Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Symmetry Partners, LLC | 6,049 | $2.22M | 0.17% | −134−2.2% | Reduced |
| Coastline Trust Co | 6,090 | $2.23M | 0.27% | −120−1.9% | Reduced |
| Osborne Partners Capital Management, LLC | 6,132 | $2.25M | 0.14% | −65−1.0% | Reduced |
| AXS Investments LLC | 6,151 | $2.25M | 0.54% | −1,113−15.3% | Reduced |
| Watershed Private Wealth LLC | 6,185 | $2.27M | 1.00% | −30−0.5% | Reduced |
| Gen-Wealth Partners Inc | 6,188 | $2.27M | 1.12% | +6,188 | New |
| Forum Financial Management, LP | 6,190 | $2.27M | 0.04% | −70−1.1% | Reduced |
| Zurich Insurance Group Ltd | 6,200 | $2.27M | 0.02% | +6,200 | New |
| Eads & Heald Wealth Management | 6,204 | $2.27M | 1.06% | −168−2.6% | Reduced |
| Mission Wealth Management, LP | 6,207 | $2.27M | 0.06% | +1,789+40.5% | Added |
| Haverford Trust Co | 6,208 | $2.27M | 0.02% | +100+1.6% | Added |
| Checchi Capital Advisers, LLC | 6,223 | $2.28M | 0.18% | +86+1.4% | Added |
| River Wealth Advisors LLC | 6,228 | $2.28M | 0.33% | +471+8.2% | Added |
| Fidelis Capital Partners, LLC | 6,231 | $2.28M | 0.35% | +1,861+42.6% | Added |
| Wilson & Boucher Capital Management, LLC | 6,287 | $2.30M | 1.82% | −694−9.9% | Reduced |
| Quadrant Capital Group LLC | 6,294 | $2.31M | 0.18% | −428−6.4% | Reduced |
| Good Life Advisors, LLC | 6,295 | $2.31M | 0.20% | +129+2.1% | Added |
| Thompson Siegel & Walmsley LLC | 6,296 | $2.31M | 0.04% | −41−0.6% | Reduced |
| LGT Group Foundation | 6,350 | $2.33M | 0.05% | −500−7.3% | Reduced |
| Strategic Planning Group, LLC | 6,355 | $2.33M | 0.58% | +445+7.5% | Added |
| Worldquant Millennium Advisors LLC | 6,356 | $2.33M | 0.03% | +654+11.5% | Added |
| Advanced Portfolio Management, LLC | 6,367 | $2.33M | 4.41% | +6,367 | New |
| Brighton Jones LLC | 6,377 | $2.34M | 0.08% | +767+13.7% | Added |
| NBC Securities, Inc. | 6,393 | $2.34M | 0.22% | −342−5.1% | Reduced |
| Balentine LLC | 6,399 | $2.34M | 0.07% | +2,111+49.2% | Added |
| WealthPLAN Partners, LLC | 6,403 | $2.35M | 0.24% | −10.0% | Reduced |
| Mirabaud & Cie SA | 6,433 | $2.36M | 0.84% | −1,460−18.5% | Reduced |
| Citizens Financial Group Inc | 6,470 | $2.37M | 0.08% | −1,729−21.1% | Reduced |
| Affinity Investment Advisors, LLC | 6,476 | $2.37M | 1.73% | −38−0.6% | Reduced |
| Massachusetts Wealth Management | 6,502 | $2.38M | 1.68% | +275+4.4% | Added |
| Oarsman Capital, Inc. | 6,525 | $2.39M | 0.57% | −1,240−16.0% | Reduced |
| Greenfield Savings Bank | 6,531 | $2.39M | 1.26% | −136−2.0% | Reduced |
| Wedmont Private Capital | 6,474 | $2.41M | 0.18% | +640+11.0% | Added |
| Ritholtz Wealth Management | 6,588 | $2.41M | 0.08% | −948−12.6% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 6,592 | $2.42M | 0.07% | −103−1.5% | Reduced |
| Resources Management Corp | 6,594 | $2.42M | 0.35% | −300−4.4% | Reduced |
| Two Sigma Investments, LP | 6,600 | $2.42M | 0.01% | 00.0% | Unchanged |
| St Germain D J Co Inc | 6,604 | $2.42M | 0.12% | −78−1.2% | Reduced |
| Temasek Holdings (Private) Ltd | 6,615 | $2.42M | 0.01% | 00.0% | Unchanged |
| Trueblood Wealth Management, LLC | 6,622 | $2.43M | 1.39% | −143−2.1% | Reduced |
| Oak Asset Management, LLC | 6,645 | $2.43M | 0.91% | −60−0.9% | Reduced |
| Harbour Investments, Inc. | 6,661 | $2.44M | 0.09% | +302+4.7% | Added |
| Harvest Fund Management Co., Ltd | 6,669 | $2.44M | 0.22% | +5,575+509.6% | Added |
| Horizon Kinetics Asset Management LLC | 6,673 | $2.45M | 0.05% | −286−4.1% | Reduced |
| Compton Wealth Advisory Group, LLC | 6,693 | $2.45M | 0.67% | +419+6.7% | Added |
| Nemes Rush Group LLC | 6,697 | $2.45M | 0.35% | +9+0.1% | Added |
| Ar Asset Management Inc | 6,700 | $2.46M | 0.60% | 00.0% | Unchanged |
| Lifeworks Advisors, LLC | 6,753 | $2.47M | 0.69% | +739+12.3% | Added |
| Prosperity Consulting Group, LLC | 6,761 | $2.48M | 0.31% | +1,252+22.7% | Added |
| Arbor Trust Wealth Advisors, LLC | 6,668 | $2.48M | 1.36% | −75−1.1% | Reduced |
