Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,714
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,085 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sanchez Wealth Management Group | 1,549 | $567.5K | 0.19% | +7+0.5% | Added |
| Smith Shellnut Wilson LLC | 1,550 | $568.0K | 0.30% | 00.0% | Unchanged |
| Callan Capital, LLC | 1,550 | $568.0K | 0.05% | +320+26.0% | Added |
| First Financial Corp | 1,551 | $568.3K | 0.29% | −578−27.1% | Reduced |
| Bigelow Investment Advisors, LLC | 1,551 | $568.3K | 0.28% | +24+1.6% | Added |
| Quantum Financial Advisors, LLC | 1,552 | $568.9K | 0.10% | 00.0% | Unchanged |
| Austin Private Wealth, LLC | 1,515 | $569.2K | 0.07% | +42+2.9% | Added |
| Castle Rock Wealth Management, LLC | 1,719 | $569.3K | 0.16% | +220+14.7% | Added |
| Quent Capital, LLC | 1,554 | $569.5K | 0.07% | +151+10.8% | Added |
| Sepio Capital, LP | 1,555 | $569.9K | 0.05% | −272−14.9% | Reduced |
| Fagan Associates, Inc. | 1,560 | $571.6K | 0.11% | +125+8.7% | Added |
| RKL Wealth Management LLC | 1,561 | $572.2K | 0.06% | +106+7.3% | Added |
| Trust Co of Virginia | 1,563 | $572.7K | 0.05% | 00.0% | Unchanged |
| Monte Financial Group, LLC | 1,564 | $573.1K | 0.25% | −14,150−90.0% | Reduced |
| BCS Wealth Management | 1,566 | $574.0K | 0.18% | 00.0% | Unchanged |
| Davidson Investment Advisors | 1,570 | $575.3K | 0.03% | 00.0% | Unchanged |
| Obsidian Personal Planning Solutions LLC | 1,720 | $575.5K | 0.38% | −190−9.9% | Reduced |
| Regent Peak Wealth Advisors LLC | 1,579 | $578.6K | 0.15% | +11+0.7% | Added |
| Householder Group Estate & Retirement Specialist, LLC | 1,581 | $579.6K | 0.17% | +200+14.5% | Added |
| Burford Brothers, Inc. | 1,586 | $581.0K | 0.38% | +4+0.3% | Added |
| Arvest Trust Co N A | 1,589 | $582.3K | 0.03% | +1,589 | New |
| Kozak & Associates, Inc. | 1,661 | $582.6K | 0.16% | +204+14.0% | Added |
| Van Hulzen Asset Management, LLC | 1,593 | $584.0K | 0.04% | +254+19.0% | Added |
| Dudley Capital Management, LLC | 1,606 | $584.1K | 0.34% | +420+35.4% | Added |
| Tradition Wealth Management, LLC | 1,594 | $584.2K | 0.06% | +35+2.2% | Added |
| Morton Community Bank | 1,597 | $585.2K | 0.17% | +800+100.4% | Added |
| WESCAP Management Group, Inc. | 1,600 | $586.3K | 0.17% | 00.0% | Unchanged |
| Icapital Wealth LLC | 1,600 | $586.3K | 0.35% | 00.0% | Unchanged |
| Cooper/Haims Advisors, LLC | 1,601 | $586.8K | 0.34% | −52−3.1% | Reduced |
| Blueshift Asset Management, LLC | 1,602 | $587.0K | 0.30% | −591−26.9% | Reduced |
| Resonant Capital Advisors, LLC | 1,602 | $587.0K | 0.05% | +279+21.1% | Added |
| Vishria Bird Financial Group, LLC | 1,606 | $588.0K | 0.25% | 00.0% | Unchanged |
| Steward Partners Investment Solutions, LLC | 1,609 | $589.6K | 0.10% | +1,609 | New |
| BSW Wealth Partners | 1,610 | $589.8K | 0.10% | +461+40.1% | Added |
| Bard Financial Services, Inc. | 1,610 | $590.0K | 0.06% | −250−13.4% | Reduced |
| Verity Asset Management, Inc. | 1,613 | $591.1K | 0.33% | −59−3.5% | Reduced |
| One Degree Advisors Inc | 1,615 | $592.0K | 0.29% | 00.0% | Unchanged |
| Claro Advisors LLC | 1,616 | $592.2K | 0.10% | +312+23.9% | Added |
| Check Capital Management Inc | 1,617 | $592.5K | 0.04% | −100−5.8% | Reduced |
| United Bank | 1,622 | $594.4K | 0.07% | 00.0% | Unchanged |
| Armstrong, Fleming & Moore, Inc | 1,622 | $594.4K | 0.41% | 00.0% | Unchanged |
| Beaumont Financial Advisors, LLC | 1,624 | $594.9K | 0.05% | +6+0.4% | Added |
| Sweet Financial Partners, LLC | 1,626 | $595.8K | 0.14% | +2+0.1% | Added |
| Operose Advisors LLC | 1,630 | $597.4K | 0.20% | +5+0.3% | Added |
| WealthTrust Axiom LLC | 1,631 | $597.5K | 0.19% | +2+0.1% | Added |
| Objective Capital Management, LLC | 1,634 | $598.8K | 0.40% | +175+12.0% | Added |
| MBL Wealth, LLC | 1,638 | $600.2K | 0.07% | −170−9.4% | Reduced |
| Fulton Bank, N.A. | 1,639 | $600.6K | 0.02% | −554−25.3% | Reduced |
| West Michigan Advisors, LLC | 1,640 | $600.9K | 0.20% | +121+8.0% | Added |
