Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pitcairn Co | 3,468 | $1.27M | 0.08% | +208+6.4% | Added |
| Lakewood Asset Management LLC | 3,478 | $1.27M | 0.87% | +766+28.2% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 5,580 | $1.28M | 0.08% | +2,795+100.4% | Added |
| Advisory Alpha, LLC | 3,486 | $1.28M | 0.05% | −399−10.3% | Reduced |
| TKG Advisors, LLC | 3,491 | $1.28M | 0.71% | −4,694−57.3% | Reduced |
| Wealthspan Partners, LLC | 3,498 | $1.28M | 0.76% | +768+28.1% | Added |
| Dumont & Blake Investment Advisors LLC | 3,503 | $1.28M | 0.37% | +4+0.1% | Added |
| Itau Unibanco Holding S.A. | 3,504 | $1.28M | 0.06% | +3,504 | New |
| Monticello Wealth Management, LLC | 3,506 | $1.28M | 0.12% | −189−5.1% | Reduced |
| Advisor OS, LLC | 3,515 | $1.29M | 0.15% | +1,349+62.3% | Added |
| Camden Capital, LLC | 3,516 | $1.29M | 0.11% | −784−18.2% | Reduced |
| Montis Financial, LLC | 3,521 | $1.29M | 0.61% | −573−14.0% | Reduced |
| Wealth Architects, LLC | 3,521 | $1.29M | 0.17% | +8+0.2% | Added |
| Steigerwald, Gordon & Koch Inc. | 3,522 | $1.29M | 0.16% | +19+0.5% | Added |
| Pathway Financial Advisors LLC | 3,523 | $1.29M | 0.35% | 00.0% | Unchanged |
| SS&H Financial Advisors, Inc. | 3,525 | $1.29M | 0.54% | 00.0% | Unchanged |
| Fort Pitt Capital Group, LLC | 3,526 | $1.29M | 0.04% | −148−4.0% | Reduced |
| Fairview Capital Investment Management, LLC | 3,528 | $1.29M | 0.07% | −100−2.8% | Reduced |
| HHM Wealth Advisors, LLC | 3,538 | $1.30M | 0.21% | 00.0% | Unchanged |
| Boston Research & Management Inc | 3,542 | $1.30M | 0.32% | 00.0% | Unchanged |
| Fiduciary Family Office, LLC | 3,550 | $1.30M | 0.51% | +496+16.2% | Added |
| Covenant Asset Management, LLC | 3,554 | $1.30M | 0.32% | +54+1.5% | Added |
| Nwam LLC | 3,774 | $1.31M | 0.11% | −451−10.7% | Reduced |
| J. W. Coons Advisors, LLC | 3,580 | $1.31M | 0.30% | 00.0% | Unchanged |
| Gateway Wealth Partners, LLC | 3,584 | $1.31M | 0.47% | −47−1.3% | Reduced |
| Retirement Guys Formula LLC | 3,598 | $1.32M | 0.64% | −227−5.9% | Reduced |
| Thomasville National Bank | 3,603 | $1.32M | 0.11% | +16+0.4% | Added |
| Pinnacle Wealth Management Advisory Group, LLC | 3,603 | $1.32M | 0.14% | +50+1.4% | Added |
| High Net Worth Advisory Group LLC | 3,617 | $1.33M | 0.42% | +240+7.1% | Added |
| Rehmann Capital Advisory Group | 3,618 | $1.33M | 0.10% | +156+4.5% | Added |
| Souders Financial Advisors | 3,628 | $1.33M | 0.21% | +99+2.8% | Added |
| Cynosure Management, LLC | 3,635 | $1.33M | 0.24% | −4,346−54.5% | Reduced |
| Bullock Wealth Management Group | 3,663 | $1.33M | 0.89% | +3,663 | New |
| Leo Wealth, LLC | 3,669 | $1.34M | 0.14% | +23+0.6% | Added |
| Investment Partners, Ltd. | 3,648 | $1.34M | 0.61% | +4+0.1% | Added |
| Founders Financial Securities LLC | 3,669 | $1.34M | 0.14% | +98+2.7% | Added |
| Rooted Wealth Advisors, Inc. | 3,687 | $1.34M | 0.66% | −32−0.9% | Reduced |
| Ostrum Asset Management | 3,671 | $1.35M | 0.11% | 00.0% | Unchanged |
| Marble Harbor Investment Counsel, LLC | 3,682 | $1.35M | 0.16% | 00.0% | Unchanged |
| Berger Financial Group, Inc | 3,686 | $1.35M | 0.11% | +1,734+88.8% | Added |
| Patrick M Sweeney & Associates, Inc | 3,693 | $1.35M | 1.11% | +86+2.4% | Added |
| Paradigm Asset Management Co LLC | 3,700 | $1.36M | 0.34% | 00.0% | Unchanged |
| Lantern Wealth Advisors, LLC | 3,704 | $1.36M | 0.95% | +3+0.1% | Added |
| Missouri Trust & Investment Co | 3,704 | $1.36M | 0.52% | +325+9.6% | Added |
| Winton Group Ltd | 3,707 | $1.36M | 0.10% | +3,707 | New |
| EverSource Wealth Advisors, LLC | 4,063 | $1.36M | 0.11% | +1,696+71.7% | Added |
| Rodgers Brothers Inc. | 3,710 | $1.36M | 0.19% | 00.0% | Unchanged |
| Circle Wealth Management, LLC | 3,718 | $1.36M | 0.03% | +3+0.1% | Added |
| US Asset Management LLC | 3,724 | $1.36M | 1.23% | −43−1.1% | Reduced |
| Eqis Capital Management, Inc. | 3,726 | $1.37M | 0.11% | +206+5.9% | Added |
