Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rosenberg Matthew Hamilton | 1,384 | $409.2K | 0.13% | +23+1.7% | Added |
| Benedetti & Gucer, Inc. | 1,391 | $411.3K | 0.22% | +50+3.7% | Added |
| Smith Chas P & Associates Pa Cpas | 1,397 | $413.0K | 0.03% | 00.0% | Unchanged |
| Gunn & Co Investment Management, Inc. | 1,397 | $413.0K | 0.03% | +1,397 | New |
| First Community Trust NA | 1,400 | $413.9K | 0.45% | −50−3.4% | Reduced |
| Ironwood Investment Management LLC | 1,400 | $413.9K | 0.22% | 00.0% | Unchanged |
| New Jersey Better Educational Savings Trust | 1,400 | $413.9K | 0.87% | 00.0% | Unchanged |
| Alta Advisers Ltd | 1,400 | $413.9K | 0.22% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 1,401 | $414.2K | 0.08% | 00.0% | Unchanged |
| Lazari Capital Management, Inc. | 1,403 | $414.8K | 0.24% | −195−12.2% | Reduced |
| Quent Capital, LLC | 1,403 | $414.8K | 0.06% | −45−3.1% | Reduced |
| Apollon Financial, LLC | 1,407 | $416.0K | 0.16% | +1,407 | New |
| Apexium Financial, LP | 1,414 | $418.0K | 0.03% | +240+20.4% | Added |
| Bender Robert & Associates | 1,414 | $418.1K | 0.11% | −8−0.6% | Reduced |
| Peregrine Asset Advisers, Inc. | 1,414 | $418.2K | 0.20% | −479−25.3% | Reduced |
| Sound Income Strategies, LLC | 1,415 | $418.5K | 0.03% | +175+14.1% | Added |
| Kozak & Associates, Inc. | 1,457 | $418.6K | 0.13% | −924−38.8% | Reduced |
| Abacus Wealth Partners, LLC | 1,416 | $418.7K | 0.07% | −96−6.3% | Reduced |
| Wealth Alliance | 1,418 | $419.3K | 0.06% | −186−11.6% | Reduced |
| WestHill Financial Advisors, Inc. | 1,419 | $419.6K | 0.11% | +8+0.6% | Added |
| Personal Cfo Solutions, LLC | 1,419 | $419.8K | 0.07% | +164+13.1% | Added |
| Gryphon Financial Partners LLC | 1,496 | $419.9K | 0.07% | +92+6.6% | Added |
| Eaton Financial Holdings Company, LLC | 1,420 | $419.9K | 0.10% | −11,787−89.2% | Reduced |
| Enterprise Financial Services Corp | 1,422 | $420.4K | 0.26% | −52−3.5% | Reduced |
| CoreFirst Bank & Trust | 1,422 | $420.4K | 0.28% | −2,530−64.0% | Reduced |
| Braun Stacey Associates Inc | 1,425 | $421.3K | 0.02% | −900−38.7% | Reduced |
| Sugarloaf Wealth Management, LLC | 1,427 | $422.0K | 0.10% | 00.0% | Unchanged |
| Acas, LLC | 1,429 | $422.6K | 0.48% | 00.0% | Unchanged |
| Schulhoff & Co Inc | 1,430 | $422.8K | 0.20% | 00.0% | Unchanged |
| Signet Investment Advisory Group, Inc. | 1,430 | $422.8K | 0.25% | −10−0.7% | Reduced |
| Nadler Financial Group, Inc. | 1,433 | $423.7K | 0.06% | 00.0% | Unchanged |
| Fagan Associates, Inc. | 1,435 | $424.3K | 0.09% | +100+7.5% | Added |
| Mengis Capital Management, Inc. | 1,437 | $425.1K | 0.08% | 00.0% | Unchanged |
| Fairfield Financial Advisors, LTD | 1,438 | $425.3K | 0.16% | +1,029+251.6% | Added |
| Excalibur Management Corp | 1,440 | $425.8K | 0.20% | −38−2.6% | Reduced |
| South Street Advisors LLC | 1,440 | $425.8K | 0.08% | 00.0% | Unchanged |
| Valley National Advisers Inc | 1,441 | $426.0K | 0.07% | +61+4.4% | Added |
| Garden State Investment Advisory Services LLC | 1,444 | $426.9K | 0.17% | +51+3.7% | Added |
| Frisch Financial Group, Inc. | 1,443 | $427.0K | 0.16% | −11−0.8% | Reduced |
| HTLF Bank | 1,446 | $427.5K | 0.05% | +1,446 | New |
| Alan B. Lancz & Associates, Inc. | 1,450 | $428.7K | 0.45% | −322−18.2% | Reduced |
| Financial Partners Group, Inc | 1,451 | $428.9K | 0.08% | +2+0.1% | Added |
| RKL Wealth Management LLC | 1,455 | $430.1K | 0.05% | −58−3.8% | Reduced |
| Objective Capital Management, LLC | 1,459 | $431.4K | 0.33% | +252+20.9% | Added |
| Castle Rock Wealth Management, LLC | 1,499 | $432.2K | 0.13% | −50−3.2% | Reduced |
| Planning Center, Inc. | 1,463 | $432.6K | 0.10% | −4−0.3% | Reduced |
| Channel Wealth LLC | 1,463 | $432.6K | 0.20% | +692+89.8% | Added |
| Hara Capital LLC | 1,465 | $433.2K | 0.30% | +1,465 | New |
| Sandy Cove Advisors, LLC | 1,469 | $434.3K | 0.22% | −48−3.2% | Reduced |
