Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Five Oceans Advisors | 1,192 | $352.4K | 0.20% | −2−0.2% | Reduced |
| Pacific Global Investment Management CO | 1,199 | $354.6K | 0.07% | −4−0.3% | Reduced |
| Fca Corp | 1,200 | $354.8K | 0.12% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 1,200 | $355.0K | 0.03% | +322+36.7% | Added |
| Waterloo Capital, L.P. | 1,202 | $355.3K | 0.06% | +1,202 | New |
| Garrett Wealth Advisory Group, LLC | 1,202 | $355.4K | 0.15% | −25−2.0% | Reduced |
| CJM Wealth Advisers, Ltd. | 1,203 | $355.8K | 0.16% | +7+0.6% | Added |
| Silver Coast Investments LLC | 1,204 | $356.0K | 0.16% | +1,204 | New |
| Greenline Partners, LLC | 1,205 | $356.3K | 0.06% | 00.0% | Unchanged |
| Sage Investment Advisers LLC | 1,209 | $357.4K | 0.43% | −94−7.2% | Reduced |
| Green Square Capital Advisors LLC | 1,209 | $357.5K | 0.05% | −45−3.6% | Reduced |
| Joule Financial, LLC | 1,214 | $358.9K | 0.17% | −22−1.8% | Reduced |
| Catalina Capital Group, LLC | 1,214 | $359.0K | 0.28% | +1,214 | New |
| Old Point Trust & Financial Services N A | 1,217 | $359.8K | 0.15% | 00.0% | Unchanged |
| Next Level Private LLC | 1,220 | $360.7K | 0.20% | 00.0% | Unchanged |
| Canal Capital Management, LLC | 1,222 | $361.3K | 0.07% | +7+0.6% | Added |
| Indie Asset Partners, LLC | 1,223 | $361.5K | 0.33% | −5−0.4% | Reduced |
| Resource Consulting Group Inc | 1,223 | $361.6K | 0.06% | 00.0% | Unchanged |
| Eudaimonia Advisors LLC | 1,223 | $361.6K | 0.23% | −30−2.4% | Reduced |
| Richard W. Paul & Associates, LLC | 1,228 | $363.1K | 0.15% | +63+5.4% | Added |
| Callan Capital, LLC | 1,230 | $363.7K | 0.03% | −951−43.6% | Reduced |
| Boston Trust Walden Corp | 1,234 | $364.9K | 0.00% | 00.0% | Unchanged |
| FIL Ltd | 1,234 | $364.9K | 0.00% | +1,234 | New |
| Millington Financial Advisors, LLC | 1,235 | $365.2K | 0.29% | +6+0.5% | Added |
| Greenup Street Wealth Management LLC | 1,238 | $366.0K | 0.10% | 00.0% | Unchanged |
| Grant Street Asset Management, Inc. | 1,244 | $367.8K | 0.13% | 00.0% | Unchanged |
| Rockingstone Advisors LLC | 1,247 | $368.7K | 0.21% | −404−24.5% | Reduced |
| Old Second National Bank of Aurora | 1,254 | $370.8K | 0.10% | −40−3.1% | Reduced |
| Tortoise Investment Management, LLC | 1,254 | $370.8K | 0.05% | −11−0.9% | Reduced |
| First Nebraska Trust Co | 1,256 | $371.4K | 0.04% | −36−2.8% | Reduced |
| DF Dent & Co Inc | 1,256 | $371.4K | 0.00% | +1,256 | New |
| Epic Trust Investment Advisors, LLC | 1,258 | $371.9K | 0.50% | −15−1.2% | Reduced |
| Highview Capital Management LLC | 1,260 | $372.5K | 0.20% | +300+31.3% | Added |
| Basepoint Wealth LLC | 1,262 | $373.3K | 0.30% | 00.0% | Unchanged |
| Landmark Financial Advisors, LLC | 1,267 | $374.6K | 0.13% | −60−4.5% | Reduced |
| Alpha Family Trust | 1,270 | $375.5K | 0.25% | 00.0% | Unchanged |
| NewEdge Wealth, LLC | 1,272 | $376.1K | 0.01% | −279−18.0% | Reduced |
| SJS Investment Consulting Inc. | 1,276 | $377.3K | 0.09% | 00.0% | Unchanged |
| Hall Laurie J Trustee | 1,280 | $378.0K | 0.14% | −50−3.8% | Reduced |
| Gilman Hill Asset Management, LLC | 1,280 | $378.5K | 0.07% | 00.0% | Unchanged |
| North Star Asset Management Inc | 1,281 | $378.7K | 0.02% | 00.0% | Unchanged |
| Northwest Bancshares, Inc. | 1,282 | $379.0K | 0.07% | 00.0% | Unchanged |
| Wall Street Access Asset Management, LLC | 1,283 | $379.3K | 0.18% | −22−1.7% | Reduced |
| MRP Capital Investments, LLC | 1,285 | $380.0K | 0.41% | +1,285 | New |
| USA Financial Portformulas Corp | 1,290 | $381.4K | 0.07% | −1,527−54.2% | Reduced |
| Castleark Management LLC | 1,290 | $381.4K | 0.02% | 00.0% | Unchanged |
| Acorn Financial Advisory Services Inc | 1,296 | $382.3K | 0.07% | +2+0.2% | Added |
| Investment Advisory Services Inc | 1,297 | $383.4K | 0.15% | +137+11.8% | Added |
| Landaas & Co | 1,298 | $384.0K | 0.14% | 00.0% | Unchanged |
