Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| IMA Wealth, Inc. | 145 | $56.7K | 0.01% | +145 | New |
| Rakuten Securities, Inc. | 153 | $59.8K | 0.03% | −14−8.4% | Reduced |
| SOA Wealth Advisors, LLC. | 156 | $61.0K | 0.01% | +50+47.2% | Added |
| Compass Wealth Management LLC | 159 | $62.2K | 0.01% | 00.0% | Unchanged |
| Kayne Anderson Rudnick Investment Management LLC | 159 | $62.2K | 0.00% | 00.0% | Unchanged |
| Private Wealth Management Group, LLC | 160 | $62.6K | 0.02% | +2+1.3% | Added |
| HBC Financial Services, PLLC | 168 | $63.0K | 0.04% | 00.0% | Unchanged |
| Atlas Capital Advisors LLC | 162 | $63.4K | 0.01% | 00.0% | Unchanged |
| Global Wealth Strategies & Associates | 164 | $64.1K | 0.02% | 00.0% | Unchanged |
| WFA Asset Management Corp | 165 | $64.4K | 0.04% | +1+0.6% | Added |
| Dunhill Financial, LLC | 169 | $66.0K | 0.03% | +54+47.0% | Added |
| VitalStone Financial, LLC | 183 | $71.7K | 0.05% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 189 | $73.9K | 0.04% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 191 | $74.7K | 0.05% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 199 | $78.0K | 0.01% | +4+2.1% | Added |
| Morgan Dempsey Capital Management LLC | 200 | $78.2K | 0.03% | 00.0% | Unchanged |
| Chelsea Counsel Co | 200 | $78.2K | 0.04% | 00.0% | Unchanged |
| Estabrook Capital Management | 200 | $78.2K | 0.01% | 00.0% | Unchanged |
| Your Advocates Ltd., LLP | 200 | $78.2K | 0.03% | 00.0% | Unchanged |
| Broadwater Capital Management LLC | 200 | $78.2K | 0.06% | 00.0% | Unchanged |
| Cornerstone Planning Group LLC | 206 | $80.0K | 0.02% | −19−8.4% | Reduced |
| Western Pacific Wealth Management, LP | 211 | $82.5K | 0.05% | +211 | New |
| Abound Wealth Management | 212 | $82.8K | 0.03% | +55+35.0% | Added |
| Atlantic Private Wealth, LLC | 212 | $83.0K | 0.06% | +1+0.5% | Added |
| Oliver Lagore Vanvalin Investment Group | 215 | $84.2K | 0.02% | −119−35.6% | Reduced |
| Canton Hathaway, LLC | 217 | $85.0K | 0.02% | 00.0% | Unchanged |
| Moser Wealth Advisors, LLC | 220 | $86.0K | 0.04% | 00.0% | Unchanged |
| Bray Capital Advisors | 224 | $87.5K | 0.02% | +1+0.4% | Added |
| Horrell Capital Management, Inc. | 226 | $88.0K | 0.03% | 00.0% | Unchanged |
| Founders Capital Management | 227 | $88.9K | 0.05% | +8+3.7% | Added |
| Creative Capital Management Investments LLC | 228 | $89.2K | 0.04% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 232 | $90.0K | 0.08% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 231 | $90.4K | 0.04% | 00.0% | Unchanged |
| REAP Financial Group, LLC | 235 | $91.9K | 0.02% | +70+42.4% | Added |
| GW&K Investment Management, LLC | 236 | $92.0K | 0.00% | +12+5.4% | Added |
| McClarren Financial Advisors, Inc. | 393 | $92.0K | 0.10% | −273−41.0% | Reduced |
| Sachetta, LLC | 236 | $92.3K | 0.04% | +37+18.6% | Added |
| Kings Path Partners LLC | 237 | $92.7K | 0.04% | 00.0% | Unchanged |
| JNBA Financial Advisors | 246 | $96.2K | 0.01% | 00.0% | Unchanged |
| Cassady Schiller Wealth Management, LLC | 248 | $97.1K | 0.04% | −300−54.7% | Reduced |
| Horizons Wealth Management | 250 | $97.6K | 0.08% | 00.0% | Unchanged |
| St. Johns Investment Management Company, LLC | 250 | $97.8K | 0.05% | 00.0% | Unchanged |
| GoalVest Advisory LLC | 250 | $97.8K | 0.03% | 00.0% | Unchanged |
| Bay Harbor Wealth Management, LLC | 251 | $98.2K | 0.03% | −11−4.2% | Reduced |
| Clean Yield Group | 251 | $98.2K | 0.03% | +6+2.4% | Added |
| Kiely Wealth Advisory Group, Inc. | 250 | $98.5K | 0.06% | 00.0% | Unchanged |
| Delos Wealth Advisors, LLC | 257 | $100.5K | 0.09% | −99−27.8% | Reduced |
| Providence Capital Advisors, LLC | 258 | $100.9K | 0.02% | 00.0% | Unchanged |
| Tacita Capital Inc | 259 | $101.3K | 0.07% | +50+23.9% | Added |
