Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Manchester Capital Management LLC | 2,933 | $1.07M | 0.13% | +47+1.6% | Added |
| CVA Family Office, LLC | 2,934 | $1.08M | 0.19% | +53+1.8% | Added |
| Harfst & Associates, Inc. | 2,941 | $1.08M | 0.26% | −13−0.4% | Reduced |
| KLCM Advisors, Inc. | 2,944 | $1.08M | 0.14% | −103−3.4% | Reduced |
| Hazlett, Burt & Watson, Inc. | 2,952 | $1.08M | 0.65% | −49−1.6% | Reduced |
| Aspire Private Capital, LLC | 2,959 | $1.08M | 0.29% | +290+10.9% | Added |
| Natixis | 2,964 | $1.09M | 0.01% | −24,906−89.4% | Reduced |
| CMG Global Holdings, LLC | 2,968 | $1.09M | 0.75% | 00.0% | Unchanged |
| Morse Asset Management, Inc | 2,974 | $1.09M | 0.28% | +125+4.4% | Added |
| Legacy Wealth Asset Management, LLC | 2,975 | $1.09M | 0.30% | −115−3.7% | Reduced |
| Mainstay Capital Management LLC | 2,979 | $1.09M | 0.21% | −405−12.0% | Reduced |
| Martingale Asset Management L P | 2,980 | $1.09M | 0.02% | −780−20.7% | Reduced |
| Farmers National Bank | 2,982 | $1.09M | 0.33% | −193−6.1% | Reduced |
| Threadgill Financial, LLC | 2,987 | $1.09M | 0.49% | +5+0.2% | Added |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $1.10M | 0.34% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 3,003 | $1.10M | 0.05% | +50+1.7% | Added |
| Geller Advisors LLC | 3,006 | $1.10M | 0.09% | −32−1.1% | Reduced |
| Saxon Interests, Inc. | 3,010 | $1.10M | 0.53% | +2,300+323.9% | Added |
| Mechanics Financial Corp | 3,016 | $1.11M | 0.57% | 00.0% | Unchanged |
| WBI Investments | 3,029 | $1.11M | 0.23% | +3,029 | New |
| Wilkins Investment Counsel Inc | 3,035 | $1.11M | 0.16% | +3,035 | New |
| Benjamin Edwards Inc | 3,038 | $1.11M | 0.22% | −334−9.9% | Reduced |
| Bath Savings Trust Co | 3,039 | $1.11M | 0.12% | −43−1.4% | Reduced |
| Uncommon Cents Investing LLC | 3,040 | $1.11M | 0.34% | −30−1.0% | Reduced |
| Lakeview Capital Partners, LLC | 3,045 | $1.12M | 0.18% | −20−0.7% | Reduced |
| Benin Management CORP | 3,048 | $1.12M | 0.35% | +19+0.6% | Added |
| Concentric Wealth Management, LLC | 3,075 | $1.13M | 0.30% | −75−2.4% | Reduced |
| ICA Group Wealth Management, LLC | 3,075 | $1.13M | 0.23% | −59−1.9% | Reduced |
| WMS Partners, LLC | 3,078 | $1.13M | 0.08% | +57+1.9% | Added |
| Visionary Wealth Advisors | 3,079 | $1.13M | 0.08% | −216−6.6% | Reduced |
| Gray Wealth Management Inc. | 3,080 | $1.13M | 0.50% | −56−1.8% | Reduced |
| Rogco, LP | 3,083 | $1.13M | 0.46% | +85+2.8% | Added |
| TD Private Client Wealth LLC | 3,084 | $1.13M | 0.04% | −910−22.8% | Reduced |
| Grimes & Company, Inc. | 3,090 | $1.13M | 0.03% | −10.0% | Reduced |
| Means Investment Co., Inc. | 3,096 | $1.13M | 0.15% | +41+1.3% | Added |
| Sawgrass Asset Management LLC | 3,100 | $1.14M | 0.12% | +100+3.3% | Added |
| Costello Asset Management, INC | 3,108 | $1.14M | 0.81% | −475−13.3% | Reduced |
| Hilltop Holdings Inc. | 3,109 | $1.14M | 0.13% | −394−11.2% | Reduced |
| Menard Financial Group LLC | 3,123 | $1.14M | 0.96% | −316−9.2% | Reduced |
| Washburn Capital Management, Inc. | 3,137 | $1.15M | 0.85% | +372+13.5% | Added |
| Mitchell Capital Management Co | 3,141 | $1.15M | 0.22% | −150−4.6% | Reduced |
| Summit Financial Group Inc | 3,142 | $1.15M | 0.41% | −210−6.3% | Reduced |
| Puzo Michael J | 3,150 | $1.15M | 0.32% | −250−7.4% | Reduced |
| 180 Wealth Advisors, LLC | 3,151 | $1.15M | 0.21% | +883+38.9% | Added |
| Venturi Wealth Management, LLC | 3,160 | $1.16M | 0.07% | +2,481+365.4% | Added |
| Guerra Pan Advisors, LLC | 3,164 | $1.16M | 1.07% | +513+19.4% | Added |
| SignalPoint Asset Management, LLC | 3,168 | $1.16M | 0.32% | +2+0.1% | Added |
| Provenance Wealth Advisors, LLC | 3,168 | $1.16M | 0.16% | +25+0.8% | Added |
| Gleason Group, Inc. | 3,172 | $1.16M | 0.24% | −237−7.0% | Reduced |
| CNB Bank | 3,174 | $1.16M | 0.57% | −120−3.6% | Reduced |
