Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,071 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,071 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gladstone Institutional Advisory LLC | 9,595 | $3.52M | 0.19% | −1,615−14.4% | Reduced |
| Wellington Shields & Co., LLC | 9,608 | $3.52M | 1.18% | 00.0% | Unchanged |
| Hoylecohen, LLC | 9,624 | $3.53M | 0.27% | −209−2.1% | Reduced |
| We Are One Seven, LLC | 9,669 | $3.54M | 0.18% | −238−2.4% | Reduced |
| Pinnacle Holdings, LLC | 9,676 | $3.55M | 1.42% | −785−7.5% | Reduced |
| Legacy Financial Strategies, LLC | 9,686 | $3.55M | 0.91% | −78−0.8% | Reduced |
| Truvestments Capital LLC | 9,715 | $3.56M | 1.37% | −451−4.4% | Reduced |
| Mill Capital Management, LLC | 9,737 | $3.57M | 0.30% | 00.0% | Unchanged |
| HBK Sorce Advisory LLC | 9,748 | $3.57M | 0.13% | +870+9.8% | Added |
| Argent Trust Co | 9,754 | $3.57M | 0.16% | +250+2.6% | Added |
| Hudock, Inc. | 9,771 | $3.58M | 0.79% | +40.0% | Added |
| UniSuper Management Pty Ltd | 9,800 | $3.59M | 0.03% | +5,744+141.6% | Added |
| Cambridge Trust Co | 9,803 | $3.59M | 0.14% | +2,375+32.0% | Added |
| Cumberland Advisors Inc | 9,850 | $3.61M | 1.34% | 00.0% | Unchanged |
| Occidental Asset Management, LLC | 9,869 | $3.62M | 0.68% | +995+11.2% | Added |
| 1st Source Bank | 10,012 | $3.67M | 0.21% | −117−1.2% | Reduced |
| KMG Fiduciary Partners, LLC | 10,019 | $3.67M | 0.38% | −8,295−45.3% | Reduced |
| GQG Partners LLC | 10,053 | $3.68M | 0.01% | −11,083−52.4% | Reduced |
| Baldwin Investment Management, LLC | 10,053 | $3.68M | 0.50% | +60+0.6% | Added |
| SeaCrest Wealth Management, LLC | 10,168 | $3.73M | 0.46% | −2,002−16.5% | Reduced |
| Finer Wealth Management, Inc. | 10,170 | $3.73M | 2.45% | +395+4.0% | Added |
| Regency Capital Management Inc. | 10,171 | $3.73M | 2.37% | −935−8.4% | Reduced |
| Oliver Luxxe Assets LLC | 10,174 | $3.73M | 0.78% | −71−0.7% | Reduced |
| Evercore Wealth Management, LLC | 10,179 | $3.73M | 0.06% | −547−5.1% | Reduced |
| First Dallas Securities Inc. | 10,198 | $3.74M | 1.72% | −100−1.0% | Reduced |
| Naples Global Advisors, LLC | 10,216 | $3.74M | 0.38% | −229−2.2% | Reduced |
| Trust Co of Toledo NA | 10,230 | $3.75M | 0.59% | −446−4.2% | Reduced |
| Schnieders Capital Management LLC | 10,259 | $3.76M | 0.78% | +250+2.5% | Added |
| Mitchell McLeod Pugh & Williams Inc | 10,314 | $3.78M | 0.91% | −166−1.6% | Reduced |
| WR Wealth Planners, LLC | 10,326 | $3.78M | 1.18% | −213−2.0% | Reduced |
| Gluskin Sheff & Assoc Inc | 10,331 | $3.79M | 0.38% | −908−8.1% | Reduced |
| Donaldson Capital Management, LLC | 10,340 | $3.79M | 0.16% | −33−0.3% | Reduced |
| Focus Financial Network, Inc. | 10,599 | $3.79M | 0.18% | +10,599 | New |
