Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Capital Wealth Advisors | 3,466 | $1.36M | 1.43% | +28+0.8% | Added |
| Advisor OS, LLC | 3,468 | $1.36M | 0.14% | +107+3.2% | Added |
| Donoghue Forlines LLC | 3,481 | $1.36M | 0.39% | +1,659+91.1% | Added |
| Raleigh Capital Management Inc. | 3,490 | $1.37M | 0.53% | −138−3.8% | Reduced |
| FNY Investment Advisers, LLC | 3,500 | $1.37M | 0.66% | +3,500 | New |
| Sequent Asset Management, LLC | 3,498 | $1.37M | 0.68% | −244−6.5% | Reduced |
| Milestone Asset Management, LLC | 3,504 | $1.37M | 0.31% | +143+4.3% | Added |
| Monticello Wealth Management, LLC | 3,509 | $1.37M | 0.12% | +10.0% | Added |
| Wealth Architects, LLC | 3,511 | $1.37M | 0.16% | −8−0.2% | Reduced |
| Texas Yale Capital Corp. | 3,519 | $1.38M | 0.06% | +516+17.2% | Added |
| Pathway Financial Advisors LLC | 3,523 | $1.38M | 0.35% | 00.0% | Unchanged |
| SS&H Financial Advisors, Inc. | 3,525 | $1.38M | 0.50% | 00.0% | Unchanged |
| Steigerwald, Gordon & Koch Inc. | 3,528 | $1.38M | 0.15% | 00.0% | Unchanged |
| Boston Research & Management Inc | 3,542 | $1.39M | 0.32% | 00.0% | Unchanged |
| Strategic Blueprint, LLC | 3,545 | $1.39M | 0.09% | −497−12.3% | Reduced |
| Perfromance Wealth Partners, LLC | 3,547 | $1.39M | 0.05% | +122+3.6% | Added |
| KG&L Capital Management,LLC | 3,585 | $1.39M | 0.45% | +335+10.3% | Added |
| Quintet Private Bank (Europe) S.A. | 3,552 | $1.39M | 0.08% | −15−0.4% | Reduced |
| Worldquant Millennium Advisors LLC | 3,572 | $1.40M | 0.01% | −6,562−64.8% | Reduced |
| Gilbert & Cook, Inc. | 3,572 | $1.40M | 0.19% | +2+0.1% | Added |
| Fundamentun, LLC | 3,575 | $1.40M | 0.10% | +93+2.7% | Added |
| J. W. Coons Advisors, LLC | 3,580 | $1.40M | 0.35% | 00.0% | Unchanged |
| Thomasville National Bank | 3,590 | $1.40M | 0.10% | −8−0.2% | Reduced |
| AA Financial Advisors, LLC | 3,596 | $1.41M | 0.41% | +151+4.4% | Added |
| Founders Financial Securities LLC | 3,596 | $1.41M | 0.13% | −1,182−24.7% | Reduced |
| Catalyst Funds Management Pty Ltd | 3,600 | $1.41M | 0.31% | −2,500−41.0% | Reduced |
| Davis R M Inc | 3,601 | $1.41M | 0.03% | +482+15.5% | Added |
| Zega Financial, LLC | 3,625 | $1.42M | 0.47% | +121+3.5% | Added |
| Camden Capital, LLC | 3,626 | $1.42M | 0.15% | −108−2.9% | Reduced |
| Live Oak Private Wealth LLC | 3,631 | $1.42M | 0.23% | −450−11.0% | Reduced |
| Promethium Advisors,llc | 3,631 | $1.42M | 1.00% | +3,631 | New |
| PFC Capital Group, Inc. | 3,635 | $1.42M | 0.68% | 00.0% | Unchanged |
| Rodgers Brothers Inc. | 3,640 | $1.42M | 0.18% | 00.0% | Unchanged |
| Circle Wealth Management, LLC | 3,641 | $1.42M | 0.03% | 00.0% | Unchanged |
| McGlone Suttner Wealth Management, Inc. | 3,646 | $1.43M | 0.30% | +464+14.6% | Added |
| Fort Pitt Capital Group, LLC | 3,661 | $1.43M | 0.04% | +85+2.4% | Added |
| Quad-Cities Investment Group, LLC | 3,663 | $1.43M | 0.72% | −297−7.5% | Reduced |
| Sunbelt Securities, Inc. | 3,666 | $1.43M | 0.14% | −213−5.5% | Reduced |
| Marble Harbor Investment Counsel, LLC | 3,672 | $1.44M | 0.16% | −10−0.3% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 3,672 | $1.44M | 0.00% | +3,672 | New |
| Northwest & Ethical Investments L.P. | 3,678 | $1.44M | 0.04% | +1,458+65.7% | Added |
| Missouri Trust & Investment Co | 3,689 | $1.44M | 0.50% | −5−0.1% | Reduced |
| Rehmann Capital Advisory Group | 3,691 | $1.44M | 0.09% | +15+0.4% | Added |
| Burford Brothers, Inc. | 3,695 | $1.45M | 0.75% | +357+10.7% | Added |
| Trustmark National Bank Trust Department | 3,698 | $1.45M | 0.11% | −1,194−24.4% | Reduced |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3,718 | $1.45M | 0.12% | −186−4.8% | Reduced |
| SNS Financial Group, LLC | 3,726 | $1.46M | 0.15% | −296−7.4% | Reduced |
| Evernest Financial Advisors, LLC | 3,729 | $1.46M | 0.39% | −106−2.8% | Reduced |
| Silverlake Wealth Management LLC | 3,739 | $1.46M | 0.56% | −389−9.4% | Reduced |
| Bullock Wealth Management Group | 3,744 | $1.47M | 0.89% | +121+3.3% | Added |
