Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,714
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,085 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Greenup Street Wealth Management LLC | 1,000 | $366.4K | 0.09% | −238−19.2% | Reduced |
| Cubic Asset Management, LLC | 1,000 | $366.4K | 0.09% | 00.0% | Unchanged |
| Elk River Wealth Management, LLC | 1,000 | $366.4K | 0.07% | 00.0% | Unchanged |
| Miller Wealth Advisors, LLC | 1,000 | $366.4K | 0.22% | 00.0% | Unchanged |
| Ledgewood Wealth Advisors, LLC | 1,000 | $366.4K | 0.34% | 00.0% | Unchanged |
| Private Wealth Partners, LLC | 1,000 | $366.4K | 0.03% | +100+11.1% | Added |
| Merrion Investment Management Co, LLC | 1,000 | $366.4K | 0.26% | +1,000 | New |
| S.A. Mason LLC | 1,003 | $367.5K | 0.22% | +3+0.3% | Added |
| CWS Financial Advisors, LLC | 1,004 | $367.9K | 0.15% | −36−3.5% | Reduced |
| Security National Bank of Sioux City Iowa | 1,004 | $367.9K | 0.26% | +165+19.7% | Added |
| Shufro Rose & Co LLC | 1,005 | $368.3K | 0.03% | +105+11.7% | Added |
| WealthPlan Investment Management, LLC | 1,006 | $368.7K | 0.06% | +116+13.0% | Added |
| NTV Asset Management LLC | 1,007 | $368.9K | 0.06% | +2+0.2% | Added |
| Univest Financial Corp | 1,007 | $369.0K | 0.10% | −21−2.0% | Reduced |
| Western Financial Corp | 1,008 | $369.3K | 0.23% | +205+25.5% | Added |
| Private Portfolio Partners LLC | 1,008 | $369.4K | 0.08% | −473−31.9% | Reduced |
| Perkins Coie Trust Co | 1,011 | $370.4K | 0.09% | 00.0% | Unchanged |
| Smallwood Wealth Investment Management, LLC | 1,011 | $370.5K | 0.29% | 00.0% | Unchanged |
| CFO4Life Group, LLC | 1,012 | $370.9K | 0.07% | +247+32.3% | Added |
| First United Bank Trust | 1,013 | $371.2K | 0.14% | +293+40.7% | Added |
| Tandem Wealth Advisors LLC | 1,015 | $371.9K | 0.20% | +14+1.4% | Added |
| Meridian Wealth Advisors, LLC | 1,016 | $372.3K | 0.07% | +24+2.4% | Added |
| Exchange Capital Management, Inc. | 1,016 | $372.3K | 0.06% | +32+3.3% | Added |
| Highview Capital Management LLC | 1,020 | $373.8K | 0.17% | −240−19.0% | Reduced |
| Hutchinson Capital Management | 1,021 | $374.1K | 0.08% | +4+0.4% | Added |
| Crane Advisory, LLC | 1,014 | $375.0K | 0.08% | +70+7.4% | Added |
| Childress Capital Advisors, LLC | 1,025 | $375.6K | 0.11% | −69−6.3% | Reduced |
| Annis Gardner Whiting Capital Advisors, LLC | 1,027 | $376.5K | 0.13% | +310+43.2% | Added |
| Purus Wealth Management, LLC | 1,029 | $376.9K | 0.19% | −43−4.0% | Reduced |
| FIL Ltd | 1,029 | $377.1K | 0.00% | −205−16.6% | Reduced |
| Kornitzer Capital Management Inc | 1,030 | $377.4K | 0.01% | +58+6.0% | Added |
| Perennial Investment Advisors, LLC | 1,030 | $377.6K | 0.06% | −137−11.7% | Reduced |
| Annex Advisory Services, LLC | 1,032 | $378.1K | 0.01% | −88−7.9% | Reduced |
| NFP Retirement, Inc. | 1,032 | $378.4K | 0.03% | −82−7.4% | Reduced |
| Central Pacific Bank - Trust Division | 1,041 | $378.7K | 0.05% | +1,041 | New |
| Onyx Financial Advisors, LLC | 1,035 | $379.2K | 0.23% | +4+0.4% | Added |
| Platte River Wealth Advisors, LLC | 1,035 | $379.3K | 0.11% | +1,035 | New |
| LBMC Investment Advisors, LLC | 1,036 | $379.6K | 0.03% | +1,036 | New |
| Prostatis Group LLC | 1,042 | $381.8K | 0.14% | +87+9.1% | Added |
| Tower Wealth Partners, Inc. | 1,043 | $382.2K | 0.25% | +121+13.1% | Added |
| DF Dent & Co Inc | 1,044 | $382.6K | 0.00% | −212−16.9% | Reduced |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 1,070 | $382.6K | 0.00% | +7+0.7% | Added |
| Hutchens & Kramer Investment Management Group, LLC | 1,055 | $383.7K | 0.23% | +194+22.5% | Added |
| Peterson Wealth Advisors, LLC | 1,047 | $383.8K | 0.08% | +3+0.3% | Added |
| Financial Perspectives, Inc | 1,048 | $384.0K | 0.15% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 1,050 | $384.8K | 0.03% | −50−4.5% | Reduced |
| Greylin Investment Mangement Inc | 1,050 | $384.8K | 0.06% | 00.0% | Unchanged |
| Beddow Capital Management Inc | 1,050 | $385.0K | 0.17% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 1,051 | $385.1K | 0.07% | −350−25.0% | Reduced |