| Eudaimonia Partners, LLC | 3,180 | $1.17M | 0.28% | −70−2.2% | Reduced |
| WealthTrust Asset Management, LLC | 3,181 | $1.17M | 0.89% | −164−4.9% | Reduced |
| King Wealth | 3,187 | $1.17M | 0.20% | +47+1.5% | Added |
| Colonial Trust Co | 3,188 | $1.17M | 0.22% | +35+1.1% | Added |
| Wealth Effects LLC | 3,209 | $1.18M | 0.43% | +10.0% | Added |
| Rossmore Private Capital | 3,221 | $1.18M | 0.15% | +30+0.9% | Added |
| Aspen Investment Management Inc | 3,228 | $1.18M | 0.60% | −250−7.2% | Reduced |
| Auxier Asset Management | 3,230 | $1.18M | 0.18% | 00.0% | Unchanged |
| Montecito Bank & Trust | 3,235 | $1.19M | 0.24% | +83+2.6% | Added |
| CORDA Investment Management, LLC. | 3,243 | $1.19M | 0.09% | +3,243 | New |
| Traphagen Investment Advisors LLC | 3,249 | $1.19M | 0.13% | +3+0.1% | Added |
| Birinyi Associates Inc | 3,250 | $1.19M | 0.39% | 00.0% | Unchanged |
| Taurus Asset Management, LLC | 3,258 | $1.19M | 0.12% | −300−8.4% | Reduced |
| Wealth Management Partners, LLC | 3,258 | $1.19M | 0.61% | −320−8.9% | Reduced |
| Wolverine Trading, LLC | 3,266 | $1.20M | 0.01% | −18,392−84.9% | Reduced |
| Magnus Financial Group LLC | 3,270 | $1.20M | 0.14% | +113+3.6% | Added |
| Mendel Money Management | 3,277 | $1.20M | 0.56% | +11+0.3% | Added |
| LexAurum Advisors, LLC | 3,284 | $1.20M | 0.30% | −802−19.6% | Reduced |
| Nicolet Bankshares Inc | 3,284 | $1.20M | 0.30% | −7−0.2% | Reduced |
| Edge Capital Group, LLC | 3,300 | $1.21M | 0.06% | −90−2.7% | Reduced |
| Allegheny Financial Group LTD | 3,312 | $1.21M | 0.37% | +457+16.0% | Added |
| Security Financial Services, INC. | 3,316 | $1.22M | 0.27% | +6+0.2% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,325 | $1.22M | 0.21% | −421−11.2% | Reduced |
| Hartline Investment Corp | 3,325 | $1.22M | 0.21% | +2,642+386.8% | Added |
| AA Financial Advisors, LLC | 3,333 | $1.22M | 0.49% | +3,333 | New |
| Evergreen Capital Management LLC | 3,335 | $1.22M | 0.05% | +141+4.4% | Added |
| Atwood & Palmer Inc | 3,358 | $1.23M | 0.09% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,363 | $1.23M | 0.06% | +1,024+43.8% | Added |
| First Financial Bankshares Inc | 3,379 | $1.24M | 0.03% | +1,284+61.3% | Added |
| Wealth Quarterback LLC | 3,382 | $1.24M | 0.69% | −136−3.9% | Reduced |
| CIC Wealth, LLC | 3,386 | $1.24M | 0.36% | −12−0.4% | Reduced |
| JFS Wealth Advisors, LLC | 3,392 | $1.24M | 0.10% | −16−0.5% | Reduced |
| Fundamentun, LLC | 3,392 | $1.24M | 0.12% | +151+4.7% | Added |
| Alexander Labrunerie & Co., Inc. | 3,393 | $1.24M | 0.69% | +3,393 | New |
| Founders Financial Alliance, LLC | 3,399 | $1.25M | 0.37% | +1,407+70.6% | Added |
| Telos Capital Management, Inc. | 3,405 | $1.25M | 0.14% | −56−1.6% | Reduced |
| RFP Financial Group LLC | 3,408 | $1.25M | 0.49% | −185−5.1% | Reduced |
| Davis R M Inc | 3,407 | $1.25M | 0.03% | −82−2.4% | Reduced |
| Maverick Capital LtdSuperinvestorMaverick Capital | 3,425 | $1.26M | 0.02% | +3,425 | New |
| Vanguard Capital Wealth Advisors | 3,434 | $1.26M | 0.89% | +213+6.6% | Added |
| First Heartland Consultants, Inc. | 3,437 | $1.26M | 0.13% | +110+3.3% | Added |
| Tiemann Investment Advisors, LLC | 3,437 | $1.26M | 0.56% | +10+0.3% | Added |
| Keynote Financial Services LLC | 3,449 | $1.26M | 1.06% | +3,449 | New |
| PFC Capital Group, Inc. | 3,457 | $1.27M | 0.68% | +125+3.8% | Added |
| DMG Group, LLC | 3,455 | $1.27M | 1.09% | −46−1.3% | Reduced |
| McKinley Capital Management LLC /Delaware | 3,459 | $1.27M | 0.15% | −150−4.2% | Reduced |
| Wrapmanager Inc | 3,461 | $1.27M | 0.35% | +1,323+61.9% | Added |
| Mango Five Family, Inc. | 3,465 | $1.27M | 0.42% | 00.0% | Unchanged |
| Savoie Capital LLC | 3,465 | $1.27M | 0.18% | +3,465 | New |
| Belpointe Asset Management LLC | 3,467 | $1.27M | 0.10% | +589+20.5% | Added |