Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,714
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,085 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Evanson Asset Management, LLC | 1,350 | $494.7K | 0.04% | 00.0% | Unchanged |
| Herold Advisors, Inc. | 1,350 | $494.7K | 0.12% | 00.0% | Unchanged |
| McGowan Group Asset Management, Inc. | 1,351 | $495.0K | 0.07% | +2+0.1% | Added |
| Birchcreek Wealth Management, LLC | 1,354 | $496.1K | 0.26% | 00.0% | Unchanged |
| Westshore Wealth, LLC | 1,355 | $496.5K | 0.21% | −8−0.6% | Reduced |
| Waters Parkerson & Co., LLC | 1,358 | $498.0K | 0.03% | +49+3.7% | Added |
| Orrstown Financial Services Inc | 1,360 | $498.3K | 0.28% | +1,360 | New |
| Chesley Taft & Associates LLC | 1,363 | $499.4K | 0.03% | 00.0% | Unchanged |
| Lazari Capital Management, Inc. | 1,363 | $499.5K | 0.27% | −40−2.9% | Reduced |
| Beacon Capital Management, LLC | 1,369 | $501.2K | 0.10% | +100+7.9% | Added |
| SJS Investment Consulting Inc. | 1,369 | $501.7K | 0.10% | +93+7.3% | Added |
| apricus wealth, LLC | 1,375 | $503.8K | 0.35% | 00.0% | Unchanged |
| Waypoint Capital Advisors, LLC | 1,379 | $505.3K | 0.13% | +24+1.8% | Added |
| BayBridge Capital Group, LLC | 1,414 | $505.7K | 0.44% | +1,414 | New |
| Retirement Planning Group | 1,381 | $506.0K | 0.04% | 00.0% | Unchanged |
| Enterprise Financial Services Corp | 1,383 | $506.8K | 0.31% | −39−2.7% | Reduced |
| WestHill Financial Advisors, Inc. | 1,386 | $507.9K | 0.12% | −33−2.3% | Reduced |
| Invesco, LLC | 1,386 | $507.9K | 0.22% | +3+0.2% | Added |
| Fingerlakes Wealth Management, Inc. | 1,388 | $508.5K | 0.49% | +6+0.4% | Added |
| Idaho Trust Bank | 1,388 | $508.5K | 0.49% | +1,388 | New |
| SFMG, LLC | 1,392 | $510.0K | 0.04% | +16+1.2% | Added |
| Kessler Investment Group, LLC | 1,398 | $512.3K | 0.32% | +447+47.0% | Added |
| Sweeney & Michel, LLC | 1,431 | $512.4K | 0.23% | +1,431 | New |
| Schulhoff & Co Inc | 1,400 | $513.0K | 0.22% | −30−2.1% | Reduced |
| Ironwood Investment Management LLC | 1,400 | $513.0K | 0.25% | 00.0% | Unchanged |
| New Jersey Better Educational Savings Trust | 1,400 | $513.0K | 0.97% | 00.0% | Unchanged |
| Alta Advisers Ltd | 1,400 | $513.0K | 0.25% | 00.0% | Unchanged |
| Acas, LLC | 1,406 | $515.3K | 0.50% | −23−1.6% | Reduced |
| Jupiter Wealth Management LLC | 1,500 | $516.8K | 0.27% | 00.0% | Unchanged |
| Blankinship & Foster, LLC | 1,411 | $517.0K | 0.14% | +34+2.5% | Added |
| Watts Gwilliam & Co., LLC | 1,445 | $517.6K | 0.16% | +1,445 | New |
| Everpar Advisors LLC | 1,415 | $518.5K | 0.32% | −889−38.6% | Reduced |
| Peregrine Asset Advisers, Inc. | 1,419 | $519.8K | 0.21% | +5+0.4% | Added |
| Boston Partners | 1,421 | $520.8K | 0.00% | −454,824−99.7% | Reduced |
| Global X Japan Co., Ltd. | 1,422 | $521.1K | 0.11% | +78+5.8% | Added |
| Wealth Alliance | 1,422 | $521.1K | 0.07% | +4+0.3% | Added |
| Braun Stacey Associates Inc | 1,425 | $522.0K | 0.02% | 00.0% | Unchanged |
| Ransom Advisory, Ltd | 1,425 | $522.2K | 0.28% | +1,425 | New |
| MPS Loria Financial Planners, LLC | 1,426 | $522.5K | 0.18% | −1,689−54.2% | Reduced |
| Baker Ellis Asset Management LLC | 1,427 | $522.9K | 0.08% | +627+78.4% | Added |
| Sandy Cove Advisors, LLC | 1,427 | $522.9K | 0.24% | −42−2.9% | Reduced |
| Sugarloaf Wealth Management, LLC | 1,428 | $523.2K | 0.11% | +1+0.1% | Added |
| Rise Advisors, LLC | 1,428 | $523.2K | 0.28% | +354+33.0% | Added |
| McCarthy & Cox | 1,429 | $523.8K | 0.20% | +1,429 | New |
| Olistico Wealth, LLC | 1,430 | $524.0K | 0.38% | −700−32.9% | Reduced |
| Relyea Zuckerberg Hanson LLC | 1,432 | $524.9K | 0.09% | +74+5.4% | Added |
| CarsonAllaria Wealth Management, Ltd. | 1,433 | $525.4K | 0.33% | +83+6.1% | Added |
| Investment Advisory Services Inc | 1,438 | $526.8K | 0.19% | +141+10.9% | Added |
| Excalibur Management Corp | 1,438 | $526.9K | 0.22% | −2−0.1% | Reduced |
