Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kohmann Bosshard Financial Services, LLC | 1,575 | $465.7K | 0.07% | −75−4.5% | Reduced |
| Prosperity Financial Group, Inc. | 1,579 | $466.9K | 0.32% | +39+2.5% | Added |
| Burford Brothers, Inc. | 1,582 | $467.9K | 0.33% | +1,582 | New |
| Wealthsource Partners, LLC | 1,586 | $468.9K | 0.03% | −318−16.7% | Reduced |
| Affinity Capital Advisors, LLC | 1,586 | $469.0K | 0.11% | +117+8.0% | Added |
| Pacifica Partners Inc. | 1,842 | $470.1K | 0.23% | +151+8.9% | Added |
| Burke & Herbert Bank & Trust Co | 1,595 | $471.6K | 0.34% | −251−13.6% | Reduced |
| Congress Park Capital LLC | 1,595 | $471.6K | 0.23% | +175+12.3% | Added |
| WESCAP Management Group, Inc. | 1,600 | $473.1K | 0.15% | 00.0% | Unchanged |
| Icapital Wealth LLC | 1,600 | $473.1K | 0.31% | 00.0% | Unchanged |
| Sunburst Financial Group, LLC | 1,603 | $474.0K | 0.15% | −12−0.7% | Reduced |
| Camden National Bank | 1,605 | $474.6K | 0.09% | −25−1.5% | Reduced |
| Vishria Bird Financial Group, LLC | 1,606 | $475.0K | 0.22% | 00.0% | Unchanged |
| Beaumont Financial Advisors, LLC | 1,618 | $478.3K | 0.04% | +237+17.2% | Added |
| Savvy Advisors, Inc. | 1,621 | $479.4K | 0.47% | +1,621 | New |
| Armstrong, Fleming & Moore, Inc | 1,622 | $479.5K | 0.36% | +1+0.1% | Added |
| United Bank | 1,622 | $479.6K | 0.06% | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 1,622 | $480.0K | 0.00% | +1,622 | New |
| Sweet Financial Partners, LLC | 1,624 | $480.2K | 0.11% | +1+0.1% | Added |
| Operose Advisors LLC | 1,625 | $480.6K | 0.19% | −441−21.3% | Reduced |
| Gradient Capital Advisors, LLC | 1,629 | $481.8K | 0.18% | −86−5.0% | Reduced |
| WealthTrust Axiom LLC | 1,629 | $481.8K | 0.16% | −38−2.3% | Reduced |
| Novare Capital Management LLC | 1,642 | $485.4K | 0.05% | 00.0% | Unchanged |
| Core Alternative Capital | 1,643 | $485.8K | 0.08% | −305−15.7% | Reduced |
| American Money Management, LLC | 1,646 | $486.8K | 0.11% | +73+4.6% | Added |
| Tennessee Valley Asset Management Partners | 1,647 | $487.0K | 0.13% | +6+0.4% | Added |
| Fairfield, Bush & Co. | 1,650 | $487.8K | 0.29% | −3−0.2% | Reduced |
| Lafayette Investments, Inc. | 1,650 | $487.9K | 0.12% | −50−2.9% | Reduced |
| Smartleaf Asset Management LLC | 1,648 | $488.0K | 0.13% | +1,648 | New |
| Cassaday & Co Wealth Management LLC | 1,651 | $488.2K | 0.02% | −172−9.4% | Reduced |
| Cooper/Haims Advisors, LLC | 1,653 | $488.7K | 0.28% | −339−17.0% | Reduced |
| Wendell David Associates Inc | 1,653 | $489.0K | 0.05% | 00.0% | Unchanged |
| Hohimer Wealth Management, LLC | 1,658 | $490.2K | 0.12% | −4−0.2% | Reduced |
| Edgestream Partners, L.P. | 1,659 | $490.5K | 0.04% | −439−20.9% | Reduced |
| Arcataur Capital Management LLC | 1,659 | $490.5K | 0.19% | −85−4.9% | Reduced |
| Cornerstone Advisory, LLC | 1,668 | $493.2K | 0.08% | +276+19.8% | Added |
| Callan Family Office, LLC | 1,672 | $494.4K | 0.12% | +122+7.9% | Added |
| Verity Asset Management, Inc. | 1,672 | $494.5K | 0.32% | +1+0.1% | Added |
| Everhart Financial Group, Inc. | 1,676 | $495.5K | 0.18% | −36−2.1% | Reduced |
| Kaydan Wealth Management, Inc. | 1,677 | $495.8K | 0.20% | 00.0% | Unchanged |
| Hollencrest Capital Management | 1,677 | $496.0K | 0.05% | +210+14.3% | Added |
| AdvisorShares Investments LLC | 1,680 | $496.7K | 0.12% | +317+23.3% | Added |
| Forte Capital LLC | 1,680 | $496.8K | 0.07% | +276+19.7% | Added |
| Summit Wealth Partners, LLC | 1,684 | $497.9K | 0.12% | 00.0% | Unchanged |
| Impact Partnership Wealth, LLC | 1,684 | $497.9K | 0.18% | +1,046+163.9% | Added |
| Jeppson Wealth Management, LLC | 1,690 | $499.7K | 0.21% | 00.0% | Unchanged |
| YHB Investment Advisors, Inc. | 1,692 | $500.3K | 0.05% | +1+0.1% | Added |
| Meadow Creek Wealth Advisors LLC | 1,699 | $502.3K | 0.49% | +1,699 | New |
| Breakwater Capital Group | 1,741 | $502.6K | 0.14% | +75+4.5% | Added |
