Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 1,800 | $659.6K | 0.00% | 00.0% | Unchanged |
| STAR Financial Bank | 1,800 | $659.6K | 0.56% | +43+2.4% | Added |
| Sassicaia Capital Advisers LLC | 1,800 | $659.6K | 2.80% | +1,800 | New |
| Baker Boyer National Bank | 1,801 | $659.9K | 0.23% | 00.0% | Unchanged |
| Taylor Financial Group, Inc. | 1,805 | $661.4K | 0.50% | 00.0% | Unchanged |
| McBroom & Associates, LLC | 1,806 | $661.8K | 0.44% | −294−14.0% | Reduced |
| Summit Global Investments | 1,806 | $662.0K | 0.05% | −321−15.1% | Reduced |
| Walter & Keenan Financial Consulting Co | 1,810 | $663.1K | 0.22% | +50+2.8% | Added |
| Sovereign Financial Group, Inc. | 1,810 | $663.2K | 0.18% | +60+3.4% | Added |
| Barr E S & Co | 1,813 | $664.3K | 0.04% | −50−2.7% | Reduced |
| Aft, Forsyth & Company, Inc. | 1,815 | $665.1K | 0.38% | −110−5.7% | Reduced |
| TFG Advisers LLC | 1,821 | $667.1K | 0.26% | −22−1.2% | Reduced |
| Kaizen Financial Strategies | 1,823 | $668.1K | 0.45% | −1,027−36.0% | Reduced |
| Fulton Breakefield Broenniman LLC | 1,824 | $668.2K | 0.05% | −58−3.1% | Reduced |
| First Western Trust Bank | 1,827 | $669.5K | 0.03% | 00.0% | Unchanged |
| Union Savings Bank | 1,829 | $670.2K | 0.35% | +21+1.2% | Added |
| Capital Management Associates, Inc | 1,832 | $671.2K | 0.49% | −292−13.7% | Reduced |
| Norden Group LLC | 1,833 | $671.7K | 0.14% | +1,833 | New |
| Firethorn Wealth Partners, LLC | 1,837 | $673.0K | 0.40% | +12+0.7% | Added |
| NovaPoint Capital, LLC | 1,839 | $673.9K | 0.24% | −29−1.6% | Reduced |
| Pacitti Group Inc. | 1,842 | $675.1K | 0.36% | +34+1.9% | Added |
| Patriot Financial Group Insurance Agency, LLC | 1,845 | $676.0K | 0.11% | −48−2.5% | Reduced |
| Mustard Seed Financial, LLC | 1,849 | $677.5K | 0.68% | +13+0.7% | Added |
| Silvia McColl Wealth Management, LLC | 1,822 | $677.9K | 0.58% | +118+6.9% | Added |
| LRI Investments, LLC | 1,851 | $678.2K | 0.17% | +1,851 | New |
| Thrive Wealth Management, LLC | 1,851 | $678.3K | 0.14% | +83+4.7% | Added |
| Mountain Pacific Investment Advisers Inc | 1,858 | $681.0K | 0.04% | 00.0% | Unchanged |
| Mount Yale Investment Advisors, LLC | 1,864 | $683.0K | 0.05% | +774+71.0% | Added |
| Horst & Graben Wealth Management LLC | 1,866 | $683.7K | 0.14% | +4+0.2% | Added |
| Stonebrook Private Inc. | 1,867 | $684.0K | 0.20% | −8−0.4% | Reduced |
| BCJ Capital Management, LLC | 1,868 | $684.5K | 0.05% | +1,868 | New |
| Montz Harcus Wealth Management LLC | 1,869 | $684.8K | 0.46% | +9+0.5% | Added |
| Centurion Wealth Management LLC | 1,876 | $687.5K | 0.27% | −32−1.7% | Reduced |
| Cassaday & Co Wealth Management LLC | 1,877 | $687.9K | 0.02% | +226+13.7% | Added |
| InTrack Investment Management Inc | 1,878 | $688.2K | 0.51% | −692−26.9% | Reduced |
| Virtue Capital Management, LLC | 1,881 | $688.9K | 0.12% | −1,473−43.9% | Reduced |
| Appleton Partners Inc | 1,895 | $694.0K | 0.05% | −757−28.5% | Reduced |
| Cedar Brook Financial Partners, LLC | 1,897 | $695.2K | 0.14% | −31−1.6% | Reduced |
| Zullo Investment Group, Inc. | 1,898 | $695.7K | 0.33% | +58+3.2% | Added |
| Sound Income Strategies, LLC | 1,900 | $696.2K | 0.05% | +485+34.3% | Added |
| Ramsay, Stattman, Vela & Price, Inc. | 1,900 | $696.2K | 0.13% | 00.0% | Unchanged |
| Smith Anglin Financial, LLC | 1,902 | $696.9K | 0.07% | +79+4.3% | Added |
| Bedel Financial Consulting, Inc. | 1,907 | $698.9K | 0.11% | +89+4.9% | Added |
| Park Edge Advisors, LLC | 1,909 | $699.5K | 0.20% | +1,909 | New |
| Elwood & Goetz Wealth Advisory Group, LLC | 1,916 | $702.1K | 0.17% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,939 | $710.6K | 0.29% | +1+0.1% | Added |
| Plancorp, LLC | 1,939 | $710.6K | 0.03% | +114+6.2% | Added |
| Chicago Partners Investment Group LLC | 1,958 | $711.3K | 0.03% | +89+4.8% | Added |
| OneAscent Wealth Management LLC | 1,955 | $716.0K | 0.27% | +816+71.6% | Added |
| Bright Futures Wealth Management, LLC. | 2,189 | $716.7K | 0.39% | +2,189 | New |