| Weil Company, Inc. | 1,469 | $434.4K | 0.19% | −1,077−42.3% | Reduced |
| Austin Private Wealth, LLC | 1,473 | $435.4K | 0.06% | +305+26.1% | Added |
| Acima Private Wealth, LLC | 1,473 | $435.5K | 0.17% | 00.0% | Unchanged |
| IMS Capital Management | 1,475 | $436.1K | 0.21% | 00.0% | Unchanged |
| Private Portfolio Partners LLC | 1,481 | $437.8K | 0.10% | +465+45.8% | Added |
| N.E.W. Advisory Services LLC | 1,483 | $438.3K | 0.05% | −55−3.6% | Reduced |
| TrinityPoint Wealth, LLC | 1,486 | $439.5K | 0.08% | +2+0.1% | Added |
| SageView Advisory Group, LLC | 1,444 | $440.1K | 0.02% | −1,947−57.4% | Reduced |
| Gould Asset Management LLC | 1,490 | $440.5K | 0.11% | +260+21.1% | Added |
| Longfellow Investment Management Co LLC | 1,490 | $440.5K | 0.11% | +1,490 | New |
| Center For Asset Management LLC | 1,494 | $441.7K | 0.40% | +1+0.1% | Added |
| Strategic Equity Management | 1,498 | $442.9K | 0.50% | +7+0.5% | Added |
| Stokes Family Office, LLC | 1,500 | $443.5K | 0.06% | −523−25.9% | Reduced |
| Bell Bank | 1,500 | $443.5K | 0.04% | 00.0% | Unchanged |
| Rbo & Co LLC | 1,500 | $443.5K | 0.08% | 00.0% | Unchanged |
| Jupiter Wealth Management LLC | 1,500 | $443.5K | 0.26% | 00.0% | Unchanged |
| Chickasaw Capital Management LLC | 1,500 | $444.0K | 0.02% | 00.0% | Unchanged |
| Tectonic Advisors LLC | 1,502 | $444.1K | 0.04% | +8+0.5% | Added |
| Psagot Value Holdings Ltd. / (Israel) | 1,503 | $445.0K | 0.20% | +953+173.3% | Added |
| Mizuho Securities Co. Ltd. | 1,510 | $446.5K | 1.60% | +1,510 | New |
| Integrated Investment Consultants, LLC | 1,511 | $446.6K | 0.14% | +11+0.7% | Added |
| Comprehensive Financial Consultants Institutional, Inc. | 1,511 | $446.8K | 0.21% | −7−0.5% | Reduced |
| Peoples Bank | 1,517 | $448.5K | 0.36% | −27−1.7% | Reduced |
| West Michigan Advisors, LLC | 1,519 | $449.1K | 0.17% | +669+78.7% | Added |
| Doliver Advisors, LP | 1,520 | $449.4K | 0.14% | −116−7.1% | Reduced |
| Allstate Corp | 1,524 | $450.6K | 0.03% | −308−16.8% | Reduced |
| Grove Bank & Trust | 1,525 | $450.9K | 0.08% | −1−0.1% | Reduced |
| Bigelow Investment Advisors, LLC | 1,527 | $451.5K | 0.24% | +27+1.8% | Added |
| Van Cleef Asset Management,Inc | 1,530 | $452.4K | 0.06% | +600+64.5% | Added |
| Soltis Investment Advisors LLC | 1,530 | $452.4K | 0.05% | +214+16.3% | Added |
| Burton Enright Welch | 1,535 | $453.9K | 0.12% | +3+0.2% | Added |
| Warren Street Wealth Advisors, LLC | 1,535 | $453.9K | 0.26% | +53+3.6% | Added |
| West Family Investments, Inc. | 1,539 | $455.0K | 0.15% | 00.0% | Unchanged |
| SAM Advisors, LLC | 1,540 | $455.3K | 0.18% | 00.0% | Unchanged |
| VisionPoint Advisory Group, LLC | 1,542 | $455.9K | 0.17% | −492−24.2% | Reduced |
| CapWealth Advisors, LLC | 1,542 | $455.9K | 0.06% | 00.0% | Unchanged |
| Sanchez Wealth Management Group | 1,542 | $456.0K | 0.17% | +8+0.5% | Added |
| Charter Oak Capital Management, LLC | 1,549 | $458.1K | 0.05% | +2+0.1% | Added |
| Smith Shellnut Wilson LLC | 1,550 | $458.3K | 0.26% | 00.0% | Unchanged |
| Bridgeworth, LLC | 1,550 | $458.4K | 0.05% | −3−0.2% | Reduced |
| Quantum Financial Advisors, LLC | 1,552 | $459.0K | 0.11% | 00.0% | Unchanged |
| Braun-Bostich & Associates Inc. | 1,556 | $460.1K | 0.42% | +1,556 | New |
| Tradition Wealth Management, LLC | 1,559 | $461.0K | 0.05% | −323−17.2% | Reduced |
| Trust Co of Virginia | 1,563 | $462.1K | 0.05% | −10−0.6% | Reduced |
| Vertex Planning Partners, LLC | 1,565 | $462.7K | 0.14% | −72−4.4% | Reduced |
| BCS Wealth Management | 1,566 | $463.0K | 0.17% | 00.0% | Unchanged |
| Regent Peak Wealth Advisors LLC | 1,568 | $463.6K | 0.13% | +7+0.4% | Added |
| Davidson Investment Advisors | 1,570 | $464.2K | 0.03% | 00.0% | Unchanged |
| First Hawaiian Bank | 1,571 | $464.5K | 0.01% | −2,608−62.4% | Reduced |
| Sage Mountain Advisors LLC | 1,571 | $464.5K | 0.05% | −22−1.4% | Reduced |
| Jump Financial, LLC | 1,573 | $465.1K | 0.02% | −2,355−60.0% | Reduced |