Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Slocum, Gordon & Co LLP | 2,500 | $916.1K | 0.68% | 00.0% | Unchanged |
| BlueSky Wealth Advisors, LLC | 2,506 | $918.3K | 0.72% | +91+3.8% | Added |
| Shelton Wealth Management, LLC | 2,512 | $920.5K | 0.58% | +670+36.4% | Added |
| Ci Investments Inc. | 2,517 | $922.0K | 0.00% | +455+22.1% | Added |
| Diversify Advisory Services, LLC | 2,547 | $926.4K | 0.05% | +2,547 | New |
| Bridges Investment Management Inc | 2,535 | $928.9K | 0.03% | −2,000−44.1% | Reduced |
| Horizon Wealth Management, LLC | 2,537 | $929.6K | 0.24% | −136−5.1% | Reduced |
| Woodstock Corp | 2,555 | $936.2K | 0.10% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 2,556 | $936.6K | 0.04% | 00.0% | Unchanged |
| Heck Capital Advisors, LLC | 2,562 | $938.8K | 0.14% | +2+0.1% | Added |
| BOS Asset Management, LLC | 2,563 | $939.2K | 0.49% | 00.0% | Unchanged |
| Nabity-Jensen Investment Management Inc | 2,564 | $939.5K | 0.77% | 00.0% | Unchanged |
| Titleist Asset Management, LLC | 2,564 | $939.6K | 0.16% | −751−22.7% | Reduced |
| Palumbo Wealth Management LLC | 2,570 | $941.7K | 0.42% | −61−2.3% | Reduced |
| White Lighthouse Investment Management Inc. | 2,571 | $942.1K | 0.19% | 00.0% | Unchanged |
| Westmount Partners, LLC | 2,573 | $943.0K | 0.34% | −50−1.9% | Reduced |
| KKM Financial LLC | 2,575 | $943.6K | 0.46% | +692+36.7% | Added |
| Northstar Group, Inc. | 2,586 | $947.7K | 0.19% | −60−2.3% | Reduced |
| Pine Haven Investment Counsel, Inc | 2,590 | $949.1K | 0.83% | −25−1.0% | Reduced |
| BTG Pactual Global Asset Management Ltd | 2,592 | $949.8K | 0.30% | +2,592 | New |
| Verus Capital Partners, LLC | 2,597 | $951.6K | 0.11% | −6−0.2% | Reduced |
| Ted Buchan & Co | 2,602 | $953.5K | 0.59% | −47−1.8% | Reduced |
| Hilltop National Bank | 2,605 | $954.5K | 0.32% | +2,605 | New |
| Hudson Valley Investment Advisors Inc | 2,609 | $956.0K | 0.11% | −552−17.5% | Reduced |
| Quadrant Private Wealth Management, LLC | 2,620 | $960.1K | 0.24% | +20+0.8% | Added |
| Adell Harriman & Carpenter Inc | 2,620 | $960.2K | 0.08% | −289−9.9% | Reduced |
| Virtus ETF Advisers LLC | 2,621 | $960.4K | 0.51% | +259+11.0% | Added |
| Stiles Financial Services Inc | 2,621 | $960.5K | 0.38% | −44−1.7% | Reduced |
| Windsor Capital Management, LLC | 2,627 | $962.5K | 0.30% | −48−1.8% | Reduced |
| Skopos Labs, Inc. | 2,649 | $963.5K | 0.41% | +44+1.7% | Added |
| Fortem Financial Group, LLC | 2,630 | $963.8K | 0.42% | −451−14.6% | Reduced |
| Prestige Wealth Management Group LLC | 2,632 | $964.5K | 0.21% | −2−0.1% | Reduced |
| Cidel Asset Management Inc | 2,638 | $966.6K | 0.07% | −51−1.9% | Reduced |
| Astoria Portfolio Advisors LLC. | 2,660 | $967.8K | 0.37% | −31−1.2% | Reduced |
| Klingenstein Fields & Co LP | 2,643 | $968.5K | 0.04% | −60−2.2% | Reduced |
| Van Strum & Towne Inc. | 2,645 | $969.2K | 0.35% | +200+8.2% | Added |
| GeoWealth Management, LLC | 2,648 | $970.5K | 0.04% | −2,092−44.1% | Reduced |
| Sompo Asset Management Co., Ltd. | 2,650 | $971.0K | 0.16% | +160+6.4% | Added |
| Quadcap Wealth Management, LLC | 2,652 | $971.9K | 0.22% | −200−7.0% | Reduced |
| Marcum Wealth, LLC | 2,660 | $974.7K | 0.10% | −554−17.2% | Reduced |
| Ancora Advisors, LLC | 2,660 | $974.8K | 0.02% | 00.0% | Unchanged |
| Sentry Investment Management LLC | 2,675 | $980.0K | 0.38% | 00.0% | Unchanged |
| Redwood Wealth Management Group, LLC | 2,676 | $980.6K | 1.04% | −343−11.4% | Reduced |
| Epoch Investment Partners, Inc. | 2,686 | $984.2K | 0.00% | −113−4.0% | Reduced |
| LVW Advisors, LLC | 2,687 | $984.6K | 0.17% | +930+52.9% | Added |
| ABN AMRO Bank N.V. | 2,692 | $985.8K | 0.01% | −1,670−38.3% | Reduced |
| TCG Advisory Services, LLC | 2,692 | $986.3K | 0.05% | +244+10.0% | Added |
| Waycross Partners, LLC | 2,700 | $989.4K | 0.17% | 00.0% | Unchanged |
| Cahill Financial Advisors Inc | 2,705 | $991.0K | 0.14% | −527−16.3% | Reduced |
