Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Crossmark Global Holdings, Inc. | 39,070 | $11.6M | 0.24% | −8,197−17.3% | Reduced |
| Hantz Financial Services, Inc. | 39,231 | $11.6M | 0.25% | −3,032−7.2% | Reduced |
| Parsons Capital Management Inc | 39,237 | $11.6M | 0.83% | +2,143+5.8% | Added |
| Varma Mutual Pension Insurance Co | 39,496 | $11.7M | 0.13% | −56,296−58.8% | Reduced |
| Maryland State Retirement & Pension System | 39,779 | $11.8M | 0.24% | 00.0% | Unchanged |
| Oregon Public Employees Retirement Fund | 39,784 | $11.8M | 0.21% | +387+1.0% | Added |
| Noesis Capital Mangement Corp | 39,924 | $11.8M | 2.78% | +1,172+3.0% | Added |
| Lee Danner & Bass Inc | 40,244 | $11.9M | 1.02% | −4,681−10.4% | Reduced |
| Pittenger & Anderson Inc | 40,285 | $11.9M | 0.53% | 00.0% | Unchanged |
| Dearborn Partners LLC | 40,477 | $12.0M | 0.44% | −10,399−20.4% | Reduced |
| JustInvest LLC | 40,515 | $12.0M | 0.31% | +519+1.3% | Added |
| M&G Investment Management Ltd | 40,592 | $12.0M | 0.07% | −7,139−15.0% | Reduced |
| Kentucky Retirement Systems | 40,817 | $12.1M | 0.38% | −483−1.2% | Reduced |
| Stillwater Capital Advisors, LLC | 40,880 | $12.1M | 1.94% | +277+0.7% | Added |
| Jacobs & Co | 41,123 | $12.2M | 1.38% | −27−0.1% | Reduced |
| Eisler Capital (UK) Ltd. | 41,221 | $12.2M | 1.11% | −14,717−26.3% | Reduced |
| Wafra Inc. | 41,881 | $12.4M | 0.73% | −49,511−54.2% | Reduced |
| Salem Investment Counselors Inc | 42,155 | $12.5M | 0.43% | −4,321−9.3% | Reduced |
| Jefferies Financial Group Inc. | 42,200 | $12.5M | 0.20% | +16,531+64.4% | Added |
| Clifford Swan Investment Counsel LLC | 42,273 | $12.5M | 0.49% | −721−1.7% | Reduced |
| Degroof Petercam Asset Management | 42,300 | $12.5M | 0.16% | +42,300 | New |
| Gulf International Bank (UK) Ltd | 42,353 | $12.5M | 0.35% | −4,878−10.3% | Reduced |
| Dodge & Cox | 42,379 | $12.5M | 0.01% | 00.0% | Unchanged |
| Atria Investments LLC | 42,430 | $12.5M | 0.19% | −1,131−2.6% | Reduced |
| Atwater Malick LLC | 42,466 | $12.6M | 4.92% | +451+1.1% | Added |
| Davenport & Co LLC | 42,501 | $12.6M | 0.09% | +766+1.8% | Added |
| Rafferty Asset Management, LLC | 42,781 | $12.6M | 0.05% | +2,205+5.4% | Added |
| Savant Capital, LLC | 42,885 | $12.7M | 0.16% | +238+0.6% | Added |
| Culbertson A N & Co Inc | 43,095 | $12.7M | 2.37% | −420−1.0% | Reduced |
| HighPoint Advisor Group LLC | 35,886 | $12.8M | 0.92% | +35,886 | New |
| Scotia Capital Inc. | 43,374 | $12.8M | 0.08% | −1,875−4.1% | Reduced |
| Lido Advisors, LLC | 43,375 | $12.8M | 0.13% | +5,351+14.1% | Added |
| Fayez Sarofim & Co | 40,524 | $12.9M | 0.04% | −2,021−4.8% | Reduced |
| Ethic Inc. | 43,515 | $12.9M | 0.38% | +2,204+5.3% | Added |