| Northwest Bancshares, Inc. | 1,438 | $526.9K | 0.08% | +156+12.2% | Added |
| South Street Advisors LLC | 1,440 | $527.7K | 0.08% | 00.0% | Unchanged |
| N.E.W. Advisory Services LLC | 1,442 | $528.5K | 0.06% | −41−2.8% | Reduced |
| HTLF Bank | 1,446 | $529.9K | 0.06% | 00.0% | Unchanged |
| Nadler Financial Group, Inc. | 1,446 | $529.9K | 0.07% | +13+0.9% | Added |
| Gryphon Financial Partners LLC | 1,446 | $530.0K | 0.09% | −50−3.3% | Reduced |
| Weil Company, Inc. | 1,449 | $531.0K | 0.21% | −20−1.4% | Reduced |
| Lafayette Investments, Inc. | 1,450 | $531.3K | 0.12% | −200−12.1% | Reduced |
| Frisch Financial Group, Inc. | 1,451 | $532.0K | 0.18% | +8+0.6% | Added |
| BluePath Capital Management, LLC | 1,456 | $533.4K | 0.41% | +279+23.7% | Added |
| Channel Wealth LLC | 1,456 | $533.5K | 0.21% | −7−0.5% | Reduced |
| Financial Partners Group, Inc | 1,462 | $535.8K | 0.09% | +11+0.8% | Added |
| Planning Center, Inc. | 1,463 | $536.1K | 0.12% | 00.0% | Unchanged |
| Hara Capital LLC | 1,465 | $536.8K | 0.32% | 00.0% | Unchanged |
| Smith Chas P & Associates Pa Cpas | 1,467 | $537.6K | 0.03% | +70+5.0% | Added |
| Congress Park Capital LLC | 1,470 | $538.7K | 0.24% | −125−7.8% | Reduced |
| TrinityPoint Wealth, LLC | 1,473 | $539.7K | 0.09% | −13−0.9% | Reduced |
| Acima Private Wealth, LLC | 1,473 | $539.8K | 0.20% | 00.0% | Unchanged |
| IMS Capital Management | 1,475 | $540.5K | 0.25% | 00.0% | Unchanged |
| Davis Investment Partners, LLC | 1,454 | $540.8K | 0.24% | +30+2.1% | Added |
| Gradient Capital Advisors, LLC | 1,483 | $543.3K | 0.20% | −146−9.0% | Reduced |
| VisionPoint Advisory Group, LLC | 1,484 | $543.8K | 0.20% | −58−3.8% | Reduced |
| Integrated Investment Consultants, LLC | 1,490 | $545.9K | 0.15% | −21−1.4% | Reduced |
| Gould Asset Management LLC | 1,490 | $546.0K | 0.13% | 00.0% | Unchanged |
| Center For Asset Management LLC | 1,495 | $547.7K | 0.45% | +1+0.1% | Added |
| Valley National Advisers Inc | 1,496 | $548.0K | 0.08% | +55+3.8% | Added |
| American Money Management, LLC | 1,496 | $548.1K | 0.11% | −150−9.1% | Reduced |
| Rbo & Co LLC | 1,500 | $549.6K | 0.09% | 00.0% | Unchanged |
| Chickasaw Capital Management LLC | 1,500 | $550.0K | 0.03% | 00.0% | Unchanged |
| Strategic Equity Management | 1,504 | $551.1K | 0.46% | +6+0.4% | Added |
| Laffer Tengler Investments | 1,506 | $551.8K | 0.14% | +625+70.9% | Added |
| Garden State Investment Advisory Services LLC | 1,514 | $552.3K | 0.20% | +70+4.8% | Added |
| Tectonic Advisors LLC | 1,508 | $552.7K | 0.04% | +6+0.4% | Added |
| Doliver Advisors, LP | 1,513 | $554.4K | 0.16% | −7−0.5% | Reduced |
| Allstate Corp | 1,516 | $555.5K | 0.04% | −8−0.5% | Reduced |
| Peoples Bank | 1,517 | $555.8K | 0.43% | 00.0% | Unchanged |
| Bell Bank | 1,521 | $557.3K | 0.05% | +21+1.4% | Added |
| Affinity Capital Advisors, LLC | 1,523 | $557.9K | 0.12% | −63−4.0% | Reduced |
| Grove Bank & Trust | 1,525 | $558.8K | 0.09% | 00.0% | Unchanged |
| Boston Trust Walden Corp | 1,534 | $562.1K | 0.00% | +300+24.3% | Added |
| Waterway Wealth Management, LLC | 1,534 | $562.2K | 0.25% | +344+28.9% | Added |
| Burton Enright Welch | 1,535 | $562.5K | 0.14% | 00.0% | Unchanged |
| Sunburst Financial Group, LLC | 1,549 | $563.4K | 0.16% | −54−3.4% | Reduced |
| West Family Investments, Inc. | 1,539 | $563.9K | 0.17% | 00.0% | Unchanged |
| Larson Financial Group LLC | 1,539 | $564.1K | 0.04% | +198+14.8% | Added |
| SAM Advisors, LLC | 1,540 | $564.3K | 0.21% | 00.0% | Unchanged |
| MBB Public Markets I LLC | 1,541 | $564.7K | 0.04% | +1,541 | New |
| Morris Retirement Advisors, LLC | 1,543 | $565.5K | 0.34% | +242+18.6% | Added |
| Vertex Planning Partners, LLC | 1,545 | $566.1K | 0.16% | −20−1.3% | Reduced |
| Warren Street Wealth Advisors, LLC | 1,545 | $566.3K | 0.28% | +10+0.7% | Added |
| Camden National Bank | 1,546 | $566.5K | 0.10% | −59−3.7% | Reduced |