Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2024
Institutional positions in Caterpillar Inc as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,712
- +37 vs. Q1 2024
- Shares held
- 344.1M
- −3.05M (−0.9%) vs. Q1 2024
- Total value
- $114.5B
- −$12.4B (−9.8%) vs. Q1 2024
- New holders
- 184
- 1,050 more added
- Sold out
- 147
- 995 more reduced
38 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Greenleaf Trust | 17,039 | $5.68M | 0.05% | −364−2.1% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 17,068 | $5.69M | 0.31% | +17,068 | New |
| Mairs & Power Inc | 17,088 | $5.69M | 0.05% | −347−2.0% | Reduced |
| Jones Financial Companies LLLP | 17,093 | $5.69M | 0.01% | +12,257+253.5% | Added |
| Mizuho Markets Americas LLC | 17,104 | $5.70M | 0.16% | −17,415−50.5% | Reduced |
| Summitry LLC | 17,127 | $5.71M | 0.29% | −776−4.3% | Reduced |
| Equitable Holdings, Inc. | 17,223 | $5.74M | 0.06% | +2,184+14.5% | Added |
| Ellsworth Advisors, LLC | 17,226 | $5.74M | 1.60% | −18,990−52.4% | Reduced |
| Ronald Blue Trust, Inc. | 15,789 | $5.79M | 0.08% | +968+6.5% | Added |
| Public Sector Pension Investment Board | 17,448 | $5.81M | 0.04% | +6,008+52.5% | Added |
| Empirical Finance, LLC | 17,461 | $5.82M | 0.36% | −1,438−7.6% | Reduced |
| Trinity Legacy Partners, LLC | 17,562 | $5.85M | 1.66% | +134+0.8% | Added |
| Advocate Group LLC | 17,593 | $5.86M | 1.18% | +74+0.4% | Added |
| Abbrea Capital, LLC | 17,595 | $5.86M | 0.78% | −377−2.1% | Reduced |
| Bridge Creek Capital Management LLC | 17,598 | $5.86M | 1.89% | −335−1.9% | Reduced |
| Stratos Wealth Partners, LTD. | 17,644 | $5.88M | 0.09% | +1,377+8.5% | Added |
| Williams Jones Wealth Management, LLC. | 17,660 | $5.88M | 0.07% | +1,127+6.8% | Added |
| Ipswich Investment Management Co., Inc. | 17,706 | $5.90M | 1.38% | −250−1.4% | Reduced |
| Oak Harbor Wealth Partners, LLC | 17,732 | $5.91M | 1.86% | +30.0% | Added |
| Gateway Advisory, LLC | 17,825 | $5.94M | 1.01% | +233+1.3% | Added |
| Romano Brothers and Company | 18,046 | $6.01M | 0.83% | −31−0.2% | Reduced |
| Financial & Tax Architects, LLC | 18,074 | $6.02M | 1.61% | +229+1.3% | Added |
| Aries Wealth Management | 18,092 | $6.03M | 1.90% | −36−0.2% | Reduced |
| Robertson Stephens Wealth Management, LLC | 18,263 | $6.08M | 0.32% | +3,656+25.0% | Added |
| Quantitative Investment Management, LLC | 18,285 | $6.09M | 0.66% | +18,285 | New |
| Ameritas Advisory Services, LLC | 18,339 | $6.11M | 0.23% | +319+1.8% | Added |
| Columbia Asset Management | 18,380 | $6.12M | 1.15% | −379−2.0% | Reduced |
| Neville Rodie & Shaw Inc | 18,385 | $6.12M | 0.46% | 00.0% | Unchanged |
| Envestnet Portfolio Solutions, Inc. | 18,470 | $6.15M | 0.02% | −3,543−16.1% | Reduced |
| Physicians Financial Services, Inc. | 18,539 | $6.17M | 2.01% | +224+1.2% | Added |