| Allied Investment Advisors, LLC | 43,570 | $12.9M | 3.50% | −185−0.4% | Reduced |
| Pacer Advisors, Inc. | 43,636 | $12.9M | 0.04% | +8,767+25.1% | Added |
| Central Trust Co | 43,641 | $12.9M | 0.34% | −1,327−3.0% | Reduced |
| La Banque Postale Asset Management SA | 43,667 | $12.9M | 0.28% | −6,207−12.4% | Reduced |
| Dana Investment Advisors, Inc. | 44,066 | $13.0M | 0.63% | −3,391−7.1% | Reduced |
| Quilter Plc | 44,026 | $13.1M | 0.44% | −500−1.1% | Reduced |
| Teachers Retirement System of the State of Kentucky | 44,292 | $13.1M | 0.12% | −2,780−5.9% | Reduced |
| Community Bank of Raymore | 44,305 | $13.1M | 5.77% | −310−0.7% | Reduced |
| Elo Mutual Pension Insurance Co | 44,539 | $13.2M | 0.35% | +1,421+3.3% | Added |
| American Assets Investment Management, LLC | 45,000 | $13.3M | 1.37% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 45,077 | $13.3M | 0.03% | +1,521+3.5% | Added |
| Bogart Wealth, LLC | 45,165 | $13.4M | 0.75% | −1,326−2.9% | Reduced |
| Kavar Capital Partners Group, LLC | 46,424 | $13.7M | 1.53% | +24,289+109.7% | Added |
| Sanibel Captiva Trust Company, Inc. | 46,544 | $13.8M | 0.51% | +46,544 | New |
| Integrated Advisors Network LLC | 46,663 | $13.8M | 0.78% | −14,969−24.3% | Reduced |
| Aptus Capital Advisors, LLC | 47,362 | $14.0M | 0.41% | −2,347−4.7% | Reduced |
| NBT Bank N A | 47,408 | $14.0M | 1.10% | +12,465+35.7% | Added |
| Congress Wealth Management LLC | 47,428 | $14.0M | 0.26% | +482+1.0% | Added |
| CWM, LLC | 48,288 | $14.3M | 0.08% | +12,324+34.3% | Added |
| Greenwood Gearhart Inc | 48,319 | $14.3M | 1.52% | −6,186−11.3% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 48,930 | $14.5M | 0.18% | −6,169−11.2% | Reduced |
| Clear Harbor Asset Management, LLC | 49,397 | $14.6M | 1.40% | −953−1.9% | Reduced |
| CWM Advisors, LLC | 49,788 | $14.7M | 1.62% | −1,244−2.4% | Reduced |
| Howe & Rusling Inc | 50,603 | $15.0M | 1.59% | −282−0.6% | Reduced |
| Whittier Trust Co | 52,094 | $15.4M | 0.25% | +82+0.2% | Added |
| Charter Trust Co | 52,174 | $15.4M | 1.15% | +809+1.6% | Added |
| Meiji Yasuda Asset Management Co Ltd. | 52,570 | $15.5M | 0.70% | +9,864+23.1% | Added |
| Squarepoint Ops LLC | 53,030 | $15.7M | 0.06% | −171,146−76.3% | Reduced |
| Birmingham Capital Management Co Inc | 53,420 | $15.8M | 6.25% | −1,715−3.1% | Reduced |
| Dakota Wealth Management | 53,518 | $15.8M | 0.62% | +15,950+42.5% | Added |
| Wealthfront Advisers LLC | 54,105 | $16.0M | 0.06% | +1,391+2.6% | Added |
| Moran Wealth Management, LLC | 54,649 | $16.2M | 0.57% | −1,421−2.5% | Reduced |
| PGGM Investments | 54,825 | $16.2M | 0.25% | −1,801−3.2% | Reduced |
