Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Addison Advisors LLC | 2,114 | $774.6K | 0.27% | +62+3.0% | Added |
| Morningstar Investment Management LLC | 2,124 | $778.0K | 0.08% | 00.0% | Unchanged |
| Reynders McVeigh Capital Management, LLC | 2,127 | $780.0K | 0.04% | −7−0.3% | Reduced |
| MRP Capital Investments, LLC | 2,130 | $780.5K | 0.78% | +845+65.8% | Added |
| Opal Wealth Advisors, LLC | 2,130 | $780.6K | 0.26% | −360−14.5% | Reduced |
| Oakworth Capital, Inc. | 2,135 | $782.3K | 0.06% | 00.0% | Unchanged |
| Fukoku Mutual Life Insurance Co | 2,139 | $783.8K | 0.06% | 00.0% | Unchanged |
| Delta Financial Group, Inc. | 2,139 | $784.0K | 0.23% | −1,610−42.9% | Reduced |
| Harbour Trust & Investment Management Co | 2,140 | $784.2K | 0.10% | −100−4.5% | Reduced |
| Marion Wealth Management | 2,143 | $785.3K | 0.23% | −96−4.3% | Reduced |
| Full Sail Capital, LLC | 2,151 | $788.2K | 0.05% | +10.0% | Added |
| Guardian Wealth Management, Inc. | 2,158 | $790.6K | 0.61% | −34−1.6% | Reduced |
| LVM Capital Management Ltd | 2,160 | $791.0K | 0.09% | −2,423−52.9% | Reduced |
| Townsend Asset Management Corp | 2,160 | $791.7K | 0.31% | +141+7.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 2,161 | $791.9K | 0.04% | −123−5.4% | Reduced |
| Atlantic Trust, LLC | 2,168 | $794.4K | 0.21% | +70+3.3% | Added |
| MSH Capital Advisors LLC | 2,169 | $794.8K | 0.28% | +65+3.1% | Added |
| Symphony Financial, Ltd. Co. | 2,170 | $795.1K | 0.19% | −3,606−62.4% | Reduced |
| Richwood Investment Advisors, LLC | 2,170 | $795.2K | 0.71% | +400+22.6% | Added |
| Mine & Arao Wealth Creation & Management, LLC. | 2,174 | $796.8K | 0.39% | +3+0.1% | Added |
| 626 Financial, LLC | 2,177 | $797.8K | 0.48% | 00.0% | Unchanged |
| SRB Corp | 2,182 | $799.5K | 0.04% | +167+8.3% | Added |
| GHP Investment Advisors, Inc. | 2,188 | $801.8K | 0.04% | +154+7.6% | Added |
| Fiduciary Group LLC | 2,197 | $804.9K | 0.09% | 00.0% | Unchanged |
| Ocean Capital Management, LLC | 2,200 | $806.1K | 0.30% | −200−8.3% | Reduced |
| Hexagon Capital Partners LLC | 2,205 | $808.0K | 0.18% | −448−16.9% | Reduced |
| Tolleson Wealth Management, Inc. | 2,206 | $808.0K | 0.16% | −194−8.1% | Reduced |
| Novare Capital Management LLC | 2,210 | $809.7K | 0.07% | +568+34.6% | Added |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,400 | $811.2K | 0.34% | −101−4.0% | Reduced |
| PSI Advisors, LLC | 2,216 | $811.8K | 0.29% | −448−16.8% | Reduced |
| Fortress Wealth Group, LLC | 2,308 | $812.0K | 0.44% | +317+15.9% | Added |
| Northwest & Ethical Investments L.P. | 2,220 | $813.5K | 0.02% | +2,220 | New |
| PDS Planning, Inc | 2,223 | $814.4K | 0.09% | +108+5.1% | Added |
| Tidemark, LLC | 2,223 | $814.7K | 0.45% | +71+3.3% | Added |
| Cypress Asset Management Inc | 2,130 | $817.1K | 0.22% | −100−4.5% | Reduced |
| Canopy Partners, LLC | 2,231 | $817.5K | 0.40% | +143+6.8% | Added |
| Marks Group Wealth Management, Inc | 2,234 | $818.7K | 0.09% | 00.0% | Unchanged |
| Gries Financial LLC | 2,238 | $820.1K | 0.14% | +2,238 | New |
| Sound Financial Strategies Group, LLC | 2,242 | $821.5K | 0.68% | −91−3.9% | Reduced |
| Patton Albertson Miller Group, LLC | 2,244 | $822.3K | 0.12% | −200−8.2% | Reduced |
| Catalina Capital Group, LLC | 2,244 | $822.4K | 0.35% | +1,030+84.8% | Added |
| Garner Asset Management Corp | 2,245 | $823.0K | 0.42% | −4−0.2% | Reduced |
| Newbridge Financial Services Group, Inc. | 2,250 | $824.6K | 0.36% | +308+15.9% | Added |
| Aberdeen Wealth Management LLC | 2,262 | $828.9K | 0.48% | 00.0% | Unchanged |
| Beverly Hills Private Wealth, LLC | 2,264 | $829.7K | 0.19% | +7+0.3% | Added |
| Close Asset Management Ltd | 2,269 | $831.0K | 0.03% | −284−11.1% | Reduced |
| Maxi Investments CY Ltd | 2,272 | $833.0K | 0.22% | +2,272 | New |
| Smartleaf Asset Management LLC | 2,285 | $833.2K | 0.16% | +637+38.7% | Added |
| Intrust Bank NA | 2,274 | $833.3K | 0.09% | +39+1.7% | Added |
| Avestar Capital, LLC | 2,276 | $834.0K | 0.10% | +461+25.4% | Added |