| Meadow Creek Wealth Advisors LLC | 1,644 | $602.4K | 0.42% | −55−3.2% | Reduced |
| Comprehensive Financial Consultants Institutional, Inc. | 1,646 | $603.1K | 0.25% | +135+8.9% | Added |
| Fairfield, Bush & Co. | 1,647 | $603.4K | 0.36% | −3−0.2% | Reduced |
| Virtu Financial LLC | 1,648 | $604.0K | 0.05% | +1,648 | New |
| Tennessee Valley Asset Management Partners | 1,652 | $605.4K | 0.15% | +5+0.3% | Added |
| Wendell David Associates Inc | 1,653 | $606.0K | 0.06% | 00.0% | Unchanged |
| Crewe Advisors LLC | 1,655 | $606.4K | 0.07% | +1,655 | New |
| Oxford Financial Group Ltd | 1,657 | $607.3K | 0.04% | +597+56.3% | Added |
| MBA Advisors LLC | 1,658 | $607.7K | 0.31% | −119−6.7% | Reduced |
| Arcataur Capital Management LLC | 1,659 | $607.9K | 0.22% | 00.0% | Unchanged |
| Jeppson Wealth Management, LLC | 1,665 | $610.1K | 0.24% | −25−1.5% | Reduced |
| Hollencrest Capital Management | 1,668 | $611.2K | 0.03% | −9−0.5% | Reduced |
| Kaydan Wealth Management, Inc. | 1,677 | $614.5K | 0.21% | 00.0% | Unchanged |
| Forte Capital LLC | 1,681 | $615.8K | 0.08% | +1+0.1% | Added |
| Summit Wealth Partners, LLC | 1,684 | $617.1K | 0.13% | 00.0% | Unchanged |
| Hamilton Wealth, LLC | 1,686 | $617.8K | 0.19% | +1,686 | New |
| Advisory Resource Group | 1,689 | $618.9K | 0.14% | −50−2.9% | Reduced |
| YHB Investment Advisors, Inc. | 1,694 | $620.6K | 0.06% | +2+0.1% | Added |
| EHP Funds Inc. | 1,700 | $622.9K | 0.43% | −1,200−41.4% | Reduced |
| Trinity Financial Advisors LLC | 1,700 | $622.9K | 0.28% | 00.0% | Unchanged |
| Thomas Story & Son LLC | 1,700 | $623.0K | 0.26% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 1,702 | $623.6K | 0.09% | −30−1.7% | Reduced |
| Prosperity Financial Group, Inc. | 1,704 | $624.4K | 0.39% | +125+7.9% | Added |
| Home Federal Bank of Tennessee | 1,709 | $626.2K | 0.19% | −100−5.5% | Reduced |
| Charter Oak Capital Management, LLC | 1,710 | $626.8K | 0.07% | +161+10.4% | Added |
| Coastwise Capital Group, LLC | 1,712 | $627.4K | 0.58% | −5−0.3% | Reduced |
| Lakeridge Wealth Management LLC | 1,713 | $627.6K | 0.41% | −326−16.0% | Reduced |
| Morningstar Investment Services LLC | 1,721 | $628.0K | 0.01% | −709−29.2% | Reduced |
| Taylor Hoffman Wealth Management | 1,717 | $629.2K | 0.27% | −31−1.8% | Reduced |
| Breakwater Capital Group | 1,741 | $638.0K | 0.16% | 00.0% | Unchanged |
| Abacus Wealth Partners, LLC | 1,742 | $638.3K | 0.11% | +326+23.0% | Added |
| Raab & Moskowitz Asset Management LLC | 1,745 | $639.5K | 0.18% | +34+2.0% | Added |
| New Century Financial Group, LLC | 1,746 | $639.7K | 0.44% | +11+0.6% | Added |
| Sterling Investment Advisors, Ltd. | 1,746 | $639.8K | 0.18% | −99−5.4% | Reduced |
| Loomis Sayles & Co L P | 1,746 | $640.0K | 0.00% | −148−7.8% | Reduced |
| Red Door Wealth Management, LLC | 1,751 | $641.7K | 0.12% | −33−1.8% | Reduced |
| Hohimer Wealth Management, LLC | 1,758 | $644.2K | 0.15% | +100+6.0% | Added |
| Kohmann Bosshard Financial Services, LLC | 1,762 | $645.6K | 0.09% | +187+11.9% | Added |
| PBMares Wealth Management LLC | 1,763 | $646.1K | 0.17% | +52+3.0% | Added |
| Boston Financial Mangement LLC | 1,768 | $647.8K | 0.02% | 00.0% | Unchanged |
| Pacifica Partners Inc. | 1,822 | $648.0K | 0.29% | −20−1.1% | Reduced |
| GTS Securities LLC | 1,771 | $648.9K | 0.02% | −3,290−65.0% | Reduced |
| Savvy Advisors, Inc. | 1,775 | $650.4K | 0.37% | +154+9.5% | Added |
| Stokes Family Office, LLC | 1,775 | $650.4K | 0.08% | +275+18.3% | Added |
| Sanders Morris Harris LLC | 1,775 | $650.4K | 0.12% | +1,775 | New |
| LifeSteps Financial, Inc. | 1,779 | $651.9K | 0.49% | +20+1.1% | Added |
| Fca Corp | 1,782 | $653.0K | 0.21% | +582+48.5% | Added |
| Lakeside Advisors, INC. | 1,782 | $653.1K | 0.42% | +1+0.1% | Added |
| Benchmark Wealth Management, LLC | 1,784 | $653.7K | 0.36% | +1+0.1% | Added |
| Cornerstone Advisory, LLC | 1,785 | $654.0K | 0.09% | +117+7.0% | Added |
| Edmp, Inc. | 1,792 | $656.6K | 0.55% | 00.0% | Unchanged |