| Wealth Alliance Advisory Group, LLC | 2,712 | $993.8K | 0.23% | +2,027+295.9% | Added |
| NVWM, LLC | 2,717 | $995.6K | 0.27% | −256−8.6% | Reduced |
| Prosperitas Financial LLC | 2,723 | $997.8K | 0.64% | −106−3.7% | Reduced |
| CX Institutional | 2,731 | $1.00M | 0.05% | −130−4.5% | Reduced |
| Joel Isaacson & Co., LLC | 2,733 | $1.00M | 0.05% | +10.0% | Added |
| Eagle Bluffs Wealth Management LLC | 2,734 | $1.00M | 0.62% | 00.0% | Unchanged |
| Drive Wealth Management, LLC | 2,736 | $1.00M | 0.28% | +135+5.2% | Added |
| Key Financial Inc | 2,742 | $1.00M | 0.26% | 00.0% | Unchanged |
| Disciplined Equity Management, Inc. | 2,750 | $1.01M | 0.67% | −60−2.1% | Reduced |
| Heartwood Wealth Advisors LLC | 2,754 | $1.01M | 0.12% | +50+1.8% | Added |
| Bill Few Associates, Inc. | 2,759 | $1.01M | 0.41% | +212+8.3% | Added |
| Financial Management Network Inc | 2,736 | $1.01M | 0.25% | −131−4.6% | Reduced |
| Patriot Investment Management Inc. | 2,763 | $1.01M | 0.08% | −14−0.5% | Reduced |
| Abacus Planning Group, Inc. | 2,768 | $1.01M | 0.20% | −87−3.0% | Reduced |
| Girard Partners Ltd. | 2,780 | $1.02M | 0.10% | −131−4.5% | Reduced |
| First Command Advisory Services, Inc. | 2,786 | $1.02M | 0.01% | −105−3.6% | Reduced |
| Capital Advisors Inc | 2,785 | $1.02M | 0.02% | +207+8.0% | Added |
| Sittner & Nelson, LLC | 2,785 | $1.02M | 0.51% | −544−16.3% | Reduced |
| RDA Financial Network | 2,788 | $1.02M | 0.35% | +184+7.1% | Added |
| Everhart Financial Group, Inc. | 2,789 | $1.02M | 0.30% | +1,113+66.4% | Added |
| Sentinus, LLC | 2,796 | $1.02M | 0.36% | +2,796 | New |
| Peavine Capital, LLC | 2,800 | $1.03M | 0.26% | 00.0% | Unchanged |
| Clarus Group, Inc. | 2,801 | $1.03M | 0.72% | −22−0.8% | Reduced |
| Hancock Whitney Corp | 2,801 | $1.03M | 0.04% | −168−5.7% | Reduced |
| 1858 Wealth Management, LLC | 3,498 | $1.03M | 0.98% | 00.0% | Unchanged |
| Valmark Advisers, Inc. | 2,823 | $1.03M | 0.02% | +387+15.9% | Added |
| Capstone Financial Advisors, Inc. | 2,824 | $1.03M | 0.07% | +35+1.3% | Added |
| Ballast, Inc. | 2,829 | $1.04M | 0.33% | +4+0.1% | Added |
| Texas Capital Bancshares Inc | 2,833 | $1.04M | 0.47% | −1,124−28.4% | Reduced |
| Allen Mooney & Barnes Investment Advisors LLC | 2,792 | $1.04M | 0.20% | +3+0.1% | Added |
| Accredited Investors Inc. | 2,839 | $1.04M | 0.07% | −51−1.8% | Reduced |
| Compass Ion Advisors, LLC | 2,839 | $1.04M | 0.15% | +10.0% | Added |
| Ballast Advisors LLC | 2,850 | $1.04M | 0.35% | −209−6.8% | Reduced |
| Carson Advisory Inc. | 2,853 | $1.05M | 0.74% | +3+0.1% | Added |
| Fort Sheridan Advisors LLC | 2,854 | $1.05M | 0.20% | +124+4.5% | Added |
| Archer Investment Corp | 2,855 | $1.05M | 0.31% | −146−4.9% | Reduced |
| Somerville Kurt F | 2,860 | $1.05M | 0.18% | 00.0% | Unchanged |
| Vectors Research Management, LLC | 2,867 | $1.05M | 0.30% | −184−6.0% | Reduced |
| Ironwood Investment Counsel, LLC | 2,868 | $1.05M | 0.19% | +10.0% | Added |
| Washington Trust Advisors, Inc. | 2,871 | $1.05M | 0.10% | −413−12.6% | Reduced |
| Toth Financial Advisory Corp | 2,877 | $1.05M | 0.13% | −138−4.6% | Reduced |
| Carnegie Capital Asset Management, LLC | 2,890 | $1.06M | 0.03% | −126−4.2% | Reduced |
| Aspiriant, LLC | 2,889 | $1.06M | 0.04% | −41−1.4% | Reduced |
| Clarus Wealth Advisors | 2,849 | $1.06M | 0.60% | −152−5.1% | Reduced |
| Berkshire Asset Management LLC | 2,908 | $1.07M | 0.06% | −293−9.2% | Reduced |
| Transcend Wealth Collective, LLC | 2,909 | $1.07M | 0.09% | −124−4.1% | Reduced |
| South State Corp. | 2,916 | $1.07M | 0.08% | −699−19.3% | Reduced |
| Veracity Capital LLC | 2,917 | $1.07M | 0.42% | −656−18.4% | Reduced |
| Peoples Financial Services Corp. | 2,919 | $1.07M | 0.46% | −391−11.8% | Reduced |
| Well Done, LLC | 2,926 | $1.07M | 0.21% | +241+9.0% | Added |
| FCG Investment Co | 2,927 | $1.07M | 0.86% | −1,082−27.0% | Reduced |