| Vise Technologies, Inc. | 6,776 | $2.48M | 0.49% | −1,433−17.5% | Reduced |
| Simplex Trading, LLC | 6,779 | $2.48M | 0.07% | +6,779 | New |
| RFG Advisory, LLC | 6,783 | $2.49M | 0.08% | +331+5.1% | Added |
| Hilton Capital Management, LLC | 6,783 | $2.49M | 0.22% | 00.0% | Unchanged |
| Ramirez Asset Management, Inc. | 6,788 | $2.49M | 0.50% | −290−4.1% | Reduced |
| Staley Capital Advisers Inc | 6,814 | $2.50M | 0.12% | 00.0% | Unchanged |
| Inspire Advisors, LLC | 6,826 | $2.50M | 0.35% | +318+4.9% | Added |
| Tyche Wealth Partners LLC | 6,832 | $2.50M | 0.61% | +120+1.8% | Added |
| Weatherly Asset Management L. P. | 6,836 | $2.50M | 0.24% | −132−1.9% | Reduced |
| Worth Asset Management, LLC | 6,843 | $2.51M | 1.54% | +6,843 | New |
| Cascade Investment Advisors, Inc. | 6,850 | $2.51M | 1.64% | −160−2.3% | Reduced |
| Diversified Trust Co | 6,863 | $2.51M | 0.08% | −818−10.6% | Reduced |
| Garrett Investment Advisors LLC | 6,878 | $2.52M | 0.32% | −174−2.5% | Reduced |
| Fort Point Capital Partners LLC | 6,891 | $2.52M | 0.34% | −346−4.8% | Reduced |
| Wintrust Investments LLC | 6,894 | $2.53M | 0.22% | −65−0.9% | Reduced |
| Symmetry Investments LP | 6,900 | $2.53M | 0.26% | −1,500−17.9% | Reduced |
| Teamwork Financial Advisors, LLC | 6,913 | $2.53M | 0.39% | −11,854−63.2% | Reduced |
| Stone Point Wealth LLC | 6,941 | $2.54M | 0.88% | −620−8.2% | Reduced |
| Fifth Third Wealth Advisors LLC | 6,942 | $2.54M | 0.40% | +852+14.0% | Added |
| Rollins Financial Advisors, LLC | 6,951 | $2.55M | 0.48% | +556+8.7% | Added |
| AMG National Trust Bank | 6,958 | $2.55M | 0.07% | 00.0% | Unchanged |
| Quest Investment Management LLC | 6,968 | $2.55M | 0.29% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 6,976 | $2.56M | 0.27% | +470+7.2% | Added |
| Walleye Capital LLC | 7,005 | $2.57M | 0.03% | +7,005 | New |
| Modera Wealth Management, LLC | 7,006 | $2.57M | 0.04% | +450+6.9% | Added |
| BCM Advisors, LLC | 7,070 | $2.57M | 0.65% | +70+1.0% | Added |
| Verdence Capital Advisors LLC | 7,027 | $2.57M | 0.23% | −526−7.0% | Reduced |
| CAPROCK Group, Inc. | 7,051 | $2.58M | 0.15% | −2,782−28.3% | Reduced |
| Gables Capital Management Inc. | 7,070 | $2.59M | 1.43% | 00.0% | Unchanged |
| Ballentine Partners, LLC | 7,083 | $2.60M | 0.05% | +1,270+21.8% | Added |
| Cross Staff Investments Inc | 7,104 | $2.60M | 2.19% | 00.0% | Unchanged |
| Triangle Securities Wealth Management | 7,115 | $2.61M | 0.74% | −77−1.1% | Reduced |
| AAFMAA Wealth Management & Trust LLC | 7,115 | $2.61M | 1.42% | −2,809−28.3% | Reduced |
| Legacy Bridge, LLC | 7,136 | $2.61M | 1.53% | +6+0.1% | Added |
| Convergence Investment Partners, LLC | 7,136 | $2.62M | 1.00% | +1,339+23.1% | Added |
| Level Four Advisory Services, LLC | 8,874 | $2.62M | 0.14% | 00.0% | Unchanged |
| Franklin Street Advisors Inc | 7,265 | $2.66M | 0.20% | +260+3.7% | Added |
| Atlas Brown,Inc. | 7,281 | $2.67M | 0.97% | −248−3.3% | Reduced |
| Dorsey & Whitney Trust CO LLC | 7,296 | $2.67M | 0.18% | −413−5.4% | Reduced |
| Avantax Planning Partners, Inc. | 7,318 | $2.68M | 0.09% | +600+8.9% | Added |
| Secured Retirement Advisors, LLC | 7,348 | $2.69M | 2.28% | −261−3.4% | Reduced |
| BNC Wealth Management, LLC | 7,361 | $2.70M | 1.15% | +258+3.6% | Added |
| Orleans Capital Management Corp | 7,363 | $2.70M | 1.77% | +778+11.8% | Added |
| Howland Capital Management LLC | 7,371 | $2.70M | 0.13% | −459−5.9% | Reduced |
| Cornercap Investment Counsel Inc | 7,380 | $2.70M | 0.42% | −1,043−12.4% | Reduced |
| First Horizon Advisors, Inc. | 7,438 | $2.73M | 0.08% | −832−10.1% | Reduced |
| Umpqua Bank | 7,446 | $2.73M | 1.12% | +7,446 | New |
| Clearbridge Investments, LLC | 7,463 | $2.73M | 0.00% | −6,502−46.6% | Reduced |
| Prudential PLC | 7,479 | $2.74M | 0.02% | −13,399−64.2% | Reduced |
| Bayesian Capital Management, LP | 7,486 | $2.74M | 0.26% | +7,486 | New |