Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,714
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,085 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FSB Premier Wealth Management, Inc. | 1,142 | $418.6K | 0.19% | +199+21.1% | Added |
| JB Capital LLC | 1,144 | $419.2K | 0.03% | +2+0.2% | Added |
| LJI Wealth Management, LLC | 1,145 | $419.6K | 0.11% | +20+1.8% | Added |
| Mount Vernon Associates Inc | 1,150 | $421.0K | 0.36% | −26−2.2% | Reduced |
| WNY Asset Management, LLC | 1,150 | $421.4K | 0.06% | +20+1.8% | Added |
| Simon Quick Advisors, LLC | 1,151 | $421.9K | 0.03% | +356+44.8% | Added |
| Eagle Wealth Strategies LLC | 1,166 | $423.9K | 0.34% | +1+0.1% | Added |
| Northern Oak Wealth Management Inc | 1,159 | $424.7K | 0.05% | 00.0% | Unchanged |
| Clear Creek Financial Management, LLC | 1,160 | $424.9K | 0.05% | +466+67.1% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 1,162 | $426.0K | 0.01% | +2+0.2% | Added |
| Capital Advisors Wealth Management, LLC | 1,163 | $426.1K | 0.09% | −21−1.8% | Reduced |
| Archford Capital Strategies, LLC | 1,163 | $426.2K | 0.07% | 00.0% | Unchanged |
| Pacific Global Investment Management CO | 1,166 | $427.4K | 0.08% | −33−2.8% | Reduced |
| Bangor Savings Bank | 1,169 | $428.4K | 0.04% | 00.0% | Unchanged |
| Liberty Wealth Management LLC | 1,172 | $429.0K | 0.08% | −54−4.4% | Reduced |
| Garrett Wealth Advisory Group, LLC | 1,175 | $430.6K | 0.18% | −27−2.2% | Reduced |
| Davidson Trust Co | 1,177 | $431.3K | 0.25% | 00.0% | Unchanged |
| Oversea-Chinese Banking CORP Ltd | 1,177 | $431.3K | 0.01% | +1,177 | New |
| Keb Asset Management, LLC | 1,179 | $432.0K | 0.15% | 00.0% | Unchanged |
| Meredith Wealth Planning | 1,180 | $432.4K | 0.24% | −189−13.8% | Reduced |
| Aua Capital Management, LLC | 1,180 | $432.7K | 0.25% | +10+0.9% | Added |
| Gsa Capital Partners LLP | 1,181 | $433.0K | 0.03% | +1,181 | New |
| Hills Bank & Trust Co | 1,190 | $436.1K | 0.04% | +499+72.2% | Added |
| Five Oceans Advisors | 1,192 | $436.8K | 0.22% | 00.0% | Unchanged |
| Harel Insurance Investments & Financial Services Ltd. | 1,195 | $438.0K | 0.01% | −569−32.3% | Reduced |
| Regatta Capital Group, LLC | 1,196 | $438.3K | 0.10% | +24+2.0% | Added |
| Rosenberg Matthew Hamilton | 1,207 | $439.0K | 0.13% | −177−12.8% | Reduced |
| CJM Wealth Advisers, Ltd. | 1,198 | $439.1K | 0.17% | −5−0.4% | Reduced |
| Mogy Joel R Investment Counsel Inc | 1,200 | $439.7K | 0.03% | +140+13.2% | Added |
| Andina Capital Management, LLC | 1,205 | $441.4K | 0.34% | +305+33.9% | Added |
| Greenline Partners, LLC | 1,205 | $441.5K | 0.07% | 00.0% | Unchanged |
| Canal Capital Management, LLC | 1,206 | $441.8K | 0.07% | −16−1.3% | Reduced |
| First Nebraska Trust Co | 1,206 | $441.9K | 0.05% | −50−4.0% | Reduced |
| Bremer Bank National Association | 1,206 | $441.9K | 0.08% | +89+8.0% | Added |
| Calamos Wealth Management LLC | 1,211 | $443.7K | 0.03% | −540−30.8% | Reduced |
| Next Level Private LLC | 1,220 | $447.0K | 0.21% | 00.0% | Unchanged |
| Catalytic Wealth RIA, LLC | 1,223 | $448.1K | 0.09% | +135+12.4% | Added |
| Trustco Bank Corp N Y | 1,231 | $451.1K | 0.47% | −150−10.9% | Reduced |
| MCF Advisors LLC | 1,234 | $452.0K | 0.04% | −490−28.4% | Reduced |
| Tortoise Investment Management, LLC | 1,234 | $452.2K | 0.05% | −20−1.6% | Reduced |
| Indie Asset Partners, LLC | 1,234 | $452.3K | 0.40% | +11+0.9% | Added |
| Millington Financial Advisors, LLC | 1,240 | $454.4K | 0.32% | +5+0.4% | Added |
| Basepoint Wealth LLC | 1,242 | $455.1K | 0.34% | −20−1.6% | Reduced |
| Grant Street Asset Management, Inc. | 1,244 | $455.8K | 0.15% | 00.0% | Unchanged |
| Contravisory Investment Management, Inc. | 1,245 | $456.2K | 0.10% | +1,245 | New |
| Graves-Light Private Wealth Management, Inc. | 1,246 | $456.6K | 0.05% | −86−6.5% | Reduced |
| Core Alternative Capital | 1,247 | $456.9K | 0.08% | −396−24.1% | Reduced |
| Rockingstone Advisors LLC | 1,247 | $456.9K | 0.24% | 00.0% | Unchanged |
