Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Commerce Bank | 133,064 | $39.3M | 0.28% | +1,545+1.2% | Added |
| Conning Inc. | 133,826 | $39.5M | 1.37% | +3,526+2.7% | Added |
| Kestra Advisory Services, LLC | 134,766 | $39.8M | 0.33% | +6,514+5.1% | Added |
| Mirae Asset Global Investments Co., Ltd. | 136,245 | $40.3M | 0.08% | +2,650+2.0% | Added |
| Capital International Inc | 139,506 | $41.2M | 0.64% | +34,088+32.3% | Added |
| MetLife Investment Management | 139,618 | $41.3M | 0.30% | −2,833−2.0% | Reduced |
| AMF Pensionsforsakring AB | 139,532 | $41.3M | 0.35% | −2,845−2.0% | Reduced |
| State of Michigan Retirement System | 139,672 | $41.3M | 0.25% | −200−0.1% | Reduced |
| Manning & Napier Group, LLC | 140,213 | $41.5M | 0.49% | −23,674−14.4% | Reduced |
| Tredje AP-fonden | 140,548 | $41.6M | 0.52% | +21,260+17.8% | Added |
| Glenmede Trust Co NA | 141,015 | $41.7M | 0.22% | +41,782+42.1% | Added |
| Keybank National Association | 142,245 | $42.1M | 0.19% | +670+0.5% | Added |
| Arizona State Retirement System | 143,525 | $42.4M | 0.32% | −2,348−1.6% | Reduced |
| Heritage Investors Management Corp | 143,952 | $42.6M | 1.61% | −1,463−1.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 149,012 | $44.1M | 0.19% | −32,371−17.8% | Reduced |
| Captrust Financial Advisors | 150,682 | $44.6M | 0.15% | +1,562+1.0% | Added |
| Country Trust Bank | 151,159 | $44.7M | 1.24% | −9,720−6.0% | Reduced |
| American International Group, Inc. | 152,749 | $45.2M | 0.19% | +234+0.2% | Added |
| Calamos Advisors LLC | 154,239 | $45.6M | 0.23% | −2,014−1.3% | Reduced |
| Tocqueville Asset Management L.P. | 157,478 | $46.6M | 0.84% | −2,105−1.3% | Reduced |
| Pinebridge Investments, L.P. | 157,680 | $46.6M | 0.43% | −75,483−32.4% | Reduced |
| MML Investors Services, LLC | 157,878 | $46.7M | 0.22% | +30,418+23.9% | Added |
| Aware Super Pty Ltd as trustee of Aware Super | 81,918 | $46.9M | 0.64% | +81,918 | New |
| Nisa Investment Advisors, LLC | 159,669 | $47.2M | 0.33% | −872−0.5% | Reduced |
| Hyman Charles D | 160,806 | $47.5M | 2.84% | −2,221−1.4% | Reduced |
| Huntington National Bank | 161,032 | $47.6M | 0.43% | −9,192−5.4% | Reduced |
| Handelsbanken Fonder AB | 163,201 | $48.3M | 0.23% | +27,779+20.5% | Added |
| Teacher Retirement System of Texas | 165,818 | $49.0M | 0.33% | −40,539−19.6% | Reduced |
| Cerity Partners LLC | 507,322 | $49.5M | 0.17% | +368,421+265.2% | Added |
| Gateway Investment Advisers LLC | 167,640 | $49.6M | 0.58% | +328+0.2% | Added |
| Financial Counselors Inc | 168,562 | $49.8M | 0.89% | −10,899−6.1% | Reduced |
| Caisse de Depot Et Placement du Quebec | 172,149 | $50.9M | 0.13% | +172,149 | New |
| GWM Advisors LLC | 174,090 | $51.2M | 0.49% | +5,131+3.0% | Added |
| Federated Hermes, Inc. | 175,426 | $51.9M | 0.13% | +8,102+4.8% | Added |
| Mackenzie Financial Corp | 180,360 | $53.3M | 0.08% | −145,782−44.7% | Reduced |
| Creative Planning | 180,613 | $53.4M | 0.10% | +13,482+8.1% | Added |
| Rathbone Brothers plc | 183,898 | $54.4M | 0.35% | +30,308+19.7% | Added |
| State of Tennessee, Treasury Department | 186,747 | $55.2M | 0.22% | −50,258−21.2% | Reduced |
| Fort Washington Investment Advisors Inc | 189,940 | $56.2M | 0.39% | −15,445−7.5% | Reduced |
| Aviva PLC | 190,322 | $56.3M | 0.20% | +8,987+5.0% | Added |
| Bollard Group LLC | 196,551 | $58.1M | 2.02% | +948+0.5% | Added |
| Allianz Asset Management GmbH | 199,872 | $59.1M | 0.11% | −56,431−22.0% | Reduced |
| Great West Life Assurance Co | 205,897 | $60.7M | 0.13% | −71,654−25.8% | Reduced |
| InterOcean Capital Group, LLC | 208,599 | $61.7M | 1.66% | +48,203+30.1% | Added |
| Mariner, LLC | 209,190 | $61.9M | 0.15% | +13,717+7.0% | Added |
| Jennison Associates LLC | 211,953 | $62.7M | 0.05% | +110,108+108.1% | Added |
| Ofi Invest Asset Management | 234,299 | $62.7M | 2.11% | +54,750+30.5% | Added |
| CIBC World Markets Inc. | 212,276 | $62.8M | 0.18% | +30,259+16.6% | Added |
| Royal London Asset Management Ltd | 214,074 | $63.3M | 0.18% | +3,576+1.7% | Added |
| Northwestern Mutual Wealth Management Co | 214,093 | $63.3M | 0.07% | −490.0% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 216,760 | $64.1M | 0.25% | −2,094−1.0% | Reduced |