| AustralianSuper Pty Ltd | 18,550 | $6.18M | 0.04% | −451−2.4% | Reduced |
| Spears Abacus Advisors LLC | 18,651 | $6.21M | 0.13% | −4,839−20.6% | Reduced |
| King Luther Capital Management Corp | 18,653 | $6.21M | 0.03% | +66+0.4% | Added |
| Pallas Capital Advisors LLC | 17,457 | $6.22M | 0.28% | +353+2.1% | Added |
| Creekmur Asset Management LLC | 18,666 | $6.22M | 1.61% | +1,203+6.9% | Added |
| Kiley Juergens Wealth Management, LLC | 18,724 | $6.24M | 1.73% | +66+0.4% | Added |
| Resources Investment Advisors, LLC. | 18,751 | $6.25M | 0.08% | +2,034+12.2% | Added |
| Capital Group Investment Management Pte. Ltd. | 18,800 | $6.26M | 1.35% | −4,594−19.6% | Reduced |
| Caldwell Trust Co | 18,815 | $6.27M | 0.69% | −571−2.9% | Reduced |
| Wedbush Securities Inc | 18,923 | $6.30M | 0.23% | +602+3.3% | Added |
| Bleakley Financial Group, LLC | 18,943 | $6.31M | 0.18% | +160+0.9% | Added |
| Colonial Trust Advisors | 18,990 | $6.33M | 0.61% | +741+4.1% | Added |
| Hodges Capital Management Inc. | 19,005 | $6.33M | 0.42% | −699−3.5% | Reduced |
| Northeast Investment Management | 19,093 | $6.36M | 0.30% | +76+0.4% | Added |
| Buckingham Strategic Wealth, LLC | 19,162 | $6.38M | 0.07% | −449−2.3% | Reduced |
| Anderson Hoagland & Co | 19,630 | $6.40M | 0.67% | 00.0% | Unchanged |
| MAI Capital Management | 19,222 | $6.40M | 0.06% | −238−1.2% | Reduced |
| Biechele Royce Advisors | 19,228 | $6.41M | 2.16% | −853−4.2% | Reduced |
| Asset Dedication, LLC | 19,497 | $6.49M | 0.45% | −51−0.3% | Reduced |
| Steel Peak Wealth Management LLC | 19,507 | $6.50M | 0.31% | +7,680+64.9% | Added |
| Koshinski Asset Management, Inc. | 19,957 | $6.51M | 0.60% | +2,708+15.7% | Added |
| Concurrent Investment Advisors, LLC | 19,582 | $6.52M | 0.22% | +4,097+26.5% | Added |
| Vestcor Inc | 19,633 | $6.54M | 0.22% | +974+5.2% | Added |
| Kingswood Wealth Advisors, LLC | 19,718 | $6.57M | 0.59% | +6,265+46.6% | Added |
| Pinnacle Financial Partners Inc | 18,760 | $6.58M | 0.14% | +832+4.6% | Added |
| Eagle Asset Management Inc | 20,000 | $6.58M | 0.04% | −14,932−42.7% | Reduced |
| Park Avenue Securities LLC | 19,767 | $6.58M | 0.08% | +5,232+36.0% | Added |
| Mutual Advisors, LLC | 19,144 | $6.60M | 0.20% | −1,384−6.7% | Reduced |
| Silvercrest Asset Management Group LLC | 19,817 | $6.60M | 0.05% | +2,478+14.3% | Added |
| Turtle Creek Wealth Advisors, LLC | 19,823 | $6.60M | 1.53% | +2,668+15.6% | Added |
| Advisors Asset Management, Inc. | 20,055 | $6.68M | 0.13% | −919−4.4% | Reduced |
| Beacon Investment Advisory Services, Inc. | 20,327 | $6.77M | 0.29% | −3,987−16.4% | Reduced |
| Trifecta Capital Advisors, LLC | 20,334 | $6.77M | 1.50% | +1,348+7.1% | Added |
| Knights of Columbus Asset Advisors LLC | 20,336 | $6.77M | 0.44% | −977−4.6% | Reduced |
| Searle & Co. | 20,423 | $6.80M | 1.59% | 00.0% | Unchanged |
