Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Grassi Investment Management | 68,854 | $20.4M | 2.13% | −150−0.2% | Reduced |
| Banco Santander, S.A. | 69,669 | $20.6M | 0.24% | −443−0.6% | Reduced |
| Ausdal Financial Partners, Inc. | 69,935 | $20.7M | 2.56% | +1,170+1.7% | Added |
| Foundry Partners, LLC | 69,973 | $20.7M | 1.25% | −8,495−10.8% | Reduced |
| Private Advisor Group, LLC | 70,208 | $20.8M | 0.16% | +16,078+29.7% | Added |
| United Capital Financial Advisers, LLC | 70,289 | $20.8M | 0.17% | −81,626−53.7% | Reduced |
| Susquehanna Portfolio Strategies, LLC | 70,788 | $20.9M | 0.37% | +70,788 | New |
| Glenview Trust Co | 71,302 | $21.1M | 0.52% | −2,873−3.9% | Reduced |
| NorthCrest Asset Manangement, LLC | 71,758 | $21.2M | 0.80% | +210.0% | Added |
| Mutual of America Capital Management LLC | 71,866 | $21.2M | 0.24% | −3,363−4.5% | Reduced |
| Janus Henderson Group PLC | 72,313 | $21.4M | 0.01% | −60,380−45.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 72,430 | $21.4M | 0.29% | +653+0.9% | Added |
| Jupiter Asset Management Ltd | 72,436 | $21.4M | 0.21% | −18,157−20.0% | Reduced |
| New York Life Investment Management LLC | 72,568 | $21.5M | 0.22% | −536−0.7% | Reduced |
| Beacon Pointe Advisors, LLC | 72,884 | $21.5M | 0.26% | −1,331−1.8% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 73,128 | $21.6M | 0.03% | −1,081,338−93.7% | Reduced |
| FineMark National Bank & Trust | 73,023 | $21.6M | 0.88% | −320−0.4% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 73,245 | $21.7M | 0.46% | +35,004+91.5% | Added |
| CIBC Asset Management Inc | 73,315 | $21.7M | 0.08% | −2,992−3.9% | Reduced |
| Marco Investment Management LLC | 73,583 | $21.8M | 2.23% | −535−0.7% | Reduced |
| Van Eck Associates Corp | 75,101 | $22.2M | 0.04% | +75,101 | New |
| D.A. Davidson & Co. | 75,130 | $22.2M | 0.22% | +2,994+4.2% | Added |
| CIBC World Markets Corp | 75,552 | $22.3M | 0.12% | +7,867+11.6% | Added |
| Guggenheim Capital LLC | 75,640 | $22.4M | 0.17% | −6,090−7.5% | Reduced |
| Public Employees Retirement Association of Colorado | 76,821 | $22.7M | 0.10% | −2,399−3.0% | Reduced |
| Kadensa Capital Ltd | 77,189 | $22.8M | 5.75% | +16,238+26.6% | Added |
| Cetera Investment Advisers | 77,355 | $22.9M | 0.19% | +2,375+3.2% | Added |
| Janney Capital Management LLC | 77,468 | $22.9M | 1.54% | −3,786−4.7% | Reduced |
| Busey Wealth Management | 78,134 | $23.1M | 0.89% | −3,765−4.6% | Reduced |
| Badgley Phelps Wealth Managers, LLC | 78,751 | $23.3M | 0.63% | +6,634+9.2% | Added |
| Cutler Investment Counsel LLC | 79,051 | $23.4M | 3.34% | −1,379−1.7% | Reduced |
| Jacobs Levy Equity Management, Inc | 81,025 | $24.0M | 0.12% | +4,734+6.2% | Added |
| Peapack Gladstone Financial Corp | 81,623 | $24.1M | 0.41% | −340.0% | Reduced |
| Wellington Management Group LLP | 82,154 | $24.3M | 0.00% | −93,652−53.3% | Reduced |
| Chilton Capital Management LLC | 83,049 | $24.6M | 1.25% | −2,043−2.4% | Reduced |
| Tower Research Capital LLC (TRC) | 83,525 | $24.7M | 0.31% | +54,095+183.8% | Added |
| ING Groep NV | 83,665 | $24.7M | 0.20% | +29,496+54.5% | Added |
| Vaughan David Investments LLC | 85,158 | $25.2M | 0.69% | −2,530−2.9% | Reduced |
| Brown Advisory Inc | 85,363 | $25.2M | 0.04% | +12,490+17.1% | Added |
| Main Street Research LLC | 86,303 | $25.5M | 2.05% | +1,464+1.7% | Added |
| United Services Automobile Association | 86,715 | $25.6M | 0.57% | +63,245+269.5% | Added |
| Utah Retirement Systems | 88,505 | $26.2M | 0.33% | −600−0.7% | Reduced |
| Swiss Life Asset Management Ltd | 88,760 | $26.3M | 0.32% | +16,688+23.2% | Added |
| Stephens Inc | 88,941 | $26.3M | 0.45% | +5,004+6.0% | Added |
| Mercer Global Advisors Inc | 89,285 | $26.4M | 0.08% | +2,386+2.7% | Added |
| Czech National Bank | 89,363 | $26.4M | 0.38% | +203+0.2% | Added |
| Stock Yards Bank & Trust Co | 89,503 | $26.5M | 0.94% | −2,459−2.7% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 90,128 | $26.6M | 0.08% | −33,308−27.0% | Reduced |
| Macquarie Group Ltd | 90,814 | $26.9M | 0.03% | −35,836−28.3% | Reduced |
