Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Caldwell Sutter Capital, Inc. | 9,367 | $3.66M | 1.71% | −751−7.4% | Reduced |
| Global Trust Asset Management, LLC | 9,397 | $3.68M | 1.36% | +68+0.7% | Added |
| Cambridge Advisors Inc. | 9,424 | $3.69M | 0.81% | −101−1.1% | Reduced |
| Jaffetilchin Investment Partners, LLC | 9,431 | $3.69M | 0.28% | +598+6.8% | Added |
| Nilsine Partners, LLC | 9,452 | $3.70M | 0.48% | +21+0.2% | Added |
| Avitas Wealth Management LLC | 9,464 | $3.70M | 0.52% | +156+1.7% | Added |
| Pinnacle Holdings, LLC | 9,468 | $3.70M | 1.45% | −63−0.7% | Reduced |
| Cannon Advisors, Inc. | 9,476 | $3.71M | 3.03% | +9,476 | New |
| Palisade Asset Management, LLC | 9,480 | $3.71M | 0.36% | +33+0.3% | Added |
| Hudock, Inc. | 9,521 | $3.72M | 0.64% | −426−4.3% | Reduced |
| RB Capital Management, LLC | 9,563 | $3.74M | 0.88% | +149+1.6% | Added |
| J.W. Cole Advisors, Inc. | 9,572 | $3.74M | 0.16% | +660+7.4% | Added |
| WR Wealth Planners, LLC | 9,589 | $3.75M | 1.04% | −23−0.2% | Reduced |
| First National Bank & Trust Co of Newtown | 9,589 | $3.75M | 0.72% | +63+0.7% | Added |
| SeaCrest Wealth Management, LLC | 9,602 | $3.76M | 0.40% | −32−0.3% | Reduced |
| Wellington Shields & Co., LLC | 9,608 | $3.76M | 1.14% | 00.0% | Unchanged |
| Mill Capital Management, LLC | 9,737 | $3.81M | 0.30% | 00.0% | Unchanged |
| Baldwin Investment Management, LLC | 9,751 | $3.81M | 0.48% | −302−3.0% | Reduced |
| Cullen/Frost Bankers, Inc. | 9,785 | $3.83M | 0.05% | −241−2.4% | Reduced |
| Consolidated Capital Management, LLC | 9,808 | $3.84M | 1.67% | −1,045−9.6% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 9,812 | $3.84M | 0.11% | −1,152−10.5% | Reduced |
| LMG Wealth Partners, LLC | 9,824 | $3.84M | 0.88% | +196+2.0% | Added |
| Truvestments Capital LLC | 9,830 | $3.84M | 1.03% | +9+0.1% | Added |
| First Dallas Securities Inc. | 9,847 | $3.85M | 1.61% | −199−2.0% | Reduced |
| Cumberland Advisors Inc | 9,850 | $3.85M | 1.53% | 00.0% | Unchanged |
| Midland Wealth Advisors LLC | 9,865 | $3.86M | 0.23% | −1,698−14.7% | Reduced |
| Argent Trust Co | 9,866 | $3.86M | 0.16% | −14−0.1% | Reduced |
| PFG Advisors | 9,882 | $3.87M | 0.24% | −741−7.0% | Reduced |
| Brendel Financial Advisors LLC | 9,894 | $3.87M | 2.19% | +450+4.8% | Added |
| Schnieders Capital Management LLC | 9,905 | $3.87M | 0.74% | +46+0.5% | Added |
| Profund Advisors LLC | 9,955 | $3.89M | 0.15% | −2,121−17.6% | Reduced |
| Evercore Wealth Management, LLC | 9,973 | $3.90M | 0.06% | −149−1.5% | Reduced |
| We Are One Seven, LLC | 10,013 | $3.92M | 0.17% | +1,018+11.3% | Added |
| BNC Wealth Management, LLC | 10,024 | $3.92M | 1.44% | +705+7.6% | Added |
| Naples Global Advisors, LLC | 10,053 | $3.93M | 0.37% | −134−1.3% | Reduced |
| Change Path, LLC | 10,130 | $3.96M | 0.13% | +1,263+14.2% | Added |
| Monetary Management Group Inc | 10,227 | $4.00M | 1.03% | +60+0.6% | Added |
| Independent Financial Group, LLC | 10,250 | $4.01M | 0.15% | +494+5.1% | Added |
| Pure Financial Advisors, Inc. | 10,258 | $4.01M | 0.10% | −417−3.9% | Reduced |
| NorthRock Partners, LLC | 10,264 | $4.01M | 0.13% | +416+4.2% | Added |
| Mitchell McLeod Pugh & Williams Inc | 10,269 | $4.02M | 0.84% | −45−0.4% | Reduced |
| Great Valley Advisor Group, Inc. | 10,295 | $4.03M | 0.10% | −4,145−28.7% | Reduced |
| Mystic Asset Management, Inc. | 10,315 | $4.03M | 1.52% | −140−1.3% | Reduced |
| Gluskin Sheff & Assoc Inc | 10,325 | $4.04M | 0.47% | 00.0% | Unchanged |
| Kinloch Capital, LLC | 10,335 | $4.04M | 1.96% | −362−3.4% | Reduced |
| KMG Fiduciary Partners, LLC | 10,412 | $4.07M | 0.35% | +236+2.3% | Added |
| Trust Co of Toledo NA | 10,491 | $4.10M | 0.56% | +261+2.6% | Added |
| Harbor Capital Advisors, Inc. | 10,606 | $4.15M | 0.18% | +78+0.7% | Added |
| Vestor Capital, LLC | 10,687 | $4.18M | 0.33% | +10,687 | New |
| Graypoint LLC | 10,708 | $4.19M | 0.27% | +118+1.1% | Added |
