Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sonora Investment Management Group, LLC | 4,977 | $1.82M | 0.14% | −110−2.2% | Reduced |
| Mitchell Sinkler & Starr | 4,980 | $1.82M | 0.46% | +940+23.3% | Added |
| Clark Capital Management Group, Inc. | 5,006 | $1.83M | 0.01% | −114,647−95.8% | Reduced |
| DHJJ Financial Advisors, Ltd. | 5,011 | $1.84M | 0.81% | 00.0% | Unchanged |
| Motiv8 Investments LLC | 5,021 | $1.84M | 1.43% | −133−2.6% | Reduced |
| Ziegler Capital Management, LLC | 34,109 | $1.84M | 0.07% | −1,102−3.1% | Reduced |
| Mengis Capital Management, Inc. | 5,027 | $1.84M | 0.28% | +3,590+249.8% | Added |
| Princeton Capital Management LLC | 5,039 | $1.85M | 0.67% | −324−6.0% | Reduced |
| Del-Sette Capital Management, LLC | 5,045 | $1.85M | 1.52% | +5,045 | New |
| Probity Advisors, Inc. | 5,046 | $1.85M | 0.38% | −300−5.6% | Reduced |
| FinTrust Capital Advisors, LLC | 5,060 | $1.85M | 0.36% | +682+15.6% | Added |
| Wolff Financial Management LLC | 5,065 | $1.86M | 0.54% | −48−0.9% | Reduced |
| Garde Capital, Inc. | 5,076 | $1.86M | 0.13% | −40−0.8% | Reduced |
| Gilbert & Cook, Inc. | 5,078 | $1.86M | 0.25% | +19+0.4% | Added |
| Great Lakes Retirement, Inc. | 5,084 | $1.86M | 0.28% | +181+3.7% | Added |
| Clearstead Advisors, LLC | 5,223 | $1.86M | 0.09% | −94−1.8% | Reduced |
| GPS Wealth Strategies Group, LLC | 5,117 | $1.88M | 0.30% | +195+4.0% | Added |
| Northern Financial Advisors Inc | 5,119 | $1.88M | 1.46% | −77−1.5% | Reduced |
| Garrison Point Advisors, LLC | 5,135 | $1.88M | 1.21% | +25+0.5% | Added |
| International Assets Investment Management, LLC | 5,180 | $1.88M | 0.20% | +127+2.5% | Added |
| Bartlett & Co. Wealth Management LLC | 5,148 | $1.89M | 0.03% | +111+2.2% | Added |
| Old Mission Investment Co LLC | 5,151 | $1.89M | 0.63% | −70−1.3% | Reduced |
| SOL Capital Management CO | 5,152 | $1.89M | 0.24% | −30−0.6% | Reduced |
| GAMMA Investing LLC | 5,156 | $1.89M | 0.38% | +773+17.6% | Added |
| Allen Wealth Management, LLC | 5,183 | $1.90M | 1.68% | −375−6.7% | Reduced |
| Horizon Investments, LLC | 5,218 | $1.91M | 0.05% | +65+1.3% | Added |
| Exencial Wealth Advisors, LLC | 5,204 | $1.91M | 0.07% | −441−7.8% | Reduced |
| Ibex Wealth Advisors | 7,960 | $1.91M | 0.52% | +7,958+397,900.0% | Added |
| Accurate Wealth Management, LLC | 5,382 | $1.91M | 0.56% | +4+0.1% | Added |
| Woodmont Investment Counsel LLC | 5,219 | $1.91M | 0.16% | +169+3.3% | Added |
| Trust Point Inc. | 5,239 | $1.92M | 0.15% | +98+1.9% | Added |
| Courier Capital LLC | 5,266 | $1.93M | 0.14% | −28−0.5% | Reduced |
| Kovack Advisors, Inc. | 5,271 | $1.93M | 0.23% | +89+1.7% | Added |
| Cookson Peirce & Co Inc | 5,272 | $1.93M | 0.10% | +15+0.3% | Added |
| BNP Paribas | 5,276 | $1.93M | 0.09% | +5,276 | New |
| ARS Wealth Advisors Group, LLC | 5,279 | $1.93M | 0.26% | −11−0.2% | Reduced |
| West Oak Capital, LLC | 5,287 | $1.94M | 0.82% | +765+16.9% | Added |
| Guardian Investment Management | 5,287 | $1.94M | 1.60% | 00.0% | Unchanged |
| Wealth Group, Ltd. | 5,292 | $1.94M | 1.46% | +5,292 | New |
| Cladis Investment Advisory, LLC | 5,314 | $1.95M | 1.43% | +92+1.8% | Added |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 5,581 | $1.96M | 0.77% | +2,912+109.1% | Added |
| Proequities, Inc. | 5,364 | $1.97M | 0.13% | +20.0% | Added |
| Sequent Asset Management, LLC | 5,375 | $1.97M | 1.04% | 00.0% | Unchanged |
| Strategic Advisors LLC | 5,377 | $1.97M | 0.39% | −5,656−51.3% | Reduced |
| Chilton Capital Management LLC | 5,380 | $1.97M | 0.09% | −77,669−93.5% | Reduced |
| HM Payson & Co | 5,385 | $1.97M | 0.04% | +20.0% | Added |
| Brevan Howard Capital Management LP | 5,391 | $1.98M | 0.18% | −2,652−33.0% | Reduced |
| Cigna Investments Inc | 5,401 | $1.98M | 0.38% | −51−0.9% | Reduced |
| Glen Eagle Advisors, LLC | 5,407 | $1.98M | 0.38% | +335+6.6% | Added |
| Indiana Trust & Investment Management CO | 5,416 | $1.98M | 0.80% | −85−1.5% | Reduced |
