Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Leuthold Group, LLC | 13,888 | $4.11M | 0.51% | −10−0.1% | Reduced |
| Nomura Holdings Inc | 13,955 | $4.13M | 0.04% | +11,081+385.6% | Added |
| Clearbridge Investments, LLC | 13,965 | $4.13M | 0.00% | −242−1.7% | Reduced |
| Pflug Koory, LLC | 14,093 | $4.17M | 2.21% | +25+0.2% | Added |
| DT Investment Partners, LLC | 13,696 | $4.17M | 0.45% | −699−4.9% | Reduced |
| Equitable Holdings, Inc. | 14,119 | $4.17M | 0.05% | +3,041+27.5% | Added |
| Wright Investors Service Inc | 14,135 | $4.18M | 1.18% | +2,553+22.0% | Added |
| Transform Wealth, LLC | 14,139 | $4.18M | 0.41% | +133+0.9% | Added |
| Alberta Investment Management Corp | 14,200 | $4.20M | 0.04% | 00.0% | Unchanged |
| IronBridge Private Wealth, LLC | 14,252 | $4.21M | 2.05% | −189−1.3% | Reduced |
| Freestone Capital Holdings, LLC | 14,275 | $4.22M | 0.19% | +70+0.5% | Added |
| Putnam Investments LLC | 14,436 | $4.27M | 0.01% | −19,602−57.6% | Reduced |
| Webster Bank, N. A. | 14,563 | $4.31M | 0.53% | −76−0.5% | Reduced |
| Guyasuta Investment Advisors Inc | 14,612 | $4.32M | 0.31% | −50−0.3% | Reduced |
| Malaga Cove Capital, LLC | 14,663 | $4.34M | 1.83% | −1,093−6.9% | Reduced |
| MEMBERS Trust Co | 14,630 | $4.34M | 0.12% | −1,960−11.8% | Reduced |
| Robertson Stephens Wealth Management, LLC | 14,707 | $4.35M | 0.27% | −177−1.2% | Reduced |
| Capital Investment Counsel, LLC | 14,720 | $4.35M | 1.64% | +14,720 | New |
| Integrated Wealth Concepts LLC | 14,722 | $4.35M | 0.07% | −1,665−10.2% | Reduced |
| Creative Financial Designs Inc | 14,722 | $4.35M | 0.44% | +143+1.0% | Added |
| Argyle Capital Management Inc. | 14,767 | $4.37M | 1.81% | −2,573−14.8% | Reduced |
| FRG Family Wealth Advisors LLC | 14,791 | $4.37M | 0.89% | −2,010−12.0% | Reduced |
| Castellan Group, LLC | 14,791 | $4.37M | 2.72% | +2,885+24.2% | Added |
| North Star Investment Management Corp. | 14,802 | $4.38M | 0.34% | +10+0.1% | Added |
| Legacy CG, LLC | 14,814 | $4.38M | 1.66% | +14,814 | New |
| Iowa State Bank | 14,943 | $4.42M | 1.06% | +338+2.3% | Added |
| Tower View Investment Management & Research LLC | 14,951 | $4.42M | 2.74% | +817+5.8% | Added |
| Equitable Trust Co | 14,960 | $4.42M | 0.33% | −222−1.5% | Reduced |
| RBF Capital, LLC | 15,000 | $4.44M | 0.28% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $4.44M | 1.14% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 15,010 | $4.44M | 0.08% | +1,265+9.2% | Added |
| Richard Bernstein Advisors LLC | 15,070 | $4.46M | 0.10% | +9+0.1% | Added |
| Wells Trecaso Financial Group, LLC | 15,084 | $4.46M | 1.80% | +1,474+10.8% | Added |
| Park Avenue Securities LLC | 15,140 | $4.48M | 0.06% | +757+5.3% | Added |
| TCI Wealth Advisors, Inc. | 15,187 | $4.49M | 0.48% | −168−1.1% | Reduced |
| Robbins Farley LLC | 15,223 | $4.50M | 2.83% | +205+1.4% | Added |
| Koshinski Asset Management, Inc. | 15,268 | $4.51M | 0.69% | −5,513−26.5% | Reduced |
| Eukles Asset Management | 15,273 | $4.52M | 2.13% | +22+0.1% | Added |
| Ronald Blue Trust, Inc. | 16,572 | $4.52M | 0.07% | −54−0.3% | Reduced |
| Sandy Spring Bank | 15,356 | $4.54M | 0.23% | +1,358+9.7% | Added |
| Lincoln National Corp | 15,370 | $4.54M | 0.08% | +145+1.0% | Added |
| Assenagon Asset Management S.A. | 15,454 | $4.57M | 0.01% | −115,435−88.2% | Reduced |
| Edmond de Rothschild Holding S.A. | 15,455 | $4.57M | 0.08% | −878−5.4% | Reduced |
| Canandaigua National Bank & Trust Co | 15,480 | $4.58M | 0.71% | −2,074−11.8% | Reduced |
| EagleClaw Capital Managment, LLC | 15,545 | $4.60M | 0.96% | −150−1.0% | Reduced |
| Arrow Financial Corp | 15,553 | $4.60M | 0.48% | −518−3.2% | Reduced |
| Lake Street Advisors Group, LLC | 15,564 | $4.60M | 0.23% | −18−0.1% | Reduced |
| Goelzer Investment Management, Inc. | 15,602 | $4.61M | 0.30% | +492+3.3% | Added |
| Roundview Capital LLC | 15,641 | $4.62M | 0.43% | +144+0.9% | Added |
| Monument Capital Management | 15,674 | $4.63M | 1.49% | −37−0.2% | Reduced |