| Two Sigma Advisers, LP | 220,900 | $65.3M | 0.15% | +210,300+1,984.0% | Added |
| Ensign Peak Advisors, Inc | 224,117 | $66.3M | 0.13% | −19,811−8.1% | Reduced |
| Treasurer of the State of North Carolina | 233,891 | $69.2M | 0.33% | −477−0.2% | Reduced |
| AXA S.A. | 237,326 | $70.2M | 0.23% | −251,341−51.4% | Reduced |
| LSV Asset Management | 238,200 | $70.4M | 0.15% | +1,000+0.4% | Added |
| Bank of Nova Scotia | 240,099 | $71.0M | 0.13% | +192,391+403.3% | Added |
| Swedbank AB | 243,058 | $71.9M | 0.12% | −18,812−7.2% | Reduced |
| Capital International Investors | 244,407 | $72.3M | 0.02% | −1,281,185−84.0% | Reduced |
| Mn Services Vermogensbeheer B.V. | 244,428 | $72.3M | 0.65% | −7,100−2.8% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 244,754 | $72.4M | 0.95% | −2,636−1.1% | Reduced |
| STRS Ohio | 245,537 | $72.6M | 0.30% | −57,266−18.9% | Reduced |
| Brandywine Global Investment Management, LLC | 246,360 | $72.8M | 0.59% | −12,649−4.9% | Reduced |
| Truist Financial Corp | 248,092 | $73.4M | 0.12% | −40,487−14.0% | Reduced |
| Empower Advisory Group, LLC | 252,653 | $74.7M | 0.29% | +6,072+2.5% | Added |
| Natixis Advisors, L.P. | 258,723 | $76.5M | 0.20% | −10,572−3.9% | Reduced |
| Pictet Asset Management Holding SA | 260,328 | $77.0M | 0.08% | +13,719+5.6% | Added |
| TD Asset Management Inc | 261,756 | $77.4M | 0.08% | +22,763+9.5% | Added |
| Old Republic International Corporation | 262,000 | $77.5M | 2.92% | −34,500−11.6% | Reduced |
| M&T Bank Corp | 262,027 | $77.5M | 0.28% | −11,445−4.2% | Reduced |
| Employees Retirement System of Texas | 262,200 | $77.5M | 0.91% | +76,000+40.8% | Added |
| Storebrand Asset Management AS | 263,584 | $77.9M | 0.28% | +18,807+7.7% | Added |
| Public Employees Retirement System of Ohio | 263,682 | $78.0M | 0.31% | −4,749−1.8% | Reduced |
| Nomura Asset Management Co Ltd | 269,814 | $79.8M | 0.33% | −3,175−1.2% | Reduced |
| Bessemer Group Inc | 273,607 | $80.9M | 0.16% | +5,008+1.9% | Added |
| State of Wisconsin Investment Board | 273,834 | $81.0M | 0.23% | −379−0.1% | Reduced |
| Retirement Systems of Alabama | 280,183 | $82.8M | 0.35% | −5,538−1.9% | Reduced |
| Janney Montgomery Scott LLC | 283,007 | $83.7M | 0.27% | +3,031+1.1% | Added |
| Chevy Chase Trust Holdings, Inc. | 291,753 | $86.3M | 0.31% | −1,632−0.6% | Reduced |
| State of New Jersey Common Pension Fund D | 293,188 | $86.7M | 0.29% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 301,056 | $89.0M | 0.20% | +38,335+14.6% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 303,100 | $89.6M | 0.97% | +4,000+1.3% | Added |
| AQR Capital Management LLC | 307,091 | $90.8M | 0.17% | −75,238−19.7% | Reduced |
| Rockefeller Capital Management L.P. | 324,681 | $96.0M | 0.32% | +44,184+15.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 325,990 | $96.4M | 0.16% | +9,419+3.0% | Added |
| Asset Management One Co.,Ltd. | 326,391 | $96.9M | 0.39% | +21,738+7.1% | Added |
| Advisor Group Holdings, Inc. | 337,996 | $99.9M | 0.17% | −72,491−17.7% | Reduced |
| Susquehanna International Group, LLP | 341,313 | $100.9M | 0.17% | +1,645+0.5% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 344,417 | $101.8M | 0.24% | +11,292+3.4% | Added |
| Great Lakes Advisors, LLC | 345,185 | $102.1M | 0.97% | −98,385−22.2% | Reduced |
| BNP Paribas Arbitrage, SA | 345,531 | $102.2M | 0.19% | +16,006+4.9% | Added |
| SG Americas Securities, LLC | 351,064 | $103.8M | 1.15% | +158,604+82.4% | Added |
| Schroder Investment Management Group | 352,812 | $104.3M | 0.14% | −33,168−8.6% | Reduced |
| Toronto Dominion Bank | 361,403 | $106.9M | 0.16% | +62,573+20.9% | Added |
| The PNC Financial Services Group, Inc. | 363,995 | $107.6M | 0.08% | +4,077+1.1% | Added |
| Standard Life Aberdeen plc | 368,391 | $108.9M | 0.24% | +89,447+32.1% | Added |
| APG Asset Management N.V. | 407,955 | $109.2M | 0.21% | −44,149−9.8% | Reduced |
| D. E. Shaw & Co., Inc. | 375,976 | $111.2M | 0.16% | +203,139+117.5% | Added |
| Franklin Resources Inc | 391,765 | $115.8M | 0.05% | +60,554+18.3% | Added |
| First Trust Advisors LP | 392,114 | $115.9M | 0.13% | +8,934+2.3% | Added |