Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| American National Bank | 24,533 | $7.25M | 1.14% | +671+2.8% | Added |
| Benjamin F. Edwards & Company, Inc. | 24,578 | $7.27M | 0.15% | +190+0.8% | Added |
| Strategic Global Advisors, LLC | 24,696 | $7.30M | 1.67% | −17,291−41.2% | Reduced |
| Welch & Forbes LLC | 24,774 | $7.32M | 0.11% | −511−2.0% | Reduced |
| Shelton Capital Management | 24,970 | $7.38M | 0.24% | −1,614−6.1% | Reduced |
| ClariVest Asset Management LLC | 25,084 | $7.42M | 0.41% | −4,307−14.7% | Reduced |
| Man Group plc | 25,094 | $7.42M | 0.02% | – | – |
| Generali Powszechne Towarzystwo Emerytalne | 25,118 | $7.43M | 3.88% | 00.0% | Unchanged |
| Hixon Zuercher, LLC | 25,147 | $7.44M | 3.45% | +1,085+4.5% | Added |
| Fusion Capital, LLC | 25,181 | $7.45M | 3.81% | +440+1.8% | Added |
| Capital Group Investment Management Pte. Ltd. | 25,339 | $7.49M | 0.79% | +257+1.0% | Added |
| Signet Financial Management, LLC | 25,370 | $7.50M | 1.12% | −137−0.5% | Reduced |
| Logan Capital Management Inc | 25,451 | $7.52M | 0.35% | −110.0% | Reduced |
| Eagle Asset Management Inc | 25,455 | $7.53M | 0.04% | −1,902−7.0% | Reduced |
| First Financial Bank - Trust Division | 25,552 | $7.55M | 0.77% | −277−1.1% | Reduced |
| Community Bank & Trust, Waco, Texas | 25,756 | $7.62M | 2.07% | +2,905+12.7% | Added |
| Compagnie Lombard Odier SCmA | 25,758 | $7.62M | 0.14% | +9,645+59.9% | Added |
| Sigma Investment Counselors Inc | 25,991 | $7.68M | 0.54% | +100.0% | Added |
| Vestcor Inc | 26,092 | $7.71M | 0.26% | −119−0.5% | Reduced |
| Addenda Capital Inc. | 26,308 | $7.78M | 0.30% | −27−0.1% | Reduced |
| Banque Cantonale Vaudoise | 26,324 | $7.78M | 0.34% | −6,337−19.4% | Reduced |
| Claudia M.P. Batlle, CRP (R) LLC | 26,345 | $7.79M | 2.49% | −454−1.7% | Reduced |
| Independent Wealth Network Inc. | 26,490 | $7.83M | 4.12% | +135+0.5% | Added |
| Integris Wealth Management, LLC | 26,498 | $7.83M | 2.32% | −1,401−5.0% | Reduced |
| Farmers & Merchants Investments Inc | 26,603 | $7.87M | 0.29% | −297−1.1% | Reduced |
| New Mexico Educational Retirement Board | 26,802 | $7.92M | 0.30% | 00.0% | Unchanged |
| Consolidated Planning Corp | 26,986 | $7.98M | 1.49% | +243+0.9% | Added |
| Dai-Ichi Life Insurance Company, Ltd | 27,278 | $8.06M | 0.17% | −9,703−26.2% | Reduced |
| Financial Partners Group, LLC | 27,284 | $8.07M | 3.65% | +2,285+9.1% | Added |
| Venture Visionary Partners LLC | 27,365 | $8.09M | 0.43% | +18,409+205.5% | Added |
| Alps Advisors Inc | 27,489 | $8.13M | 0.06% | +105+0.4% | Added |
| United Capital Management of KS, Inc. | 27,693 | $8.19M | 2.48% | +1,301+4.9% | Added |
| Drexel Morgan & Co. | 27,746 | $8.20M | 1.90% | +10,000+56.4% | Added |