| Patrick M Sweeney & Associates, Inc | 3,759 | $1.47M | 1.08% | +46+1.2% | Added |
| First Citizens Financial Corp | 3,759 | $1.47M | 0.78% | −31−0.8% | Reduced |
| Northwest Quadrant Wealth Management, LLC | 3,763 | $1.47M | 0.34% | +12+0.3% | Added |
| 180 Wealth Advisors, LLC | 3,773 | $1.48M | 0.23% | −94−2.4% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 3,780 | $1.48M | 0.93% | −125−3.2% | Reduced |
| Journey Strategic Wealth LLC | 3,782 | $1.48M | 0.05% | +733+24.0% | Added |
| HCR Wealth Advisors | 3,793 | $1.48M | 0.19% | +314+9.0% | Added |
| Everett Harris & Co | 3,805 | $1.49M | 0.02% | 00.0% | Unchanged |
| Gateway Wealth Partners, LLC | 3,806 | $1.49M | 0.41% | +138+3.8% | Added |
| Portside Wealth Group, LLC | 3,811 | $1.49M | 0.25% | −826−17.8% | Reduced |
| LRI Investments, LLC | 3,851 | $1.49M | 0.14% | +1,986+106.5% | Added |
| Patten & Patten Inc | 3,824 | $1.50M | 0.10% | −44−1.1% | Reduced |
| EverSource Wealth Advisors, LLC | 3,836 | $1.50M | 0.09% | −131−3.3% | Reduced |
| Berger Financial Group, Inc | 3,848 | $1.50M | 0.11% | −59−1.5% | Reduced |
| Cim Investment Mangement Inc | 3,848 | $1.51M | 0.44% | −98−2.5% | Reduced |
| First Trust Investment Solutions L.P. | 3,852 | $1.51M | 0.17% | −1,297−25.2% | Reduced |
| Loomis Sayles & Co L P | 3,854 | $1.51M | 0.00% | +2,105+120.4% | Added |
| Everhart Financial Group, Inc. | 3,856 | $1.51M | 0.33% | +450+13.2% | Added |
| Smartleaf Asset Management LLC | 3,859 | $1.51M | 0.18% | +1,089+39.3% | Added |
| Newbridge Financial Services Group, Inc. | 3,863 | $1.51M | 0.53% | +533+16.0% | Added |
| David Loasby | 3,892 | $1.52M | 0.14% | −9−0.2% | Reduced |
| Venturi Wealth Management, LLC | 3,897 | $1.52M | 0.08% | +617+18.8% | Added |
| High Net Worth Advisory Group LLC | 3,902 | $1.53M | 0.43% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 3,903 | $1.53M | 0.11% | +126+3.3% | Added |
| Souders Financial Advisors | 3,905 | $1.53M | 0.21% | +248+6.8% | Added |
| Bank & Trust Co | 3,905 | $1.53M | 1.24% | 00.0% | Unchanged |
| Eqis Capital Management, Inc. | 3,911 | $1.53M | 0.12% | −302−7.2% | Reduced |
| Mainstay Capital Management LLC | 3,927 | $1.54M | 0.26% | +650+19.8% | Added |
| Granite Investment Partners, LLC | 3,929 | $1.54M | 0.07% | +53+1.4% | Added |
| Counterweight Ventures, LLC | 3,932 | $1.54M | 1.09% | −1,065−21.3% | Reduced |
| City State Bank | 3,936 | $1.54M | 0.56% | −13−0.3% | Reduced |
| Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group | 3,937 | $1.54M | 0.66% | +326+9.0% | Added |
| Elevate Wealth Advisory, Inc | 3,949 | $1.54M | 1.15% | −10.0% | Reduced |
| Pitcairn Co | 3,961 | $1.55M | 0.09% | +96+2.5% | Added |
| Mayflower Financial Advisors, LLC | 3,964 | $1.55M | 0.23% | +14+0.4% | Added |
| Xcel Wealth Management, LLC | 3,969 | $1.55M | 0.45% | −529−11.8% | Reduced |
| Hilltop Holdings Inc. | 3,982 | $1.56M | 0.10% | +1,113+38.8% | Added |
| Security National Bank | 3,983 | $1.56M | 0.21% | 00.0% | Unchanged |
| Cynosure Management, LLC | 3,990 | $1.56M | 0.23% | −6,109−60.5% | Reduced |
| K.J. Harrison & Partners Inc | 4,000 | $1.56M | 0.24% | −21−0.5% | Reduced |
| XML Financial, LLC | 3,994 | $1.56M | 0.14% | −741−15.6% | Reduced |
| Agf Management Ltd | 3,995 | $1.56M | 0.01% | +3,995 | New |
| Delta Investment Management, LLC | 3,998 | $1.56M | 0.32% | −150−3.6% | Reduced |
| Viking Fund Management LLC | 4,000 | $1.56M | 0.25% | 00.0% | Unchanged |
| Pensionmark Financial Group, LLC | 4,012 | $1.57M | 0.05% | +843+26.6% | Added |
| ZWJ Investment Counsel Inc | 4,027 | $1.58M | 0.06% | −10.0% | Reduced |
| Aigen Investment Management, LP | 4,037 | $1.58M | 0.31% | +4,037 | New |
| Confluence Wealth Services, Inc. | 4,039 | $1.58M | 0.12% | +206+5.4% | Added |
| Spreng Capital Management, Inc. | 4,041 | $1.58M | 0.74% | −1,640−28.9% | Reduced |
| Birch Hill Investment Advisors LLC | 4,044 | $1.58M | 0.07% | 00.0% | Unchanged |