| Monte Financial Group, LLC | 15,714 | $4.65M | 2.17% | −2,316−12.8% | Reduced |
| Great Valley Advisor Group, Inc. | 15,752 | $4.66M | 0.16% | −1,569−9.1% | Reduced |
| Turtle Creek Wealth Advisors, LLC | 15,866 | $4.69M | 1.38% | +15,866 | New |
| MAI Capital Management | 15,889 | $4.70M | 0.06% | +1,327+9.1% | Added |
| Resolute Wealth Strategies, LLC | 15,961 | $4.72M | 3.20% | −591−3.6% | Reduced |
| Greenleaf Trust | 15,972 | $4.72M | 0.05% | −372−2.3% | Reduced |
| Bank of Hawaii | 15,996 | $4.73M | 0.25% | −5,116−24.2% | Reduced |
| River & Mercantile Asset Management LLP | 16,000 | $4.73M | 0.90% | +16,000 | New |
| Financial Advocates Investment Management | 16,058 | $4.75M | 0.31% | −4,400−21.5% | Reduced |
| Holderness Investments Co | 16,124 | $4.77M | 1.31% | +6,120+61.2% | Added |
| Geneos Wealth Management Inc. | 16,140 | $4.77M | 0.24% | −715−4.2% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 16,148 | $4.77M | 0.12% | +46+0.3% | Added |
| Studio Investment Management LLC | 16,153 | $4.78M | 1.22% | +2,973+22.6% | Added |
| Pallas Capital Advisors LLC | 16,328 | $4.83M | 0.26% | +293+1.8% | Added |
| Keeler Thomas Management LLC | 16,457 | $4.87M | 1.92% | +297+1.8% | Added |
| Concurrent Investment Advisors, LLC | 16,489 | $4.88M | 0.23% | +16,489 | New |
| Longbow Finance SA | 16,500 | $4.88M | 0.50% | +764+4.9% | Added |
| Williams Jones Wealth Management, LLC. | 16,563 | $4.90M | 0.07% | −660−3.8% | Reduced |
| Kinneret Advisory, LLC | 16,576 | $4.90M | 0.54% | −106−0.6% | Reduced |
| Sandhill Capital Partners LLC | 16,577 | $4.90M | 0.41% | −1,678−9.2% | Reduced |
| Twin Capital Management Inc | 16,585 | $4.90M | 0.64% | −302−1.8% | Reduced |
| Siemens Fonds Invest GmbH | 16,617 | $4.91M | 0.40% | +855+5.4% | Added |
| Smith Group Asset Management, LLC | 16,645 | $4.92M | 0.29% | +16,645 | New |
| Consolidated Capital Management, LLC | 16,830 | $4.98M | 2.65% | −4,858−22.4% | Reduced |
| Mathes Company, Inc. | 16,838 | $4.98M | 2.05% | −50.0% | Reduced |
| Cary Street Partner Investment Advisory LLC | 16,839 | $4.98M | 0.24% | +1,466+9.5% | Added |
| Ascent Wealth Partners, LLC | 16,874 | $4.99M | 0.81% | +264+1.6% | Added |
| Altrius Capital Management Inc | 16,935 | $5.01M | 1.39% | −334−1.9% | Reduced |
| Foster & Motley Inc | 16,946 | $5.01M | 0.37% | +50+0.3% | Added |
| Terry L. Blaker | 17,054 | $5.04M | 0.41% | +208+1.2% | Added |
| Griffin Asset Management, Inc. | 17,076 | $5.05M | 0.64% | +219+1.3% | Added |
| Optiver Holding B.V. | 17,079 | $5.05M | 0.15% | +17,079 | New |
| Marketfield Asset Management LLC | 17,182 | $5.08M | 4.12% | 00.0% | Unchanged |
| Parcion Private Wealth LLC | 17,285 | $5.11M | 0.47% | +86+0.5% | Added |
| B & T Capital Management DBA Alpha Capital Management | 17,356 | $5.13M | 1.06% | −154−0.9% | Reduced |
| Beese Fulmer Investment Management, Inc. | 17,439 | $5.16M | 0.53% | −320−1.8% | Reduced |
| Pinnacle Financial Partners Inc | 17,467 | $5.16M | 0.12% | +1,077+6.6% | Added |
| Montgomery Investment Management Inc | 17,480 | $5.17M | 1.59% | −124−0.7% | Reduced |
| Resources Investment Advisors, LLC. | 17,492 | $5.17M | 0.09% | +9,492+118.7% | Added |
| Community Bank, N.A. | 17,530 | $5.18M | 0.68% | −700−3.8% | Reduced |
| Country Club Bank | 17,469 | $5.19M | 0.39% | −23−0.1% | Reduced |
| Mairs & Power Inc | 17,580 | $5.20M | 0.05% | 00.0% | Unchanged |
| Advocate Group LLC | 17,649 | $5.22M | 1.12% | −849−4.6% | Reduced |
| Credit Agricole S A | 17,658 | $5.22M | 0.11% | +2,481+16.3% | Added |
| Gateway Advisory, LLC | 17,662 | $5.22M | 1.00% | −583−3.2% | Reduced |
| Vinva Investment Management Ltd | 17,645 | $5.24M | 0.36% | +3,472+24.5% | Added |
| Abbrea Capital, LLC | 17,722 | $5.24M | 0.75% | +565+3.3% | Added |
| Oak Harbor Wealth Partners, LLC | 17,727 | $5.24M | 1.76% | −38−0.2% | Reduced |
| Trifecta Capital Advisors, LLC | 17,757 | $5.25M | 1.45% | +898+5.3% | Added |
| Wedbush Securities Inc | 17,807 | $5.26M | 0.23% | −1,761−9.0% | Reduced |