| Tritonpoint Wealth, LLC | 10,711 | $4.19M | 0.38% | +99+0.9% | Added |
| MV Capital Management, Inc. | 10,713 | $4.19M | 0.44% | 00.0% | Unchanged |
| Boyd Watterson Asset Management LLC | 10,732 | $4.20M | 1.15% | −50.0% | Reduced |
| Asset Management Group, Inc. | 10,739 | $4.20M | 0.74% | −318−2.9% | Reduced |
| Ibex Wealth Advisors | 1,002 | $4.22M | 1.36% | −8,493−89.4% | Reduced |
| Whalerock Point Partners, LLC | 10,792 | $4.22M | 1.00% | +50+0.5% | Added |
| Hudson Capital Management LLC | 10,829 | $4.24M | 1.35% | +479+4.6% | Added |
| Legacy Financial Strategies, LLC | 10,835 | $4.24M | 0.94% | +321+3.1% | Added |
| Argent Financial Group, Inc. | 10,871 | $4.25M | 0.50% | +10,871 | New |
| CWA Asset Management Group, LLC | 10,915 | $4.27M | 0.23% | +10,915 | New |
| Occidental Asset Management, LLC | 10,920 | $4.27M | 0.69% | +589+5.7% | Added |
| BLB&B Advisors, LLC | 10,944 | $4.28M | 0.22% | −229−2.0% | Reduced |
| CPA Asset Management LLC | 11,009 | $4.31M | 2.08% | 00.0% | Unchanged |
| Capital Investment Counsel, Inc | 11,030 | $4.31M | 0.62% | −50.0% | Reduced |
| Focus Financial Network, Inc. | 11,063 | $4.33M | 0.18% | −96−0.9% | Reduced |
| Money Concepts Capital Corp | 11,086 | $4.34M | 0.33% | +75+0.7% | Added |
| Smith, Moore & Co. | 11,120 | $4.35M | 0.42% | −161−1.4% | Reduced |
| Regency Capital Management Inc. | 11,152 | $4.36M | 2.40% | +156+1.4% | Added |
| OneAscent Financial Services LLC | 11,171 | $4.37M | 3.14% | +11,171 | New |
| Wakefield Asset Management LLLP | 11,206 | $4.38M | 1.43% | −28−0.2% | Reduced |
| Creative Financial Designs Inc | 11,236 | $4.39M | 0.37% | −46−0.4% | Reduced |
| MWA Asset Management | 11,239 | $4.40M | 2.92% | −20−0.2% | Reduced |
| Moneta Group Investment Advisors LLC | 11,244 | $4.40M | 0.06% | +71+0.6% | Added |
| Traynor Capital Management, Inc. | 11,271 | $4.41M | 0.36% | +482+4.5% | Added |
| Stevens Capital Management LP | 11,403 | $4.46M | 0.63% | +11,403 | New |
| Sound View Wealth Advisors Group, LLC | 11,408 | $4.46M | 0.36% | +1,650+16.9% | Added |
| Gladstone Institutional Advisory LLC | 11,445 | $4.48M | 0.22% | +2,367+26.1% | Added |
| Nicholas Hoffman & Company, LLC. | 11,454 | $4.48M | 0.19% | +215+1.9% | Added |
| Verition Fund Management LLC | 11,463 | $4.48M | 0.03% | −3,876−25.3% | Reduced |
| MEMBERS Trust Co | 11,468 | $4.49M | 0.15% | −800−6.5% | Reduced |
| Frank, Rimerman Advisors LLC | 11,483 | $4.49M | 0.32% | +20+0.2% | Added |
| Spirit of America Management Corp | 11,490 | $4.49M | 0.90% | 00.0% | Unchanged |
| Argyle Capital Management Inc. | 11,519 | $4.51M | 1.79% | −423−3.5% | Reduced |
| Whitener Capital Management, Inc. | 11,543 | $4.51M | 1.28% | −543−4.5% | Reduced |
| Providence Wealth Advisors, LLC | 11,705 | $4.54M | 3.36% | +118+1.0% | Added |
| Eagle Asset Management Inc | 11,556 | $4.55M | 0.02% | −8,444−42.2% | Reduced |
| Procyon Private Wealth Partners, LLC | 11,659 | $4.56M | 0.31% | +31+0.3% | Added |
| Kingsview Wealth Management, LLC | 11,736 | $4.59M | 0.10% | +78+0.7% | Added |
| Slow Capital, Inc. | 11,785 | $4.61M | 0.71% | −123−1.0% | Reduced |
| New Hampshire Trust | 11,803 | $4.62M | 0.99% | −31−0.3% | Reduced |
| Meeder Advisory Services, Inc. | 11,991 | $4.69M | 0.30% | +10.0% | Added |
| Signaturefd, LLC | 12,010 | $4.70M | 0.09% | −196−1.6% | Reduced |
| Modus Advisors, LLC | 12,057 | $4.72M | 1.55% | +804+7.1% | Added |
| Seizert Capital Partners, LLC | 12,084 | $4.73M | 0.21% | +2,870+31.1% | Added |
| Essex Financial Services, Inc. | 12,189 | $4.73M | 0.34% | −3,546−22.5% | Reduced |
| Mather Group, LLC. | 12,168 | $4.76M | 0.06% | −12,824−51.3% | Reduced |
| Sapient Capital LLC | 12,213 | $4.78M | 0.10% | +23+0.2% | Added |
| Old National Bancorp | 12,242 | $4.79M | 0.11% | −2,390−16.3% | Reduced |
| North Star Investment Management Corp. | 12,306 | $4.81M | 0.33% | +8+0.1% | Added |
| Wetherby Asset Management Inc | 12,311 | $4.82M | 0.22% | −783−6.0% | Reduced |