| Cahaba Wealth Management, Inc. | 2,282 | $836.2K | 0.08% | +63+2.8% | Added |
| Atlanta Consulting Group Advisors, LLC | 2,308 | $845.7K | 0.29% | +2,308 | New |
| Fox Hill Wealth Management | 2,308 | $845.7K | 0.57% | +330+16.7% | Added |
| RiverFront Investment Group, LLC | 2,311 | $847.2K | 0.02% | −58,122−96.2% | Reduced |
| Abn Amro Investment Solutions | 2,316 | $848.7K | 0.01% | −812−26.0% | Reduced |
| Zega Financial, LLC | 2,317 | $849.0K | 0.37% | −1,585−40.6% | Reduced |
| Tompkins Financial Corp | 2,325 | $852.0K | 0.10% | −179−7.1% | Reduced |
| RNC Capital Management LLC | 2,327 | $852.7K | 0.05% | −149−6.0% | Reduced |
| Greenwich Wealth Management LLC | 2,327 | $853.0K | 0.07% | −111−4.6% | Reduced |
| Retirement Planning Co of New England, Inc. | 2,330 | $853.7K | 0.47% | −4,413−65.4% | Reduced |
| Capital Planning Advisors, LLC | 2,332 | $854.5K | 0.15% | +26+1.1% | Added |
| Sage Mountain Advisors LLC | 2,333 | $854.9K | 0.09% | +762+48.5% | Added |
| LCNB Corp | 2,334 | $855.2K | 0.31% | +20+0.9% | Added |
| Arbor Wealth Advisors LLC | 2,337 | $856.3K | 0.81% | 00.0% | Unchanged |
| Grandview Asset Management LLC | 2,337 | $857.0K | 0.39% | −46−1.9% | Reduced |
| AdvisorNet Financial, Inc | 2,343 | $858.6K | 0.08% | −966−29.2% | Reduced |
| W Advisors, LLC | 2,344 | $858.9K | 0.59% | 00.0% | Unchanged |
| RMR Wealth Builders | 2,352 | $861.7K | 0.10% | +22+0.9% | Added |
| Mechanics Bank Trust Department | 2,353 | $862.2K | 0.13% | −48−2.0% | Reduced |
| Marietta Investment Partners LLC | 2,357 | $863.7K | 0.19% | −324−12.1% | Reduced |
| Deseret Mutual Benefit Administrators | 2,362 | $865.5K | 0.43% | +164+7.5% | Added |
| Brown, Lisle/Cummings, Inc. | 2,375 | $870.3K | 0.30% | 00.0% | Unchanged |
| Worth Financial Advisory Group, LLC | 2,383 | $873.2K | 0.60% | +28+1.2% | Added |
| Keel Point, LLC | 2,384 | $873.6K | 0.09% | −142−5.6% | Reduced |
| Wimmer Associates 1, LLC | 2,385 | $873.9K | 0.46% | 00.0% | Unchanged |
| Executive Wealth Management, LLC | 2,419 | $880.0K | 0.08% | +33+1.4% | Added |
| Claris Advisors, LLC | 2,410 | $883.1K | 0.45% | +94+4.1% | Added |
| E&G Advisors, LP | 2,412 | $883.8K | 0.28% | +12+0.5% | Added |
| Premier Path Wealth Partners, LLC | 2,412 | $883.9K | 0.17% | +341+16.5% | Added |
| Hunter Associates Investment Management LLC | 2,427 | $887.0K | 0.15% | +10.0% | Added |
| Trillium Asset Management, LLC | 2,434 | $892.0K | 0.02% | 00.0% | Unchanged |
| TBH Global Asset Management, LLC | 2,445 | $895.8K | 0.18% | +67+2.8% | Added |
| Stableford Capital II LLC | 2,445 | $895.9K | 0.36% | +2,445 | New |
| Polymer Capital Management (HK) LTD | 2,450 | $897.8K | 0.23% | +2,450 | New |
| NewEdge Wealth, LLC | 2,679 | $898.6K | 0.02% | +1,407+110.6% | Added |
| Carret Asset Management, LLC | 2,460 | $901.4K | 0.11% | 00.0% | Unchanged |
| Hamel Associates, Inc. | 2,465 | $903.1K | 0.29% | 00.0% | Unchanged |
| RE Dickinson Investment Advisors, LLC | 2,467 | $904.0K | 0.57% | +217+9.6% | Added |
| Centaurus Financial, Inc. | 2,472 | $906.0K | 0.06% | −144−5.5% | Reduced |
| Fiducient Advisors LLC | 2,477 | $907.6K | 0.18% | +57+2.4% | Added |
| Chicago Trust Co NA | 2,478 | $908.0K | 0.19% | +588+31.1% | Added |
| Seelaus Asset Management LLC | 2,478 | $908.0K | 0.90% | 00.0% | Unchanged |
| United Asset Strategies, Inc. | 2,480 | $908.9K | 0.09% | −300−10.8% | Reduced |
| Wayfinding Financial, LLC | 2,647 | $911.0K | 0.53% | −19−0.7% | Reduced |
| Stonebridge Capital Advisors LLC | 2,490 | $912.3K | 0.08% | +13+0.5% | Added |
| Cape Cod Five Cents Savings Bank | 2,490 | $912.4K | 0.09% | −59−2.3% | Reduced |
| Harbor Investment Advisory, LLC | 2,495 | $914.4K | 0.10% | +274+12.3% | Added |
| Lion Street Advisors, LLC | 3,093 | $914.5K | 0.37% | 00.0% | Unchanged |
| Sippican Capital Advisors | 2,500 | $916.1K | 0.71% | 00.0% | Unchanged |
| Kercheville Advisors, LLC | 2,500 | $916.1K | 0.43% | 00.0% | Unchanged |