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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2024

Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,714
+172 vs. Q4 2023
Shares held
349.0M
−5.16M (−1.5%) vs. Q4 2023
Total value
$127.6B
+$23.1B (+22.2%) vs. Q4 2023
New holders
263
951 more added
Sold out
91
1,085 more reduced

41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2024: 2,714 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2024: $127.6B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2024

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.

Institutions holding CAT in Q1 2024
InstitutionSharesValue% of portfolioChange in sharesAction
Planning Directions Inc635$232.8K0.16%+635New
Hollow Brook Wealth Management LLC636$233.0K0.09%+636New
Lokken Investment Group LLC637$233.3K0.12%+637New
Steele Capital Management, Inc.637$233.6K0.01%+637New
Independence Bank of Kentucky639$234.1K0.07%−6−0.9%Reduced
Clay Northam Wealth Management, LLC639$234.1K0.19%+639New
AJOVista, LLC641$234.9K0.64%00.0%Unchanged
BIP Wealth, LLC641$235.0K0.02%+641New
Financial Network Wealth Advisors LLC642$235.2K0.23%+642New
Arbor Investment Advisors, LLC645$236.3K0.03%+645New
Klingman & Associates, LLC648$237.4K0.02%+648New
Interchange Capital Partners, LLC637$237.7K0.16%+637New
Pinnacle Bancorp, Inc.649$237.8K0.07%−16−2.4%Reduced
Vigilare Wealth Management650$238.2K0.12%+650New
Joseph P. Lucia & Associates, LLC650$238.2K0.13%+650New
Sax Wealth Advisors, LLC650$238.2K0.03%+650New
Barnes Pettey Financial Advisors, LLC650$238.2K0.21%+650New
SPC Financial, Inc.650$238.2K0.02%+650New
Granite FO LLC685$238.5K0.14%00.0%Unchanged
Glass Jacobson Investment Advisors llc651$238.5K0.09%00.0%Unchanged
Sand Hill Global Advisors, LLC651$238.5K0.01%+651New
Claret Asset Management Corp652$239.0K0.04%−44−6.3%Reduced
Delta Financial Advisors LLC653$239.3K0.09%+653New
Legacy Edge Advisors, LLC653$239.3K0.05%+653New
RW Investment Management LLC654$239.6K0.03%+654New
Dechtman Wealth Management, LLC655$239.9K0.06%+655New
OMC Financial Services LTD655$240.0K0.12%+655New
Petix & Botte Co656$240.4K0.06%−656−50.0%Reduced
Optiver Holding B.V.656$240.4K0.01%−16,423−96.2%Reduced
Coordinated Financial Services, Inc.657$240.6K0.21%+657New
Planned Solutions, Inc.659$241.5K0.12%+88+15.4%Added
JSF Financial, LLC659$241.5K0.08%+659New
Ables, Iannone, Moore & Associates, Inc.660$241.8K0.17%00.0%Unchanged
Brandywine Oak Private Wealth LLC660$241.8K0.03%+660New
Obermeyer Wood Investment Counsel, LLLP662$242.6K0.01%+662New
First Business Financial Services, Inc.663$242.9K0.03%+663New
Destination Wealth Management663$243.0K0.01%+663New
First Affirmative Financial Network664$243.4K0.18%−86−11.5%Reduced
Capital Analysts, LLC667$244.0K0.01%+74+12.5%Added
UMA Financial Services, Inc.680$244.7K0.05%+680New
First Interstate Bank668$244.8K0.02%−78−10.5%Reduced
St. Louis Trust Co668$244.8K0.04%+668New
Valtinson Bruner Financial Planning LLC668$244.9K0.10%+668New
Keystone Wealth Services, LLC669$245.0K0.08%+669New
Farmers & Merchants Trust Co of Long Beach670$245.5K0.06%+670New