| Pure Financial Advisors, Inc. | 10,356 | $3.79M | 0.12% | +1,678+19.3% | Added |
| IHT Wealth Management, LLC | 10,408 | $3.81M | 0.15% | −275−2.6% | Reduced |
| Monetary Management Group Inc | 10,417 | $3.82M | 1.06% | +25+0.2% | Added |
| PFG Advisors | 10,424 | $3.82M | 0.28% | +86+0.8% | Added |
| Brown Brothers Harriman & Co | 10,434 | $3.82M | 0.03% | −441−4.1% | Reduced |
| EP Wealth Advisors, LLC | 10,466 | $3.83M | 0.04% | +1,588+17.9% | Added |
| Mystic Asset Management, Inc. | 10,478 | $3.84M | 1.59% | 00.0% | Unchanged |
| Harbor Capital Advisors, Inc. | 10,509 | $3.85M | 0.50% | +10,509 | New |
| Moneta Group Investment Advisors LLC | 10,543 | $3.86M | 0.06% | +1,929+22.4% | Added |
| MV Capital Management, Inc. | 10,549 | $3.87M | 0.44% | −1,131−9.7% | Reduced |
| Gould Capital, LLC | 10,567 | $3.87M | 2.73% | −454−4.1% | Reduced |
| Thoroughbred Financial Services, LLC | 10,574 | $3.87M | 0.37% | −1,890−15.2% | Reduced |
| Warren Averett Asset Management, LLC | 10,620 | $3.89M | 0.09% | +4,014+60.8% | Added |
| Traynor Capital Management, Inc. | 10,655 | $3.90M | 0.37% | +97+0.9% | Added |
| TCW Group Inc | 10,682 | $3.91M | 0.04% | −2,225−17.2% | Reduced |
| Nicholas Hoffman & Company, LLC. | 10,690 | $3.92M | 0.20% | −807−7.0% | Reduced |
| Private Trust Co NA | 10,695 | $3.92M | 0.42% | +30+0.3% | Added |
| Capital Investment Counsel, Inc | 10,735 | $3.93M | 0.68% | −400−3.6% | Reduced |
| Boyd Watterson Asset Management LLC | 10,737 | $3.93M | 1.41% | −75−0.7% | Reduced |
| Whalerock Point Partners, LLC | 10,742 | $3.94M | 1.07% | 00.0% | Unchanged |
| Commerzbank Aktiengesellschaft | 10,839 | $3.97M | 0.13% | +9,010+492.6% | Added |
| Caldwell Sutter Capital, Inc. | 10,894 | $3.99M | 1.92% | −1,236−10.2% | Reduced |
| Smith Group Asset Management, LLC | 10,900 | $3.99M | 0.23% | −5,745−34.5% | Reduced |
| Kinloch Capital, LLC | 10,909 | $4.00M | 2.05% | +531+5.1% | Added |
| Assetmark, Inc | 10,969 | $4.02M | 0.01% | +755+7.4% | Added |
| Asset Management Group, Inc. | 10,994 | $4.03M | 0.76% | +39+0.4% | Added |
| Heritage Trust Co | 10,999 | $4.03M | 0.54% | −209−1.9% | Reduced |
| CPA Asset Management LLC | 11,009 | $4.03M | 2.26% | 00.0% | Unchanged |
| Edmond de Rothschild Holding S.A. | 11,031 | $4.04M | 0.07% | −4,424−28.6% | Reduced |
| Creative Financial Designs Inc | 11,036 | $4.04M | 0.38% | −3,686−25.0% | Reduced |
| Smith, Moore & Co. | 11,041 | $4.05M | 0.43% | +513+4.9% | Added |
| Summit Financial, LLC | 11,086 | $4.06M | 0.24% | +123+1.1% | Added |
| AlTi Global, Inc. | 11,164 | $4.08M | 0.11% | +4,428+65.7% | Added |
| Principal Securities, Inc. | 11,148 | $4.09M | 0.13% | −1,810−14.0% | Reduced |