| Athena Investment Management | 1,956 | $716.7K | 0.43% | −247−11.2% | Reduced |
| Guardian Asset Advisors, LLC | 1,956 | $716.8K | 0.59% | +1+0.1% | Added |
| Journey Strategic Wealth LLC | 1,958 | $717.6K | 0.03% | +1,036+112.4% | Added |
| First Trust Investment Solutions L.P. | 1,959 | $717.8K | 0.13% | −68−3.4% | Reduced |
| Shoker Investment Counsel, Inc. | 1,973 | $717.9K | 0.26% | +6+0.3% | Added |
| Corundum Group, Inc. | 1,964 | $719.7K | 0.35% | −114−5.5% | Reduced |
| WSFS Capital Management, LLC | 1,969 | $721.5K | 0.04% | 00.0% | Unchanged |
| Sterling Wealth Management, Inc. | 1,969 | $721.5K | 0.36% | 00.0% | Unchanged |
| Ridgecrest Wealth Partners, LLC | 1,975 | $723.7K | 0.43% | −250−11.2% | Reduced |
| Patten Group, Inc. | 1,977 | $724.3K | 0.18% | +3+0.2% | Added |
| L.M. Kohn & Company | 1,979 | $725.1K | 0.20% | +29+1.5% | Added |
| Range Financial Group LLC | 1,991 | $729.6K | 0.38% | +38+1.9% | Added |
| Legacy Financial Advisors, Inc. | 1,995 | $731.2K | 0.13% | +142+7.7% | Added |
| Woodley Farra Manion Portfolio Management Inc | 1,996 | $731.4K | 0.04% | −125−5.9% | Reduced |
| Lester Murray Antman dba SimplyRich | 1,996 | $732.0K | 0.24% | 00.0% | Unchanged |
| Burns J W & Co Inc | 2,000 | $732.9K | 0.10% | 00.0% | Unchanged |
| Bienville Capital Management, LLC | 2,000 | $732.9K | 0.22% | 00.0% | Unchanged |
| Constitution Capital LLC | 2,000 | $732.9K | 0.41% | +100+5.3% | Added |
| Fernwood Investment Management, LLC | 2,008 | $735.8K | 0.21% | −600−23.0% | Reduced |
| First American Bank | 2,009 | $736.2K | 0.06% | 00.0% | Unchanged |
| Options Solutions, LLC | 2,023 | $741.3K | 0.42% | −87−4.1% | Reduced |
| Paulson Wealth Management Inc. | 2,031 | $744.2K | 0.22% | −5−0.2% | Reduced |
| Winthrop Advisory Group LLC | 2,032 | $744.4K | 0.11% | −49−2.4% | Reduced |
| Capital Square, LLC | 2,045 | $749.6K | 0.53% | 00.0% | Unchanged |
| Latitude Advisors, LLC | 2,048 | $750.3K | 0.47% | +125+6.5% | Added |
| Armstrong Advisory Group, Inc | 2,538 | $750.4K | 0.07% | 00.0% | Unchanged |
| Diversified, LLC | 2,048 | $750.4K | 0.10% | +190+10.2% | Added |
| REDW Wealth LLC | 2,049 | $750.8K | 0.20% | 00.0% | Unchanged |
| McElhenny Sheffield Capital Management, LLC | 2,050 | $751.2K | 0.27% | 00.0% | Unchanged |
| New Republic Capital, LLC | 2,055 | $753.1K | 0.48% | −28−1.3% | Reduced |
| Total Investment Management Inc | 2,058 | $754.3K | 0.09% | −117−5.4% | Reduced |
| AF Advisors, Inc. | 2,060 | $754.8K | 0.16% | 00.0% | Unchanged |
| Addison Capital Co | 2,061 | $755.2K | 0.38% | +116+6.0% | Added |
| Martin Capital Advisors, LLP | 2,061 | $755.2K | 0.59% | −4−0.2% | Reduced |
| Marex Group plc | 2,063 | $755.9K | 0.02% | +1,243+151.6% | Added |
| Guardian Wealth Advisors, LLC | 2,063 | $756.0K | 0.09% | −42−2.0% | Reduced |
| GSB Wealth Management, LLC | 2,064 | $756.3K | 0.21% | +10.0% | Added |
| Proficio Capital Partners LLC | 2,064 | $756.4K | 0.08% | +179+9.5% | Added |
| Atlas Private Wealth Management | 2,067 | $757.2K | 0.32% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 2,071 | $758.9K | 0.13% | 00.0% | Unchanged |
| Revisor Wealth Management LLC | 2,300 | $761.4K | 0.34% | +1,277+124.8% | Added |
| Derbend Asset Management | 2,088 | $765.1K | 0.38% | +370+21.5% | Added |
| Bensler, LLC | 2,090 | $765.7K | 0.11% | +3+0.1% | Added |
| Goepper Burkhardt LLC | 2,170 | $769.9K | 0.36% | 00.0% | Unchanged |
| Summit Financial Strategies, Inc. | 2,102 | $770.2K | 0.11% | −25−1.2% | Reduced |
| Quotient Wealth Partners, LLC | 2,103 | $770.7K | 0.03% | −596−22.1% | Reduced |
| NCM Capital Management, LLC | 2,105 | $771.3K | 0.43% | −50−2.3% | Reduced |
| Measured Wealth Private Client Group, LLC | 2,105 | $771.3K | 0.27% | +943+81.2% | Added |
| First Commonwealth Financial Corp | 2,110 | $773.2K | 0.21% | 00.0% | Unchanged |
| Acropolis Investment Management, LLC | 2,112 | $773.9K | 0.05% | −10.0% | Reduced |