| Gillespie Robinson & Grimm Inc | 1,300 | $384.4K | 0.03% | 00.0% | Unchanged |
| Wellington Shields Capital Management, LLC | 1,300 | $384.4K | 0.05% | 00.0% | Unchanged |
| Morris Retirement Advisors, LLC | 1,301 | $384.8K | 0.25% | +1+0.1% | Added |
| Claro Advisors LLC | 1,304 | $385.7K | 0.08% | −27−2.0% | Reduced |
| Forbes J M & Co LLP | 1,307 | $386.4K | 0.04% | 00.0% | Unchanged |
| Waters Parkerson & Co., LLC | 1,309 | $387.0K | 0.02% | −89−6.4% | Reduced |
| Petix & Botte Co | 1,312 | $387.9K | 0.11% | 00.0% | Unchanged |
| Goldstone Financial Group, LLC | 1,314 | $388.5K | 0.10% | +347+35.9% | Added |
| Monarch Capital Management Inc | 1,317 | $389.4K | 0.12% | 00.0% | Unchanged |
| First National Corp | 1,319 | $389.8K | 0.10% | −32−2.4% | Reduced |
| Smart Portfolios, LLC | 1,215 | $390.8K | 0.46% | +1,215 | New |
| American State Bank (Iowa) | 1,322 | $390.9K | 0.25% | 00.0% | Unchanged |
| Resonant Capital Advisors, LLC | 1,323 | $391.2K | 0.04% | +56+4.4% | Added |
| Insight Advisors, LLC | 1,323 | $391.2K | 0.08% | −39−2.9% | Reduced |
| Liberty Wealth Management LLC | 1,226 | $392.0K | 0.08% | +86+7.5% | Added |
| VeraBank, N.A. | 1,326 | $392.1K | 0.13% | −19−1.4% | Reduced |
| Pinnacle Financial Group, LLC | 1,332 | $393.8K | 0.20% | −70−5.0% | Reduced |
| Graves-Light Private Wealth Management, Inc. | 1,332 | $393.9K | 0.05% | +1+0.1% | Added |
| Arlington Financial Advisors, LLC | 1,336 | $395.0K | 0.12% | +1,336 | New |
| Van Hulzen Asset Management, LLC | 1,339 | $396.0K | 0.03% | −8−0.6% | Reduced |
| Cortland Associates Inc | 1,341 | $396.0K | 0.06% | +4+0.3% | Added |
| Larson Financial Group LLC | 1,341 | $396.5K | 0.03% | +62+4.8% | Added |
| Seed Wealth Management, Inc. | 1,355 | $396.6K | 0.40% | 00.0% | Unchanged |
| Global X Japan Co., Ltd. | 1,344 | $397.4K | 0.23% | +1,344 | New |
| Sendero Wealth Management, LLC | 1,344 | $397.4K | 0.07% | 00.0% | Unchanged |
| Financial Engines Advisors L.L.C. | 1,345 | $397.7K | 0.00% | +434+47.6% | Added |
| Coyle Financial Counsel LLC | 1,347 | $398.3K | 0.15% | +7+0.5% | Added |
| Zions Bancorporation, N.A. | 1,348 | $398.6K | 0.03% | −902−40.1% | Reduced |
| McGowan Group Asset Management, Inc. | 1,349 | $398.8K | 0.06% | +2+0.1% | Added |
| Evanson Asset Management, LLC | 1,350 | $399.2K | 0.03% | −116−7.9% | Reduced |
| Herold Advisors, Inc. | 1,350 | $399.2K | 0.11% | +200+17.4% | Added |
| Onefund, LLC | 1,350 | $399.2K | 0.52% | +1,350 | New |
| CarsonAllaria Wealth Management, Ltd. | 1,350 | $399.2K | 0.29% | −22−1.6% | Reduced |
| Greenwood Capital Associates LLC | 1,352 | $399.7K | 0.05% | +1,352 | New |
| Birchcreek Wealth Management, LLC | 1,354 | $400.3K | 0.24% | −39−2.8% | Reduced |
| Waypoint Capital Advisors, LLC | 1,355 | $400.6K | 0.12% | −30−2.2% | Reduced |
| Isthmus Partners, LLC | 1,357 | $401.2K | 0.05% | +100+8.0% | Added |
| Relyea Zuckerberg Hanson LLC | 1,358 | $401.7K | 0.08% | +72+5.6% | Added |
| Westshore Wealth, LLC | 1,363 | $402.9K | 0.19% | −8−0.6% | Reduced |
| Chesley Taft & Associates LLC | 1,363 | $403.0K | 0.02% | 00.0% | Unchanged |
| FDx Advisors, Inc. | 1,363 | $403.0K | 0.03% | +409+42.9% | Added |
| Meredith Wealth Planning | 1,369 | $404.8K | 0.25% | −200−12.7% | Reduced |
| apricus wealth, LLC | 1,375 | $406.5K | 0.31% | 00.0% | Unchanged |
| SFMG, LLC | 1,376 | $406.9K | 0.04% | +5+0.4% | Added |
| Blankinship & Foster, LLC | 1,377 | $407.1K | 0.12% | 00.0% | Unchanged |
| Davis Investment Partners, LLC | 1,424 | $407.4K | 0.20% | +1,424 | New |
| Householder Group Estate & Retirement Specialist, LLC | 1,381 | $408.0K | 0.13% | −29−2.1% | Reduced |
| Retirement Planning Group | 1,381 | $408.3K | 0.04% | +389+39.2% | Added |
| Trustco Bank Corp N Y | 1,381 | $408.3K | 0.44% | −210−13.2% | Reduced |
| Fingerlakes Wealth Management, Inc. | 1,382 | $408.6K | 0.44% | +7+0.5% | Added |
| Invesco, LLC | 1,383 | $408.9K | 0.19% | −41−2.9% | Reduced |