| Trinity Financial Advisors LLC | 1,700 | $502.6K | 0.25% | 00.0% | Unchanged |
| Thomas Story & Son LLC | 1,700 | $503.0K | 0.24% | 00.0% | Unchanged |
| Silvia McColl Wealth Management, LLC | 1,704 | $503.8K | 0.45% | 00.0% | Unchanged |
| Raab & Moskowitz Asset Management LLC | 1,711 | $505.9K | 0.16% | −200−10.5% | Reduced |
| PBMares Wealth Management LLC | 1,711 | $506.0K | 0.15% | +400+30.5% | Added |
| Check Capital Management Inc | 1,717 | $507.7K | 0.04% | 00.0% | Unchanged |
| Coastwise Capital Group, LLC | 1,717 | $507.8K | 0.52% | +170+11.0% | Added |
| Derbend Asset Management | 1,718 | $508.0K | 0.29% | −499−22.5% | Reduced |
| MCF Advisors LLC | 1,724 | $509.6K | 0.04% | +59+3.5% | Added |
| Evermay Wealth Management LLC | 1,732 | $512.0K | 0.09% | +9+0.5% | Added |
| New Century Financial Group, LLC | 1,735 | $513.0K | 0.44% | +1,735 | New |
| Advisory Resource Group | 1,739 | $514.2K | 0.13% | 00.0% | Unchanged |
| Boomfish Wealth Group, LLC | 1,740 | $514.5K | 0.37% | +1,740 | New |
| Taylor Hoffman Wealth Management | 1,748 | $516.8K | 0.23% | 00.0% | Unchanged |
| Sovereign Financial Group, Inc. | 1,750 | $517.4K | 0.16% | +94+5.7% | Added |
| Calamos Wealth Management LLC | 1,751 | $517.7K | 0.03% | +100+6.1% | Added |
| One Degree Advisors Inc | 1,615 | $519.0K | 0.27% | +1,615 | New |
| Wealth Management Associates, Inc. | 1,756 | $519.1K | 0.27% | −49−2.7% | Reduced |
| STAR Financial Bank | 1,757 | $519.5K | 0.47% | +135+8.3% | Added |
| LVW Advisors, LLC | 1,757 | $519.5K | 0.10% | +204+13.1% | Added |
| LifeSteps Financial, Inc. | 1,759 | $520.1K | 0.46% | 00.0% | Unchanged |
| Walter & Keenan Financial Consulting Co | 1,760 | $520.3K | 0.19% | −44−2.4% | Reduced |
| Boston Financial Mangement LLC | 1,768 | $522.7K | 0.02% | −4−0.2% | Reduced |
| Thrive Wealth Management, LLC | 1,768 | $522.9K | 0.12% | +17+1.0% | Added |
| Richwood Investment Advisors, LLC | 1,770 | $523.3K | 0.49% | +225+14.6% | Added |
| Harel Insurance Investments & Financial Services Ltd. | 1,764 | $524.0K | 0.01% | +823+87.5% | Added |
| MBA Advisors LLC | 1,777 | $525.5K | 0.29% | 00.0% | Unchanged |
| Lakeside Advisors, INC. | 1,781 | $526.7K | 0.37% | +1+0.1% | Added |
| Benchmark Wealth Management, LLC | 1,783 | $527.2K | 0.31% | +1+0.1% | Added |
| Red Door Wealth Management, LLC | 1,784 | $527.5K | 0.11% | +148+9.0% | Added |
| Edmp, Inc. | 1,792 | $529.8K | 0.48% | +628+54.0% | Added |
| Audent Global Asset Management, LLC | 1,793 | $530.3K | 0.63% | +175+10.8% | Added |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 1,800 | $532.2K | 0.00% | 00.0% | Unchanged |
| Baker Boyer National Bank | 1,801 | $532.5K | 0.20% | 00.0% | Unchanged |
| Telemus Capital, LLC | 1,801 | $532.5K | 0.04% | +39+2.2% | Added |
| Taylor Financial Group, Inc. | 1,805 | $533.7K | 0.44% | +1,805 | New |
| Pacitti Group Inc. | 1,808 | $534.5K | 0.33% | −18−1.0% | Reduced |
| Union Savings Bank | 1,808 | $534.5K | 0.30% | 00.0% | Unchanged |
| MBL Wealth, LLC | 1,808 | $534.6K | 0.07% | +1,808 | New |
| Home Federal Bank of Tennessee | 1,809 | $534.9K | 0.18% | −300−14.2% | Reduced |
| Avestar Capital, LLC | 1,815 | $536.6K | 0.07% | +293+19.3% | Added |
| Bedel Financial Consulting, Inc. | 1,818 | $537.5K | 0.10% | −69−3.7% | Reduced |
| Smith Anglin Financial, LLC | 1,823 | $538.9K | 0.06% | +6+0.3% | Added |
| Firethorn Wealth Partners, LLC | 1,825 | $539.6K | 0.35% | +296+19.4% | Added |
| Plancorp, LLC | 1,825 | $539.7K | 0.03% | +53+3.0% | Added |
| First Western Trust Bank | 1,827 | $540.2K | 0.03% | +3+0.2% | Added |
| Sepio Capital, LP | 1,827 | $540.3K | 0.05% | +132+7.8% | Added |
| Commerzbank Aktiengesellschaft | 1,829 | $541.0K | 0.02% | +507+38.4% | Added |
| Mustard Seed Financial, LLC | 1,836 | $542.9K | 0.61% | +1,836 | New |
| Chicago Partners Investment Group LLC | 1,869 | $543.2K | 0.03% | −224−10.7% | Reduced |
| Capital Management Associates, Inc | 2,124 | $544.1K | 0.49% | +2,124 | New |