| Intech Investment Management LLC | 54,953 | $16.2M | 0.24% | −24,078−30.5% | Reduced |
| Walleye Trading LLC | 55,075 | $16.3M | 0.24% | +54,413+8,219.5% | Added |
| KCM Investment Advisors LLC | 55,645 | $16.5M | 0.66% | −2,757−4.7% | Reduced |
| Cetera Advisors LLC | 55,930 | $16.5M | 0.23% | −2,769−4.7% | Reduced |
| Wharton Business Group, LLC | 56,322 | $16.7M | 0.84% | +2,294+4.2% | Added |
| TD Waterhouse Canada Inc. | 57,827 | $16.8M | 0.16% | +8,257+16.7% | Added |
| LaFleur & Godfrey LLC | 56,842 | $16.8M | 2.51% | +3,912+7.4% | Added |
| Richard C. Young & CO., LTD. | 57,058 | $16.9M | 2.26% | +1,537+2.8% | Added |
| Independent Advisor Alliance | 57,224 | $16.9M | 0.61% | −1,149−2.0% | Reduced |
| Congress Asset Management Co | 57,695 | $17.1M | 0.13% | −680−1.2% | Reduced |
| Gotham Asset Management, LLC | 58,642 | $17.3M | 0.32% | −24,217−29.2% | Reduced |
| Kovitz Investment Group Partners, LLC | 58,682 | $17.4M | 0.29% | −1,547−2.6% | Reduced |
| British Columbia Investment Management Corp | 58,728 | $17.4M | 0.14% | +11,871+25.3% | Added |
| Sequoia Financial Advisors, LLC | 59,234 | $17.5M | 0.22% | +48,362+444.8% | Added |
| Massmutual Trust Co FSB | 59,655 | $17.6M | 0.59% | −2,510−4.0% | Reduced |
| Blackhill Capital Inc | 60,000 | $17.7M | 1.42% | 00.0% | Unchanged |
| RiverFront Investment Group, LLC | 60,433 | $17.9M | 0.56% | +3,129+5.5% | Added |
| Nissay Asset Management Corp | 60,459 | $17.9M | 0.14% | +2,196+3.8% | Added |
| Associated Banc-Corp | 61,588 | $18.2M | 0.63% | −10,415−14.5% | Reduced |
| Madison Asset Management, LLC | 62,845 | $18.6M | 0.25% | −30,650−32.8% | Reduced |
| Delta Asset Management LLC | 63,042 | $18.6M | 1.78% | −1,171−1.8% | Reduced |
| State of Alaska, Department of Revenue | 63,216 | $18.7M | 0.22% | −4,500−6.6% | Reduced |
| Callahan Advisors, LLC | 64,158 | $19.0M | 2.20% | −1,125−1.7% | Reduced |
| Fiduciary Trust Co | 64,435 | $19.1M | 0.32% | +201+0.3% | Added |
| Baker Avenue Asset Management, LP | 64,943 | $19.2M | 0.84% | +2,503+4.0% | Added |
| ARK Investment Management LLCSuperinvestorARK Invest | 65,864 | $19.5M | 0.12% | −3,245−4.7% | Reduced |
| Umb Bank N A | 66,632 | $19.7M | 0.29% | −4,588−6.4% | Reduced |
| Harvest Portfolios Group Inc. | 66,772 | $19.7M | 0.84% | +3,498+5.5% | Added |
| CCM Investment Advisers LLC | 66,893 | $19.8M | 2.43% | +210+0.3% | Added |
| Oppenheimer & Co Inc | 67,390 | $19.9M | 0.37% | −807−1.2% | Reduced |
| Westchester Capital Management, Inc. | 67,829 | $20.1M | 5.40% | −65−0.1% | Reduced |
| Advisors Capital Management, LLC | 67,938 | $20.1M | 0.41% | +1,619+2.4% | Added |
| Pathstone Holdings, LLC | 68,373 | $20.2M | 0.11% | +68,373 | New |