| Inscription Capital, LLC | 3,732 | $1.37M | 0.23% | +935+33.4% | Added |
| Regal Investment Advisors LLC | 3,737 | $1.37M | 0.09% | −87−2.3% | Reduced |
| McGlone Suttner Wealth Management, Inc. | 3,737 | $1.37M | 0.26% | +555+17.4% | Added |
| Oak Harvest Investment Services | 3,756 | $1.38M | 0.23% | −61−1.6% | Reduced |
| Everett Harris & Co | 3,780 | $1.39M | 0.02% | +247+7.0% | Added |
| Confluence Wealth Services, Inc. | 3,785 | $1.39M | 0.12% | −514−12.0% | Reduced |
| Cyndeo Wealth Partners, LLC | 3,791 | $1.39M | 0.12% | +566+17.6% | Added |
| First Citizens Financial Corp | 3,798 | $1.39M | 0.83% | +3+0.1% | Added |
| Flagship Harbor Advisors, LLC | 3,816 | $1.40M | 0.09% | −99−2.5% | Reduced |
| First Foundation Advisors | 3,861 | $1.41M | 0.06% | +177+4.8% | Added |
| Sunbelt Securities, Inc. | 3,874 | $1.42M | 0.16% | +151+4.1% | Added |
| Granite Investment Partners, LLC | 3,876 | $1.42M | 0.05% | +1,004+35.0% | Added |
| HCR Wealth Advisors | 3,878 | $1.42M | 0.22% | +200+5.4% | Added |
| Pinnacle Wealth Planning Services, Inc. | 3,893 | $1.43M | 0.21% | +32+0.8% | Added |
| Creegan & Nassoura Financial Group, LLC | 3,905 | $1.43M | 0.96% | −25−0.6% | Reduced |
| David Loasby | 3,850 | $1.43M | 0.15% | +567+17.3% | Added |
| Patten & Patten Inc | 3,913 | $1.43M | 0.10% | −397−9.2% | Reduced |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3,941 | $1.44M | 0.17% | +3,941 | New |
| Shell Asset Management Co | 4,343 | $1.45M | 0.07% | +1,416+48.4% | Added |
| Elevate Wealth Advisory, Inc | 3,949 | $1.45M | 1.26% | −185−4.5% | Reduced |
| Quad-Cities Investment Group, LLC | 3,957 | $1.45M | 0.85% | +3+0.1% | Added |
| First Citizens Bank & Trust Co | 3,959 | $1.45M | 0.03% | −8,656−68.6% | Reduced |
| City State Bank | 3,959 | $1.45M | 0.64% | −20−0.5% | Reduced |
| Grey Street Capital, LLC | 3,966 | $1.45M | 0.20% | +3,966 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 3,966 | $1.45M | 0.01% | +3,966 | New |
| Cim Investment Mangement Inc | 3,978 | $1.46M | 0.43% | 00.0% | Unchanged |
| Security National Bank | 3,983 | $1.46M | 0.22% | +101+2.6% | Added |
| IAM Advisory, LLC | 3,984 | $1.46M | 0.40% | +45+1.1% | Added |
| Cornerstone Wealth Management, LLC | 3,984 | $1.46M | 0.12% | +477+13.6% | Added |
| Stratos Wealth Advisors, LLC | 3,988 | $1.46M | 0.09% | −375−8.6% | Reduced |
| MONECO Advisors, LLC | 3,998 | $1.46M | 0.23% | +1,200+42.9% | Added |
| IFP Advisors, Inc | 4,001 | $1.47M | 0.06% | −1,665−29.4% | Reduced |
| Viking Fund Management LLC | 4,000 | $1.47M | 0.27% | −500−11.1% | Reduced |
| Saybrook Capital | 4,000 | $1.47M | 0.39% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 4,002 | $1.47M | 0.23% | +163+4.2% | Added |
| Western Wealth Management, LLC | 4,005 | $1.47M | 0.11% | −2,621−39.6% | Reduced |
| SNS Financial Group, LLC | 4,008 | $1.47M | 0.16% | −37−0.9% | Reduced |
| Evernest Financial Advisors, LLC | 4,163 | $1.48M | 0.70% | +326+8.5% | Added |
| ZWJ Investment Counsel Inc | 4,043 | $1.48M | 0.07% | +60+1.5% | Added |
| Birch Hill Investment Advisors LLC | 4,044 | $1.48M | 0.07% | −165−3.9% | Reduced |
| K.J. Harrison & Partners Inc | 4,044 | $1.48M | 0.23% | +44+1.1% | Added |
| Lantz Financial LLC | 4,065 | $1.49M | 0.48% | −12−0.3% | Reduced |
| Live Oak Private Wealth LLC | 4,081 | $1.50M | 0.26% | 00.0% | Unchanged |
| Mayflower Financial Advisors, LLC | 4,126 | $1.51M | 0.25% | +79+2.0% | Added |
| WD Rutherford LLC | 4,130 | $1.51M | 0.78% | −65−1.5% | Reduced |
| IVC Wealth Advisors LLC | 4,131 | $1.51M | 0.87% | +127+3.2% | Added |
| BBR Partners, LLC | 4,132 | $1.51M | 0.12% | +4,132 | New |
| Southeast Asset Advisors Inc. | 4,142 | $1.52M | 0.18% | +6+0.1% | Added |
| Smithfield Trust Co | 4,147 | $1.52M | 0.08% | −95−2.2% | Reduced |
| First Manhattan Co | 4,129 | $1.52M | 0.00% | +108+2.7% | Added |