| Natixis | 27,870 | $8.24M | 0.06% | +27,647+12,397.8% | Added |
| Kanawha Capital Management LLC | 27,934 | $8.26M | 0.76% | −1,548−5.3% | Reduced |
| Hodges Capital Management Inc. | 28,066 | $8.30M | 0.44% | +12,108+75.9% | Added |
| Eagle Global Advisors LLC | 28,270 | $8.36M | 0.51% | +927+3.4% | Added |
| Prime Capital Investment Advisors, LLC | 28,341 | $8.38M | 0.13% | +2,889+11.4% | Added |
| Exchange Traded Concepts, LLC | 28,660 | $8.47M | 0.23% | +3,905+15.8% | Added |
| Ferguson Wellman Capital Management, Inc | 28,699 | $8.49M | 0.19% | +443+1.6% | Added |
| Oppenheimer Asset Management Inc. | 29,001 | $8.57M | 0.12% | −7,168−19.8% | Reduced |
| Central Bank & Trust Co | 29,014 | $8.58M | 1.33% | +78+0.3% | Added |
| Paradiem, LLC | 29,061 | $8.59M | 2.39% | +7,666+35.8% | Added |
| Texas Capital Bank Wealth Management Services Inc | 29,101 | $8.60M | 1.02% | −3,116−9.7% | Reduced |
| German American Bancorp, Inc. | 29,226 | $8.64M | 1.14% | +639+2.2% | Added |
| Focus Financial Network Inc | 29,676 | $8.77M | 0.33% | +29,676 | New |
| AIA Group Ltd | 29,837 | $8.82M | 0.36% | +6,146+25.9% | Added |
| Illinois Municipal Retirement Fund | 29,985 | $8.87M | 0.15% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 30,140 | $8.91M | 0.34% | +403+1.4% | Added |
| Philadelphia Trust Co | 30,293 | $8.96M | 0.84% | −729−2.3% | Reduced |
| First American Trust, FSB | 30,685 | $9.07M | 1.12% | +254+0.8% | Added |
| Steel Peak Wealth Management LLC | 30,752 | $9.09M | 0.53% | +16,725+119.2% | Added |
| Shelter Mutual Insurance Co | 30,780 | $9.10M | 2.51% | −3,420−10.0% | Reduced |
| Adviser Investments LLC | 30,780 | $9.10M | 0.13% | +9,257+43.0% | Added |
| Louisiana State Employees Retirement System | 30,800 | $9.11M | 0.19% | −800−2.5% | Reduced |
| Brookstone Capital Management | 30,863 | $9.13M | 0.18% | +620+2.1% | Added |
| Empowered Funds, LLC | 30,988 | $9.16M | 0.23% | +15,891+105.3% | Added |
| Tufton Capital Management | 31,007 | $9.17M | 1.92% | −1,325−4.1% | Reduced |
| Toroso Investments, LLC | 31,189 | $9.22M | 0.22% | +2,216+7.6% | Added |
| Avantax Advisory Services, Inc. | 31,221 | $9.23M | 0.09% | +3,474+12.5% | Added |
| Norinchukin Bank, The | 31,309 | $9.26M | 0.22% | −3,639−10.4% | Reduced |
| Baader Bank INC | 32,106 | $9.49M | 0.81% | −9,067−22.0% | Reduced |
| First National Trust Co | 32,139 | $9.50M | 0.42% | −4,072−11.2% | Reduced |
| Securian Asset Management, Inc | 32,333 | $9.56M | 0.27% | −4,275−11.7% | Reduced |
| Kestra Private Wealth Services, LLC | 32,874 | $9.72M | 0.25% | +2,459+8.1% | Added |
| Jamison Private Wealth Management, Inc. | 33,083 | $9.78M | 1.83% | −314−0.9% | Reduced |
| LMCG Investments, LLC | 33,233 | $9.83M | 0.61% | +653+2.0% | Added |
