Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Clark Capital Management Group, Inc. | 5,943 | $2.32M | 0.02% | +1,218+25.8% | Added |
| Watershed Private Wealth LLC | 5,947 | $2.33M | 0.93% | −99−1.6% | Reduced |
| Keudell/Morrison Wealth Management | 5,972 | $2.34M | 0.63% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 5,999 | $2.35M | 0.25% | +39+0.7% | Added |
| Crown Oak Advisors, LLC | 6,000 | $2.35M | 1.30% | 00.0% | Unchanged |
| Csenge Advisory Group | 5,841 | $2.35M | 0.12% | −46−0.8% | Reduced |
| Weaver Capital Management LLC | 6,012 | $2.35M | 0.71% | −188−3.0% | Reduced |
| Sargent Investment Group, LLC | 6,029 | $2.36M | 0.42% | +700+13.1% | Added |
| Osborne Partners Capital Management, LLC | 6,040 | $2.36M | 0.13% | −12−0.2% | Reduced |
| Stoneridge Investment Partners LLC | 6,043 | $2.36M | 0.88% | −48−0.8% | Reduced |
| Bartlett & Co. Wealth Management LLC | 6,092 | $2.38M | 0.03% | −1,314−17.7% | Reduced |
| Linden Thomas Advisory Services, LLC | 6,105 | $2.39M | 0.33% | +823+15.6% | Added |
| Biltmore Family Office, LLC | 6,115 | $2.39M | 0.41% | +87+1.4% | Added |
| Checchi Capital Advisers, LLC | 6,117 | $2.39M | 0.18% | −71−1.1% | Reduced |
| AdvisorNet Financial, Inc | 6,118 | $2.39M | 0.18% | +3,755+158.9% | Added |
| Mattern Wealth Management LLC | 6,129 | $2.40M | 0.53% | −21−0.3% | Reduced |
| Eads & Heald Wealth Management | 6,133 | $2.40M | 1.14% | +42+0.7% | Added |
| WealthPlan Investment Management, LLC | 6,141 | $2.40M | 0.24% | +5,251+590.0% | Added |
| Oak Asset Management, LLC | 6,145 | $2.40M | 0.85% | −425−6.5% | Reduced |
| Forum Financial Management, LP | 6,153 | $2.41M | 0.04% | −57−0.9% | Reduced |
| Bayesian Capital Management, LP | 6,159 | $2.41M | 0.28% | +6,159 | New |
| Weatherly Asset Management L. P. | 6,187 | $2.42M | 0.21% | +546+9.7% | Added |
| Syon Capital LLC | 6,202 | $2.43M | 0.21% | +467+8.1% | Added |
| Nemes Rush Group LLC | 6,622 | $2.43M | 0.35% | −17−0.3% | Reduced |
| Haverford Trust Co | 6,210 | $2.43M | 0.02% | +289+4.9% | Added |
| Ramirez Asset Management, Inc. | 6,238 | $2.44M | 0.47% | 00.0% | Unchanged |
| Essex Savings Bank | 6,244 | $2.44M | 0.61% | +186+3.1% | Added |
| Great Lakes Retirement, Inc. | 6,247 | $2.44M | 0.31% | +690+12.4% | Added |
| Insight Wealth Strategies, LLC | 6,249 | $2.44M | 0.32% | +125+2.0% | Added |
| Wilson & Boucher Capital Management, LLC | 6,281 | $2.46M | 1.69% | −31−0.5% | Reduced |
| River Wealth Advisors LLC | 6,303 | $2.47M | 0.33% | −98−1.5% | Reduced |
| TKG Advisors, LLC | 6,304 | $2.47M | 1.22% | +2,767+78.2% | Added |
| Thompson Siegel & Walmsley LLC | 6,344 | $2.48M | 0.04% | +60+1.0% | Added |
| Glen Eagle Advisors, LLC | 6,346 | $2.48M | 0.42% | +509+8.7% | Added |
| Concord Asset Management, LLC | 6,359 | $2.49M | 0.56% | +795+14.3% | Added |
| Perkins Coie Trust Co | 6,361 | $2.49M | 0.55% | +83+1.3% | Added |
| Coastline Trust Co | 6,376 | $2.49M | 0.29% | +271+4.4% | Added |
| ClariVest Asset Management LLC | 7,518 | $2.50M | 0.26% | 00.0% | Unchanged |
| Cascade Investment Advisors, Inc. | 6,415 | $2.51M | 1.60% | +5+0.1% | Added |
| St Germain D J Co Inc | 6,435 | $2.52M | 0.12% | +250+4.0% | Added |
| Fairhaven Wealth Management, LLC | 6,449 | $2.52M | 0.77% | +157+2.5% | Added |
| Massachusetts Wealth Management | 6,457 | $2.53M | 1.59% | +80+1.3% | Added |
| Avantax Planning Partners, Inc. | 6,502 | $2.54M | 0.09% | −379−5.5% | Reduced |
| RFG Advisory, LLC | 6,507 | $2.54M | 0.08% | −147−2.2% | Reduced |
| NBC Securities, Inc. | 6,512 | $2.55M | 0.21% | −282−4.2% | Reduced |
| Pinnacle Wealth Management, LLC | 6,512 | $2.55M | 3.05% | −799−10.9% | Reduced |
| Vivid Wealth Management, LLC | 6,518 | $2.55M | 1.33% | +86+1.3% | Added |
| Affinity Investment Advisors, LLC | 6,527 | $2.55M | 1.75% | −36−0.5% | Reduced |
| Greenfield Savings Bank | 6,544 | $2.56M | 1.21% | −99−1.5% | Reduced |
| Harbour Investments, Inc. | 6,548 | $2.56M | 0.08% | +182+2.9% | Added |