| LFA - Lugano Financial Advisors SA | 1,250 | $458.0K | 0.33% | +1,000+400.0% | Added |
| Blueprint Investment Partners LLC | 1,252 | $459.0K | 0.09% | +177+16.5% | Added |
| Old Second National Bank of Aurora | 1,254 | $459.5K | 0.12% | 00.0% | Unchanged |
| Isthmus Partners, LLC | 1,257 | $460.6K | 0.05% | −100−7.4% | Reduced |
| FSA Advisors, Inc. | 1,260 | $461.7K | 0.49% | +103+8.9% | Added |
| Smart Portfolios, LLC | 1,260 | $461.7K | 0.49% | +45+3.7% | Added |
| North Star Asset Management Inc | 1,261 | $462.0K | 0.02% | −20−1.6% | Reduced |
| SageView Advisory Group, LLC | 1,261 | $462.2K | 0.03% | −183−12.7% | Reduced |
| CoreFirst Bank & Trust | 1,265 | $463.5K | 0.29% | −157−11.0% | Reduced |
| Westover Capital Advisors, LLC | 1,269 | $465.0K | 0.14% | +85+7.2% | Added |
| Alpha Family Trust | 1,270 | $465.4K | 0.28% | 00.0% | Unchanged |
| Old Point Trust & Financial Services N A | 1,270 | $465.4K | 0.17% | +53+4.4% | Added |
| Alera Investment Advisors, LLC | 1,270 | $465.4K | 0.06% | −761−37.5% | Reduced |
| Gillespie Robinson & Grimm Inc | 1,275 | $467.2K | 0.04% | −25−1.9% | Reduced |
| Bordeaux Wealth Advisors LLC | 1,276 | $467.6K | 0.15% | −1,144−47.3% | Reduced |
| Gratus Capital LLC | 1,277 | $468.1K | 0.02% | +1,277 | New |
| Gilman Hill Asset Management, LLC | 1,279 | $468.7K | 0.08% | −1−0.1% | Reduced |
| Eudaimonia Advisors LLC | 1,279 | $468.8K | 0.25% | +56+4.6% | Added |
| Hall Laurie J Trustee | 1,280 | $469.0K | 0.17% | 00.0% | Unchanged |
| Wall Street Access Asset Management, LLC | 1,287 | $471.6K | 0.20% | +4+0.3% | Added |
| Castleark Management LLC | 1,290 | $472.7K | 0.02% | 00.0% | Unchanged |
| Perpetual Ltd | 1,700 | $473.7K | 0.00% | −434−20.3% | Reduced |
| Benedetti & Gucer, Inc. | 1,299 | $476.0K | 0.24% | −92−6.6% | Reduced |
| Wellington Shields Capital Management, LLC | 1,300 | $476.4K | 0.09% | 00.0% | Unchanged |
| Onefund, LLC | 1,310 | $476.5K | 0.57% | −40−3.0% | Reduced |
| Insight Advisors, LLC | 1,301 | $476.7K | 0.09% | −22−1.7% | Reduced |
| Braun-Bostich & Associates Inc. | 1,301 | $476.7K | 0.40% | −255−16.4% | Reduced |
| Evoke Wealth, LLC | 1,301 | $476.8K | 0.01% | +1,301 | New |
| Wealth Management Associates, Inc. | 1,436 | $478.4K | 0.22% | −320−18.2% | Reduced |
| DRW Securities, LLC | 1,307 | $478.9K | 0.03% | −862−39.7% | Reduced |
| Forbes J M & Co LLP | 1,307 | $478.9K | 0.05% | 00.0% | Unchanged |
| Landaas & Co | 1,307 | $479.0K | 0.16% | +9+0.7% | Added |
| Apollon Financial, LLC | 1,309 | $479.7K | 0.17% | −98−7.0% | Reduced |
| Soltis Investment Advisors LLC | 1,311 | $480.4K | 0.05% | −219−14.3% | Reduced |
| KG&L Capital Management,LLC | 1,339 | $480.8K | 0.19% | −1,929−59.0% | Reduced |
| Pinnacle Financial Group, LLC | 1,312 | $480.8K | 0.21% | −20−1.5% | Reduced |
| TFB Advisors LLC | 1,456 | $482.0K | 0.17% | +456+45.6% | Added |
| Monarch Capital Management Inc | 1,317 | $482.6K | 0.14% | 00.0% | Unchanged |
| Formidable Asset Management, LLC | 1,320 | $483.6K | 0.08% | +1,320 | New |
| Gerber Kawasaki Wealth & Investment Management | 1,320 | $484.0K | 0.03% | +137+11.6% | Added |
| VeraBank, N.A. | 1,326 | $485.9K | 0.15% | 00.0% | Unchanged |
| Secure Asset Management, LLC | 1,328 | $486.5K | 0.11% | +151+12.8% | Added |
| Epic Trust Investment Advisors, LLC | 1,330 | $487.5K | 0.60% | +72+5.7% | Added |
| Burke & Herbert Bank & Trust Co | 1,337 | $489.9K | 0.37% | −258−16.2% | Reduced |
| Bender Robert & Associates | 1,339 | $490.7K | 0.12% | −75−5.3% | Reduced |
| Cortland Associates Inc | 1,343 | $492.0K | 0.06% | +2+0.1% | Added |
| Goldstone Financial Group, LLC | 1,344 | $492.3K | 0.11% | +30+2.3% | Added |
| Sendero Wealth Management, LLC | 1,344 | $492.5K | 0.08% | 00.0% | Unchanged |
| Personal Cfo Solutions, LLC | 1,344 | $492.5K | 0.08% | −75−5.3% | Reduced |
| Seed Wealth Management, Inc. | 1,355 | $492.9K | 0.47% | 00.0% | Unchanged |
| Coyle Financial Counsel LLC | 1,347 | $493.6K | 0.18% | 00.0% | Unchanged |
| First Community Trust NA | 1,350 | $494.7K | 0.47% | −50−3.6% | Reduced |