| Zimmer Partners, LP | 20,000 | $7.82M | 0.15% | −20,000−50.0% | Reduced |
| Silvercrest Asset Management Group LLC | 20,005 | $7.82M | 0.05% | +188+0.9% | Added |
| Creekmur Asset Management LLC | 20,110 | $7.87M | 1.85% | +1,444+7.7% | Added |
| Turtle Creek Wealth Advisors, LLC | 20,114 | $7.87M | 1.58% | +291+1.5% | Added |
| Vinva Investment Management Ltd | 20,142 | $7.88M | 0.34% | +5,105+33.9% | Added |
| Axxcess Wealth Management, LLC | 20,157 | $7.88M | 0.20% | −320−1.6% | Reduced |
| Churchill Management Corp | 20,187 | $7.90M | 0.09% | −661−3.2% | Reduced |
| Searle & Co. | 20,373 | $7.97M | 1.99% | −50−0.2% | Reduced |
| Public Sector Pension Investment Board | 20,548 | $8.04M | 0.04% | +3,100+17.8% | Added |
| Stratos Wealth Partners, LTD. | 20,594 | $8.05M | 0.12% | +2,950+16.7% | Added |
| Park Avenue Securities LLC | 20,762 | $8.12M | 0.09% | +995+5.0% | Added |
| Sentry LLC | 20,771 | $8.12M | 1.57% | −2,633−11.3% | Reduced |
| Trifecta Capital Advisors, LLC | 21,018 | $8.22M | 1.72% | +684+3.4% | Added |
| Beacon Investment Advisory Services, Inc. | 21,079 | $8.24M | 0.34% | +752+3.7% | Added |
| Knuff & Co LLC | 21,107 | $8.26M | 2.52% | 00.0% | Unchanged |