| Federation des caisses Desjardins du Quebec | 33,365 | $9.87M | 0.09% | −10,988−24.8% | Reduced |
| Verition Fund Management LLC | 33,407 | $9.88M | 0.10% | −304−0.9% | Reduced |
| Cornerstone Advisors, LLC | 33,500 | $9.90M | 0.44% | −10,400−23.7% | Reduced |
| Quantinno Capital Management LP | 33,520 | $9.91M | 0.35% | +2,611+8.4% | Added |
| Bokf, NA | 33,886 | $10.0M | 0.20% | +326+1.0% | Added |
| Folger Nolan Fleming Douglas Capital Management, Inc | 34,070 | $10.1M | 1.10% | −780−2.2% | Reduced |
| Groupama Asset Managment | 34,076 | $10.1M | 0.26% | +34,076 | New |
| Envestnet Portfolio Solutions, Inc. | 34,112 | $10.1M | 0.04% | +1,867+5.8% | Added |
| James Investment Research Inc | 34,153 | $10.1M | 1.27% | −1,639−4.6% | Reduced |
| Hartford Investment Management Co | 34,369 | $10.2M | 0.38% | −615−1.8% | Reduced |
| Lyell Wealth Management, LP | 34,465 | $10.2M | 1.16% | +1,271+3.8% | Added |
| Meridian Wealth Management, LLC | 34,680 | $10.3M | 0.65% | −11,072−24.2% | Reduced |
| CSM Advisors, LLC | 34,699 | $10.3M | 0.74% | +34,699 | New |
| Welch Group, LLC | 34,760 | $10.3M | 0.55% | −10.0% | Reduced |
| Sandler Capital Management | 35,000 | $10.3M | 1.34% | +35,000 | New |
| HB Wealth Management, LLC | 35,082 | $10.4M | 0.15% | +532+1.5% | Added |
| Ziegler Capital Management, LLC | 35,211 | $10.4M | 0.47% | −2,351−6.3% | Reduced |
| Whittier Trust Co of Nevada Inc | 35,709 | $10.6M | 0.34% | +66+0.2% | Added |
| Achmea Investment Management B.V. | 35,795 | $10.6M | 0.22% | −1,951−5.2% | Reduced |
| Ellsworth Advisors, LLC | 35,904 | $10.6M | 3.36% | +14,424+67.2% | Added |
| MainStreet Investment Advisors LLC | 36,100 | $10.7M | 1.21% | −1,333−3.6% | Reduced |
| Cullinan Associates Inc | 36,836 | $10.9M | 0.61% | −8,431−18.6% | Reduced |
| Prospera Financial Services Inc | 37,200 | $11.0M | 0.36% | +2,411+6.9% | Added |
| Synovus Financial Corp | 37,444 | $11.1M | 0.16% | +395+1.1% | Added |
| Simmons Bank | 37,687 | $11.1M | 0.91% | +1,196+3.3% | Added |
| Advisory Services Network, LLC | 37,800 | $11.2M | 0.27% | −5,662−13.0% | Reduced |
| Capital Investment Advisors, LLC | 38,172 | $11.3M | 0.28% | −894−2.3% | Reduced |
| National Asset Management, Inc. | 38,678 | $11.4M | 0.31% | −870−2.2% | Reduced |
| Atria Wealth Solutions, Inc. | 38,715 | $11.4M | 0.14% | −767−1.9% | Reduced |
| Prio Wealth Limited Partnership | 38,749 | $11.5M | 0.39% | −190−0.5% | Reduced |
| Stockman Wealth Management, Inc. | 38,766 | $11.5M | 2.29% | −29−0.1% | Reduced |
| LS Investment Advisors, LLC | 38,856 | $11.5M | 1.99% | −271−0.7% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 38,945 | $11.5M | 0.14% | −5,293−12.0% | Reduced |