| Silver Oak Securities, Inc | 20,473 | $6.82M | 1.02% | +159+0.8% | Added |
| Axxcess Wealth Management, LLC | 20,477 | $6.82M | 0.19% | −1,355−6.2% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 20,571 | $6.85M | 0.17% | −6,250−23.3% | Reduced |
| Simplicity Wealth,LLC | 20,674 | $6.89M | 0.16% | +847+4.3% | Added |
| Valeo Financial Advisors, LLC | 20,794 | $6.93M | 0.22% | −30−0.1% | Reduced |
| Churchill Management Corp | 20,848 | $6.94M | 0.08% | −268−1.3% | Reduced |
| iA Global Asset Management Inc. | 20,947 | $6.98M | 0.13% | +5,394+34.7% | Added |
| Knuff & Co LLC | 21,107 | $7.03M | 2.28% | 00.0% | Unchanged |
| BKD Wealth Advisors, LLC | 21,230 | $7.07M | 0.18% | −16−0.1% | Reduced |
| Tiaa Trust, National Association | 21,388 | $7.12M | 0.02% | +308+1.5% | Added |
| Boit C F David | 21,400 | $7.13M | 3.71% | 00.0% | Unchanged |
| Crestwood Advisors Group LLC | 21,506 | $7.16M | 0.15% | +102+0.5% | Added |
| Citizens National Bank Trust Department | 21,673 | $7.22M | 1.61% | +73+0.3% | Added |
| City Holding Co | 22,094 | $7.36M | 1.09% | +121+0.6% | Added |
| Northwest Investment Counselors, LLC | 22,116 | $7.37M | 1.84% | +198+0.9% | Added |
| TruWealth Advisors, LLC | 22,248 | $7.41M | 0.49% | +5,571+33.4% | Added |
| Hartford Financial Management Inc. | 22,278 | $7.42M | 1.59% | −645−2.8% | Reduced |
| UniSuper Management Pty Ltd | 22,296 | $7.43M | 0.06% | +12,496+127.5% | Added |
| Moors & Cabot, Inc. | 22,328 | $7.44M | 0.40% | −49−0.2% | Reduced |
| Global Retirement Partners, LLC | 22,466 | $7.48M | 0.23% | +3,232+16.8% | Added |
| Engineers Gate Manager LP | 22,467 | $7.48M | 0.17% | +21,660+2,684.0% | Added |
| Ferguson Wellman Capital Management, Inc | 22,570 | $7.52M | 0.15% | −2,135−8.6% | Reduced |
| Apollon Wealth Management, LLC | 22,661 | $7.55M | 0.23% | +1,673+8.0% | Added |
| Highland Capital Management, LLC | 22,676 | $7.55M | 0.45% | +1,967+9.5% | Added |
| Wesbanco Bank Inc | 22,701 | $7.56M | 0.28% | −798−3.4% | Reduced |
| Perigon Wealth Management, LLC | 22,711 | $7.56M | 0.22% | −1,068−4.5% | Reduced |
| Capital Investment Counsel, LLC | 22,721 | $7.57M | 1.48% | +1,202+5.6% | Added |
| Banque Cantonale Vaudoise | 22,859 | $7.61M | 0.30% | −4,617−16.8% | Reduced |
| Kavar Capital Partners Group, LLC | 22,907 | $7.63M | 1.38% | −565−2.4% | Reduced |
| McGuire Investment Group, LLC | 22,922 | $7.64M | 1.09% | +447+2.0% | Added |
| Groupama Asset Managment | 23,013 | $7.67M | 0.16% | −3,814−14.2% | Reduced |
| AE Wealth Management LLC | 23,025 | $7.67M | 0.08% | +4,589+24.9% | Added |
| Principle Wealth Partners LLC | 23,037 | $7.67M | 0.58% | −416−1.8% | Reduced |
| Community Bank of Raymore | 23,063 | $7.68M | 5.96% | −17,492−43.1% | Reduced |
| Welch & Forbes LLC | 23,503 | $7.68M | 0.10% | −257−1.1% | Reduced |