| Youngs Advisory Group, Inc. | 1,054 | $386.2K | 0.17% | +1,054 | New |
| Salomon & Ludwin, LLC | 1,055 | $386.5K | 0.03% | +4+0.4% | Added |
| Zions Bancorporation, N.A. | 1,055 | $386.6K | 0.03% | −293−21.7% | Reduced |
| Advus Financial Partners, LLC | 1,059 | $388.0K | 0.12% | −10−0.9% | Reduced |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 1,063 | $389.5K | 0.17% | +72+7.3% | Added |
| First National Corp | 1,318 | $389.8K | 0.10% | −1−0.1% | Reduced |
| First Hawaiian Bank | 1,064 | $389.9K | 0.01% | −507−32.3% | Reduced |
| Legacy Advisory Services, LLC | 1,064 | $389.9K | 0.37% | −17−1.6% | Reduced |
| Pettyjohn, Wood & White, Inc | 1,065 | $390.2K | 0.08% | 00.0% | Unchanged |
| Jarislowsky, Fraser Ltd | 1,072 | $392.8K | 0.00% | −25−2.3% | Reduced |
| Compass Financial Group, INC | 1,074 | $393.5K | 0.09% | +2+0.2% | Added |
| AlphaStar Capital Management, LLC | 1,075 | $393.8K | 0.04% | +386+56.0% | Added |
| Apexium Financial, LP | 1,075 | $393.9K | 0.03% | −339−24.0% | Reduced |
| Silvant Capital Management LLC | 1,076 | $394.3K | 0.02% | 00.0% | Unchanged |
| Consilium Wealth Advisory, LLC | 1,079 | $395.3K | 0.22% | −30−2.7% | Reduced |
| SkyOak Wealth, LLC | 1,079 | $395.5K | 0.09% | 00.0% | Unchanged |
| WMG Financial Advisors, LLC | 1,080 | $395.7K | 0.23% | +51+5.0% | Added |
| Legacy Financial Group, Inc. | 1,081 | $396.1K | 0.16% | +1+0.1% | Added |
| Warwick Investment Management, Inc. | 1,083 | $396.8K | 0.10% | +164+17.8% | Added |
| Beacon Financial Group | 1,085 | $397.6K | 0.05% | 00.0% | Unchanged |
| Hanlon Investment Management, Inc. | 1,094 | $400.9K | 0.12% | +157+16.8% | Added |
| Baron Wealth Management LLC | 1,095 | $401.2K | 0.21% | 00.0% | Unchanged |
| Alesco Advisors LLC | 1,099 | $402.7K | 0.01% | 00.0% | Unchanged |
| Hengehold Capital Management LLC | 1,099 | $402.7K | 0.04% | +37+3.5% | Added |
| Royal Capital Wealth Management, LLC | 1,100 | $403.1K | 0.32% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 1,100 | $403.1K | 0.03% | +67+6.5% | Added |
| Strategic Wealth Partners, Ltd. | 1,104 | $404.5K | 0.04% | +1,104 | New |
| Bristlecone Advisors, LLC | 1,104 | $404.7K | 0.04% | −48−4.2% | Reduced |
| Flow Traders U.S. LLC | 1,106 | $405.0K | 0.02% | +1,106 | New |
| Finivi Inc. | 1,106 | $405.3K | 0.37% | −19−1.7% | Reduced |
| Castleview Partners, LLC | 1,107 | $405.5K | 0.23% | +159+16.8% | Added |
| Traveka Wealth, LLC | 1,109 | $406.4K | 0.19% | +65+6.2% | Added |
| Sutton Place Investors LLC | 1,109 | $406.4K | 0.20% | +1,109 | New |
| Richard W. Paul & Associates, LLC | 1,110 | $406.9K | 0.16% | −118−9.6% | Reduced |
| Citizens Business Bank | 1,113 | $407.8K | 0.08% | +120+12.1% | Added |
| Spring Capital Management, LLC | 1,120 | $410.4K | 0.31% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 1,104 | $410.8K | 0.18% | 00.0% | Unchanged |
| Joule Financial, LLC | 1,121 | $410.8K | 0.17% | −93−7.7% | Reduced |
| Register Financial Advisors LLC | 1,123 | $411.4K | 0.21% | +14+1.3% | Added |
| Anchor Capital Advisors LLC | 1,127 | $413.0K | 0.01% | 00.0% | Unchanged |
| Brogan Financial, Inc. | 1,128 | $413.3K | 0.27% | +5+0.4% | Added |
| Angeles Investment Advisors, LLC | 1,129 | $413.7K | 0.02% | +192+20.5% | Added |
| Financial Advisors, LLC | 1,130 | $414.1K | 0.09% | 00.0% | Unchanged |
| Gibbs Wealth Management | 1,133 | $415.2K | 0.24% | +1,133 | New |
| Institutional & Family Asset Management, LLC | 1,133 | $415.2K | 0.07% | +4+0.4% | Added |
| Gradient Investments LLC | 1,133 | $415.2K | 0.01% | −3,047−72.9% | Reduced |
| Greenwood Capital Associates LLC | 1,134 | $415.5K | 0.06% | −218−16.1% | Reduced |
| Green Square Capital Advisors LLC | 1,135 | $415.8K | 0.06% | −74−6.1% | Reduced |
| MinichMacGregor Wealth Management, LLC | 1,146 | $416.8K | 0.11% | +104+10.0% | Added |
| Winslow Asset Management Inc | 1,140 | $418.0K | 0.08% | −15−1.3% | Reduced |
| Silver Coast Investments LLC | 1,141 | $418.1K | 0.17% | −63−5.2% | Reduced |