| Little House Capital LLC | 5,420 | $1.99M | 0.66% | −1,648−23.3% | Reduced |
| Papp L Roy & Associates | 5,432 | $1.99M | 0.24% | −2,000−26.9% | Reduced |
| Alaethes Wealth LLC | 5,443 | $1.99M | 0.87% | −10−0.2% | Reduced |
| Legacy Capital Group California, Inc. | 5,478 | $2.01M | 0.74% | +1,810+49.3% | Added |
| RMB Capital Management, LLC | 5,484 | $2.01M | 0.05% | −11−0.2% | Reduced |
| GYL Financial Synergies, LLC | 5,484 | $2.01M | 0.16% | +189+3.6% | Added |
| True North Advisors, LLC | 5,495 | $2.01M | 0.56% | −20.0% | Reduced |
| Connecticut Wealth Management, LLC | 5,501 | $2.02M | 0.11% | −10.0% | Reduced |
| Schear Investment Advisers, LLC | 5,516 | $2.02M | 1.62% | +627+12.8% | Added |
| Arkadios Wealth Advisors | 5,539 | $2.03M | 0.16% | −346−5.9% | Reduced |
| Advisors Management Group Inc | 5,548 | $2.03M | 0.50% | −66−1.2% | Reduced |
| Pine Valley Investments Ltd Liability Co | 5,573 | $2.04M | 0.16% | −403−6.7% | Reduced |
| CFM Wealth Partners LLC | 5,588 | $2.05M | 0.41% | −100−1.8% | Reduced |
| Shepherd Financial Partners LLC | 5,601 | $2.05M | 0.27% | +25+0.4% | Added |
| Parkside Financial Bank & Trust | 5,606 | $2.05M | 0.33% | +553+10.9% | Added |
| Investment House LLC | 5,623 | $2.06M | 0.12% | 00.0% | Unchanged |
| Syon Capital LLC | 5,637 | $2.07M | 0.20% | +149+2.7% | Added |
| Nations Financial Group Inc, | 5,639 | $2.07M | 0.17% | +396+7.6% | Added |
| Beaton Management Co. Inc. | 5,653 | $2.07M | 1.13% | 00.0% | Unchanged |
| JT Stratford LLC | 5,658 | $2.07M | 0.41% | +1,783+46.0% | Added |
| Avidian Wealth Solutions, LLC | 5,661 | $2.07M | 0.11% | +191+3.5% | Added |
| Csenge Advisory Group | 5,684 | $2.08M | 0.12% | −1,019−15.2% | Reduced |
| WBH Advisory Inc | 5,684 | $2.08M | 0.21% | −4−0.1% | Reduced |
| Mattern Wealth Management LLC | 5,700 | $2.09M | 0.51% | +10.0% | Added |
| Pacific Wealth Strategies Group, Inc. | 5,721 | $2.10M | 1.75% | +186+3.4% | Added |
| Lindbrook Capital, LLC | 5,736 | $2.10M | 0.20% | +196+3.5% | Added |
| Naviter Wealth, LLC | 5,754 | $2.11M | 0.34% | −257−4.3% | Reduced |
| Cottage Street Advisors LLC | 5,756 | $2.11M | 1.28% | +39+0.7% | Added |
| Rockland Trust Co | 5,757 | $2.11M | 0.11% | −1,315−18.6% | Reduced |
| Pinnacle Wealth Management, LLC | 5,809 | $2.13M | 2.22% | −4,089−41.3% | Reduced |
| Spreng Capital Management, Inc. | 5,812 | $2.13M | 1.15% | +9+0.2% | Added |
| Charles Schwab Trust Co | 5,822 | $2.13M | 0.20% | −455−7.2% | Reduced |
| Insight Wealth Strategies, LLC | 5,823 | $2.13M | 0.31% | +5,823 | New |
| Wiley Bros.-Aintree Capital, LLC | 5,825 | $2.13M | 0.29% | +1,752+43.0% | Added |
| Benedict Financial Advisors Inc | 5,834 | $2.14M | 0.54% | −3−0.1% | Reduced |
| Mather Group, LLC. | 7,236 | $2.14M | 0.03% | −2,052−22.1% | Reduced |
| Westwood Holdings Group Inc. | 5,843 | $2.14M | 0.02% | −1,602−21.5% | Reduced |
| Intellectus Partners, LLC | 5,867 | $2.15M | 0.57% | −248−4.1% | Reduced |
| Duff & Phelps Investment Management Co | 5,883 | $2.16M | 0.03% | +243+4.3% | Added |
| Slagle Financial, LLC | 5,891 | $2.16M | 1.17% | −11,119−65.4% | Reduced |
| Washington Trust Bank | 5,912 | $2.17M | 0.21% | +33+0.6% | Added |
| Farther Finance Advisors, LLC | 5,960 | $2.17M | 0.13% | +624+11.7% | Added |
| Eagle Rock Investment Company, LLC | 5,925 | $2.17M | 0.40% | +750+14.5% | Added |
| Richelieu Gestion PLC | 5,958 | $2.18M | 2.24% | −3,492−37.0% | Reduced |
| First National Bank Sioux Falls | 5,970 | $2.19M | 1.19% | 00.0% | Unchanged |
| Keudell/Morrison Wealth Management | 5,972 | $2.19M | 0.66% | −15−0.3% | Reduced |
| Stonegate Investment Group, LLC | 5,993 | $2.20M | 0.07% | +5+0.1% | Added |
| Crown Oak Advisors, LLC | 6,000 | $2.20M | 1.21% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 6,000 | $2.20M | 0.12% | +1,236+25.9% | Added |
| Bragg Financial Advisors, Inc | 6,022 | $2.21M | 0.10% | −71−1.2% | Reduced |