Kerntke Otto McGlone Wealth Management Group671$246.2K0.24%−13−1.9%Reduced
Integral Investment Advisors, Inc.676$246.5K0.10%+676New
Pacific Center for Financial Services675$247.5K0.07%+2+0.3%Added
BFSG, LLC676$247.7K0.03%+401+145.8%Added
Revolve Wealth Partners, LLC678$248.6K0.04%+678New
SRS Capital Advisors, Inc.679$248.8K0.03%+208+44.2%Added
Prudent Man Advisors, LLC0$248.9K0.09%0Unchanged
Eagle Capital Management, LLC679$249.0K0.11%+679New
Opinicus Capital, Inc.681$249.6K0.22%+681New
Key Client Fiduciary Advisors, LLC687$251.8K0.13%−11−1.6%Reduced
MKT Advisors LLC680$252.9K0.14%+680New
Global Financial Private Client, LLC701$255.0K0.11%00.0%Unchanged
Chatham Capital Group, Inc.696$255.0K0.05%+1+0.1%Added
Sunpointe, LLC696$255.0K0.28%−14−2.0%Reduced
Dover Advisors, LLC697$255.4K0.17%+697New
Keebeck Wealth Management, LLC698$255.8K0.04%00.0%Unchanged
Penbrook Management LLC700$256.5K0.16%00.0%Unchanged
Stone Run Capital, LLC700$256.5K0.10%00.0%Unchanged
Northside Capital Management, LLC700$256.5K0.05%00.0%Unchanged
Meritas Wealth Management, LLC700$256.5K0.18%00.0%Unchanged
Fractal Investments LLC700$256.5K0.05%+700New
Trust Co of Kansas701$257.0K0.14%00.0%Unchanged
Swisher Financial Concepts, Inc.693$257.0K0.22%+693New
Lynch & Associates702$257.2K0.06%00.0%Unchanged
TMD Wealth Management, LLC702$257.2K0.06%00.0%Unchanged
Successful Portfolios LLC703$257.8K0.18%00.0%Unchanged
Strategic Financial Concepts, LLC706$258.5K0.06%+706New
Orgel Wealth Management, LLC706$258.7K0.01%−79−10.1%Reduced
Legacy Financial Group LLC707$258.9K0.05%+707New
Eubel Brady & Suttman Asset Management Inc707$259.0K0.03%+3+0.4%Added
McLean Asset Management Corp698$259.7K0.09%+3+0.4%Added
Sageworth Trust Co710$260.2K0.02%00.0%Unchanged
HBW Advisory Services LLC884$261.0K0.05%00.0%Unchanged
Roberts Glore & Co Inc714$261.6K0.08%00.0%Unchanged
Kendall Capital Management714$261.6K0.09%00.0%Unchanged
Pinkerton Retirement Specialists, LLC714$261.8K0.04%−170−19.2%Reduced
Ulland Investment Advisors, LLC715$262.0K0.21%00.0%Unchanged
First Bank & Trust716$262.4K0.05%+716New
Principal Street Partners, LLC735$262.4K0.05%+735New
Tilia Fiduciary Partners, Inc.722$264.7K0.21%−4−0.6%Reduced
Eagle Bay Advisors LLC723$264.8K0.17%−108−13.0%Reduced
Financial Enhancement Group LLC725$265.1K0.04%+6+0.8%Added
First International Bank & Trust725$265.7K0.09%00.0%Unchanged
Paces Ferry Wealth Advisors, LLC727$266.3K0.17%−53−6.8%Reduced
Independent Solutions Wealth Management, LLC727$266.4K0.06%+30+4.3%Added
EPG Wealth Management LLC728$266.8K0.07%+32+4.6%Added
Cascade Financial Partners, LLC730$266.9K0.04%+730New
Websterrogers Financial Advisors, LLC730$267.5K0.10%00.0%Unchanged
Intrepid Capital Management Inc733$268.6K0.17%00.0%Unchanged
Colonial River Wealth Management, LLC734$269.0K0.15%−31−4.1%Reduced
Ethos Financial Group, LLC735$269.0K0.05%+22+3.1%Added
LongView Wealth Management735$269.3K0.11%−30−3.9%Reduced
Signature Resources Capital Management, LLC915$270.5K0.25%00.0%Unchanged
Sterling Investment Counsel, LLC739$270.7K0.13%+5+0.7%Added
Mizuho Securities Co. Ltd.740$271.2K1.49%−770−51.0%Reduced