| QRG Capital Management, Inc. | 91,006 | $26.9M | 0.40% | +2,182+2.5% | Added |
| Regions Financial Corp | 92,574 | $27.4M | 0.23% | −2,803−2.9% | Reduced |
| Erste Asset Management GmbH | 93,309 | $27.7M | 0.41% | +3,939+4.4% | Added |
| Willis Investment Counsel | 93,942 | $27.8M | 1.96% | +15,530+19.8% | Added |
| O'Shaughnessy Asset Management, LLC | 94,747 | $28.0M | 0.37% | −16,643−14.9% | Reduced |
| Nichols & Pratt Advisers LLP | 95,214 | $28.2M | 2.00% | −8,659−8.3% | Reduced |
| Pinnacle Associates Ltd | 96,006 | $28.4M | 0.48% | +5,237+5.8% | Added |
| Alpha Cubed Investments, LLC | 98,386 | $29.1M | 1.63% | +9,460+10.6% | Added |
| KBC Group NV | 98,754 | $29.2M | 0.10% | +5,977+6.4% | Added |
| Xponance, Inc. | 99,207 | $29.3M | 0.35% | −3,593−3.5% | Reduced |
| Paralel Advisors LLC | 100,000 | $29.6M | 1.51% | 00.0% | Unchanged |
| Canada Pension Plan Investment Board | 100,198 | $29.6M | 0.04% | −62,790−38.5% | Reduced |
| SEI Investments Co | 100,216 | $29.6M | 0.05% | −206,798−67.4% | Reduced |
| Wesleyan Assurance Society | 101,079 | $29.9M | 2.96% | −769−0.8% | Reduced |
| Candriam Luxembourg S.C.A. | 101,657 | $30.1M | 0.21% | +37,052+57.4% | Added |
| IFM Investors Pty Ltd | 102,533 | $30.3M | 0.37% | −1,754−1.7% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 104,384 | $30.9M | 0.94% | +501+0.5% | Added |
| Edgar Lomax Co | 104,385 | $30.9M | 2.02% | −4,025−3.7% | Reduced |
| Cresset Asset Management, LLC | 104,928 | $31.0M | 0.19% | +9,155+9.6% | Added |
| AE Wealth Management LLC | 103,700 | $31.1M | 0.16% | +12,999+14.3% | Added |
| Texas Permanent School Fund | 105,329 | $31.1M | 0.27% | −79−0.1% | Reduced |
| Yousif Capital Management, LLC | 105,741 | $31.3M | 0.37% | −3,985−3.6% | Reduced |
| USS Investment Management Ltd | 105,870 | $31.3M | 0.28% | −7,642−6.7% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 107,602 | $31.8M | 0.09% | +1,958+1.9% | Added |
| Minneapolis Portfolio Management Group, LLC | 108,066 | $32.0M | 4.19% | −3,520−3.2% | Reduced |
| Levin Capital Strategies, L.P. | 108,069 | $32.0M | 3.55% | +2,485+2.4% | Added |
| CBOE Vest Financial, LLC | 108,386 | $32.0M | 1.19% | +21,423+24.6% | Added |
| Railway Pension Investments Ltd | 110,100 | $32.6M | 0.34% | +14,000+14.6% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 111,715 | $33.0M | 0.24% | +9,142+8.9% | Added |
| Vontobel Holding Ltd. | 114,266 | $33.8M | 0.28% | +19,344+20.4% | Added |
| Bradley Foster & Sargent Inc | 115,205 | $34.1M | 0.66% | +711+0.6% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 116,484 | $34.4M | 0.43% | +23,615+25.4% | Added |
| Factory Mutual Insurance Co | 116,700 | $34.5M | 0.43% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 116,707 | $34.5M | 0.06% | −51,789−30.7% | Reduced |
| Gabelli Funds LLC | 117,250 | $34.7M | 0.27% | −1,505−1.3% | Reduced |
| S&CO Inc | 118,230 | $35.0M | 2.68% | −1,020−0.9% | Reduced |
| Cetera Advisor Networks LLC | 118,416 | $35.0M | 0.19% | −7,681−6.1% | Reduced |
| Capital International Ltd | 118,802 | $35.1M | 1.80% | +983+0.8% | Added |
| Clark Capital Management Group, Inc. | 119,653 | $35.4M | 0.29% | −3,998−3.2% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 120,548 | $35.6M | 0.21% | +19,424+19.2% | Added |
| Robeco Institutional Asset Management B.V. | 121,152 | $35.8M | 0.09% | −8,164−6.3% | Reduced |
| DnB Asset Management AS | 121,593 | $36.0M | 0.19% | −2,244−1.8% | Reduced |
| Daiwa Securities Group Inc. | 121,684 | $36.2M | 0.23% | +4,738+4.1% | Added |
| Blair William & Co | 122,481 | $36.2M | 0.12% | −1,897−1.5% | Reduced |
| Forsta Ap-Fonden | 123,000 | $36.4M | 0.37% | 00.0% | Unchanged |
| Comerica Bank | 124,689 | $36.9M | 0.17% | −140−0.1% | Reduced |
| Amalgamated Bank | 125,790 | $37.2M | 0.30% | −7,573−5.7% | Reduced |
| Meitav Dash Investments Ltd | 127,520 | $37.7M | 0.55% | +28,202+28.4% | Added |
| Capital International Sarl | 131,481 | $38.9M | 1.46% | +13,846+11.8% | Added |
| Meyer Handelman Co | 132,716 | $39.2M | 1.53% | −1,000−0.7% | Reduced |
| Russell Investments Group, Ltd. | 132,709 | $39.3M | 0.07% | −46,047−25.8% | Reduced |