| Centennial Bank | 261 | $102.1K | 0.05% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 280 | $109.5K | 0.00% | −2,718−90.7% | Reduced |
| Hobbs Group Advisors, LLC | 280 | $109.5K | 0.04% | +21+8.1% | Added |
| Avion Wealth | 288 | $112.0K | 0.03% | +5+1.8% | Added |
| Morton Brown Family Wealth, LLC | 290 | $113.4K | 0.04% | 00.0% | Unchanged |
| Caitlin John, LLC | 294 | $113.9K | 0.07% | −786−72.8% | Reduced |
| Atticus Wealth Management, LLC | 310 | $121.2K | 0.04% | −6−1.9% | Reduced |
| Valued Wealth Advisors LLC | 312 | $122.1K | 0.08% | −47−13.1% | Reduced |
| Reston Wealth Management LLC | 313 | $122.5K | 0.04% | +313 | New |
| BFSG, LLC | 317 | $124.0K | 0.01% | +42+15.3% | Added |
| Future Financial Wealth Managment LLC | 319 | $124.8K | 0.09% | +319 | New |
| Carolinas Wealth Consulting LLC | 327 | $127.7K | 0.02% | +5+1.6% | Added |
| First Personal Financial Services | 329 | $128.7K | 0.03% | −179−35.2% | Reduced |
| Strategic Investment Solutions, Inc. | 330 | $129.0K | 0.04% | +1+0.3% | Added |
| Coston, McIsaac & Partners | 335 | $131.0K | 0.04% | +4+1.2% | Added |
| Centerpoint Advisors, LLC | 340 | $133.0K | 0.05% | 00.0% | Unchanged |
| Bear Mountain Capital, Inc. | 345 | $133.9K | 0.05% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 350 | $136.9K | 0.02% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 352 | $137.7K | 0.08% | 00.0% | Unchanged |
| Millburn Ridgefield Corp | 356 | $139.2K | 0.00% | +356 | New |
| Duncker Streett & Co Inc | 356 | $139.4K | 0.03% | +1+0.3% | Added |
| Cetera Trust Company, N.A | 359 | $140.4K | 0.09% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 368 | $143.9K | 0.03% | 00.0% | Unchanged |
| Ossiam | 380 | $148.6K | 0.00% | −48−11.2% | Reduced |
| Ruedi Wealth Management, Inc. | 384 | $150.3K | 0.05% | −11−2.8% | Reduced |
| Globeflex Capital L P | 386 | $151.0K | 0.01% | 00.0% | Unchanged |
| Covestor Ltd | 386 | $151.0K | 0.09% | +16+4.3% | Added |
| Birchbrook, Inc. | 400 | $156.4K | 0.09% | 00.0% | Unchanged |
| Motco | 407 | $159.2K | 0.02% | +25+6.5% | Added |
| Financial Freedom, LLC | 410 | $160.4K | 0.08% | −5−1.2% | Reduced |
| Trust Co | 419 | $163.9K | 0.02% | +28+7.2% | Added |
| Financial Management Professionals, Inc. | 419 | $164.0K | 0.02% | −9−2.1% | Reduced |
| Nordwand Advisors, LLC | 420 | $164.3K | 0.04% | 00.0% | Unchanged |
| Towarzystwo Funduszy Inwestycyjnych Pzu SA | 420 | $164.3K | 0.06% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 427 | $167.2K | 0.04% | 00.0% | Unchanged |
| Bank of New Hampshire | 428 | $167.4K | 0.04% | 00.0% | Unchanged |
| Rowland & Co Investment Counsel | 431 | $168.7K | 0.03% | 00.0% | Unchanged |
| Briaud Financial Planning, Inc | 433 | $169.0K | 0.09% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 443 | $173.3K | 0.07% | 00.0% | Unchanged |
| Cherry Tree Wealth Management, LLC | 445 | $174.0K | 0.04% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 448 | $175.2K | 0.10% | 00.0% | Unchanged |
| Darwin Advisors, LLC | 450 | $176.1K | 0.05% | +450 | New |
| Hemington Wealth Management | 473 | $177.0K | 0.05% | +473 | New |
| Bruce G. Allen Investments, LLC | 465 | $181.9K | 0.14% | +93+25.0% | Added |
| Avalon Trust Co | 467 | $182.7K | 0.01% | −313−40.1% | Reduced |
| C M Bidwell & Associates Ltd | 468 | $183.0K | 0.11% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 469 | $183.3K | 0.07% | −15−3.1% | Reduced |
| Frazier Financial Advisors, LLC | 477 | $186.6K | 0.14% | −32−6.3% | Reduced |
| West Branch Capital LLC | 481 | $188.2K | 0.07% | +31+6.9% | Added |
| FSA Wealth Management LLC | 489 | $191.2K | 0.08% | +489 | New |
| Dakota Community Bank & Trust NA | 493 | $192.8K | 0.97% | 00.0% | Unchanged |