| Trueblood Wealth Management, LLC | 6,551 | $2.56M | 1.29% | −42−0.6% | Reduced |
| Stonegate Investment Group, LLC | 6,572 | $2.57M | 0.07% | +81+1.2% | Added |
| Indiana Trust & Investment Management CO | 6,574 | $2.57M | 0.88% | +1,094+20.0% | Added |
| Valley National Advisers Inc | 6,585 | $2.57M | 0.46% | +5,114+347.7% | Added |
| AMG National Trust Bank | 6,593 | $2.58M | 0.07% | −2,619−28.4% | Reduced |
| Resources Management Corp | 6,594 | $2.58M | 0.35% | 00.0% | Unchanged |
| Slagle Financial, LLC | 6,598 | $2.58M | 1.15% | +331+5.3% | Added |
| Arete Wealth Advisors, LLC | 6,622 | $2.58M | 0.22% | −129−1.9% | Reduced |
| Schear Investment Advisers, LLC | 6,628 | $2.59M | 1.60% | +647+10.8% | Added |
| Ontario Teachers Pension Plan Board | 6,649 | $2.60M | 0.02% | −9,877−59.8% | Reduced |
| Arkadios Wealth Advisors | 6,671 | $2.61M | 0.15% | +301+4.7% | Added |
| Quadrant Capital Group LLC | 6,676 | $2.61M | 0.18% | +98+1.5% | Added |
| Trust Investment Advisors | 6,692 | $2.62M | 1.67% | −557−7.7% | Reduced |
| Ar Asset Management Inc | 6,700 | $2.62M | 0.58% | 00.0% | Unchanged |
| Stone Point Wealth LLC | 6,721 | $2.63M | 0.85% | −95−1.4% | Reduced |
| Hilton Capital Management, LLC | 6,783 | $2.65M | 0.21% | 00.0% | Unchanged |
| BCM Advisors, LLC | 7,056 | $2.66M | 0.61% | +56+0.8% | Added |
| Staley Capital Advisers Inc | 6,800 | $2.66M | 0.12% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 6,831 | $2.67M | 0.06% | +556+8.9% | Added |
| Symphony Financial, Ltd. Co. | 6,787 | $2.67M | 0.44% | +458+7.2% | Added |
| Rollins Financial Advisors, LLC | 6,897 | $2.70M | 0.45% | −138−2.0% | Reduced |
| Howland Capital Management LLC | 6,901 | $2.70M | 0.12% | −20−0.3% | Reduced |
| Lake Street Financial LLC | 6,906 | $2.70M | 0.43% | −4,171−37.7% | Reduced |
| 44 Wealth Management LLC | 7,034 | $2.71M | 0.95% | +7,034 | New |
| Modera Wealth Management, LLC | 6,942 | $2.72M | 0.03% | +122+1.8% | Added |
| Quest Investment Management LLC | 6,968 | $2.73M | 0.32% | 00.0% | Unchanged |
| Wedmont Private Capital | 6,846 | $2.73M | 0.16% | +672+10.9% | Added |
| Triangle Securities Wealth Management | 6,977 | $2.73M | 0.71% | −101−1.4% | Reduced |
| Tyche Wealth Partners LLC | 6,983 | $2.73M | 0.62% | −55−0.8% | Reduced |
| Western Wealth Management, LLC | 7,014 | $2.74M | 0.16% | +2,713+63.1% | Added |
| Fort Point Capital Partners LLC | 7,037 | $2.75M | 0.35% | +109+1.6% | Added |
| Fox Hill Wealth Management | 7,073 | $2.77M | 1.52% | −85−1.2% | Reduced |
| D L Carlson Investment Group Inc | 7,082 | $2.77M | 0.50% | +7,082 | New |
| Argent Advisors, Inc. | 7,100 | $2.78M | 1.03% | −155−2.1% | Reduced |
| Cross Staff Investments Inc | 7,104 | $2.78M | 2.14% | 00.0% | Unchanged |
| Insigneo Advisory Services, LLC | 7,110 | $2.78M | 0.28% | −567−7.4% | Reduced |
| Oarsman Capital, Inc. | 7,122 | $2.79M | 0.52% | +293+4.3% | Added |
| Stamos Capital Partners, L.P. | 7,130 | $2.79M | 0.66% | −2,220−23.7% | Reduced |
| Heritage Wealth Management, Inc. | 7,146 | $2.79M | 0.92% | −90−1.2% | Reduced |
| Legacy Bridge, LLC | 7,148 | $2.80M | 1.51% | +12+0.2% | Added |
| Franklin Street Advisors Inc | 7,150 | $2.80M | 0.19% | −55−0.8% | Reduced |
| Chapin Davis, Inc. | 7,170 | $2.80M | 0.91% | −1,243−14.8% | Reduced |
| Ignite Planners, LLC | 7,217 | $2.82M | 0.65% | −785−9.8% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 7,238 | $2.83M | 0.25% | +34+0.5% | Added |
| Sumitomo Life Insurance Co | 7,266 | $2.84M | 0.06% | +171+2.4% | Added |
| Orleans Capital Management Corp | 7,278 | $2.85M | 1.62% | −90−1.2% | Reduced |
| FLC Capital Advisors | 7,297 | $2.85M | 0.66% | −735−9.2% | Reduced |
| Little House Capital LLC | 7,306 | $2.86M | 0.82% | +123+1.7% | Added |
| Garrett Investment Advisors LLC | 7,307 | $2.86M | 0.29% | +344+4.9% | Added |
| AAFMAA Wealth Management & Trust LLC | 7,308 | $2.86M | 1.26% | +116+1.6% | Added |