| Modus Advisors, LLC | 11,200 | $4.10M | 1.52% | +140+1.3% | Added |
| Marvin & Palmer Associates Inc | 11,234 | $4.12M | 4.08% | +11,234 | New |
| Kames Capital plc | 11,247 | $4.12M | 0.06% | −345−3.0% | Reduced |
| OneAscent Financial Services LLC | 11,265 | $4.13M | 0.46% | +1,126+11.1% | Added |
| Gouws Capital LLC | 11,277 | $4.13M | 3.13% | +335+3.1% | Added |
| Graypoint LLC | 11,293 | $4.14M | 0.30% | +278+2.5% | Added |
| Money Concepts Capital Corp | 11,295 | $4.14M | 0.38% | −182−1.6% | Reduced |
| MWA Asset Management | 11,319 | $4.15M | 3.01% | −159−1.4% | Reduced |
| ExodusPoint Capital Management, LP | 11,337 | $4.15M | 0.05% | −12,864−53.2% | Reduced |
| BLB&B Advisors, LLC | 11,379 | $4.17M | 0.24% | −245−2.1% | Reduced |
| Johnson Investment Counsel Inc | 11,396 | $4.18M | 0.05% | −12−0.1% | Reduced |
| Providence Wealth Advisors, LLC | 11,520 | $4.18M | 3.57% | +4,452+63.0% | Added |
| Buckingham Strategic Partners | 11,418 | $4.18M | 0.12% | +8,688+318.2% | Added |
| Public Sector Pension Investment Board | 11,440 | $4.19M | 0.03% | −200−1.7% | Reduced |
| Spirit of America Management Corp | 11,490 | $4.21M | 0.85% | 00.0% | Unchanged |
| Intact Investment Management Inc. | 11,500 | $4.21M | 0.17% | −1,440−11.1% | Reduced |
| Global Wealth Management Investment Advisory, Inc. | 11,513 | $4.22M | 1.03% | −22−0.2% | Reduced |
| New Hampshire Trust | 11,611 | $4.25M | 0.99% | −277−2.3% | Reduced |
| Midland Wealth Advisors LLC | 11,680 | $4.28M | 0.26% | +853+7.9% | Added |
| Procyon Private Wealth Partners, LLC | 11,683 | $4.28M | 0.33% | −225−1.9% | Reduced |
| Leavell Investment Management, Inc. | 11,753 | $4.31M | 0.25% | +44+0.4% | Added |
| Guyasuta Investment Advisors Inc | 14,612 | $4.32M | 0.31% | 00.0% | Unchanged |
| Mission Creek Capital Partners, Inc. | 11,823 | $4.33M | 1.13% | +1,488+14.4% | Added |
| Steel Peak Wealth Management LLC | 11,827 | $4.33M | 0.22% | −18,925−61.5% | Reduced |
| Whitener Capital Management, Inc. | 11,854 | $4.34M | 1.42% | +64+0.5% | Added |
| Cullen/Frost Bankers, Inc. | 11,867 | $4.35M | 0.06% | +21+0.2% | Added |
| Kingsview Wealth Management, LLC | 12,003 | $4.40M | 0.11% | −182−1.5% | Reduced |
| Wakefield Asset Management LLLP | 12,109 | $4.44M | 1.54% | −1,256−9.4% | Reduced |
| Essex Financial Services, Inc. | 12,148 | $4.45M | 0.41% | +707+6.2% | Added |
| Slow Capital, Inc. | 12,149 | $4.45M | 0.71% | −30−0.2% | Reduced |
| Jacobi Capital Management LLC | 12,194 | $4.47M | 0.41% | +37+0.3% | Added |
| Vista Investment Partners LLC | 12,247 | $4.49M | 1.54% | +125+1.0% | Added |
| Azimuth Capital Investment Management LLC | 12,260 | $4.49M | 0.19% | −300−2.4% | Reduced |