Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Roman Butler Fullerton & Co | 4,206 | $1.26M | 0.49% | +82+2.0% | Added |
| Delta Investment Management, LLC | 4,269 | $1.26M | 0.31% | +459+12.0% | Added |
| Washington Trust Co | 4,274 | $1.26M | 0.05% | +797+22.9% | Added |
| Balentine LLC | 4,288 | $1.27M | 0.04% | +163+4.0% | Added |
| Catalyst Financial Partners LLC | 4,295 | $1.27M | 0.36% | +63+1.5% | Added |
| Sit Investment Associates Inc | 4,300 | $1.27M | 0.03% | 00.0% | Unchanged |
| Confluence Wealth Services, Inc. | 4,299 | $1.27M | 0.14% | −10−0.2% | Reduced |
| Camden Capital, LLC | 4,300 | $1.27M | 0.13% | +2,211+105.8% | Added |
| Patten & Patten Inc | 4,310 | $1.27M | 0.10% | −268−5.9% | Reduced |
| TRUE Private Wealth Advisors | 4,312 | $1.27M | 0.16% | −30−0.7% | Reduced |
| Cooper Financial Group | 4,313 | $1.28M | 0.23% | +420+10.8% | Added |
| Lecap Asset Management Ltd | 4,322 | $1.28M | 0.47% | +4,322 | New |
| Miracle Mile Advisors, LLC | 4,333 | $1.28M | 0.04% | −21,915−83.5% | Reduced |
| Amussen Hunsaker Associates LLC | 4,346 | $1.28M | 0.26% | +135+3.2% | Added |
| Continuum Advisory, LLC | 4,359 | $1.29M | 0.18% | −514−10.5% | Reduced |
| Stratos Wealth Advisors, LLC | 4,363 | $1.29M | 0.07% | −482−9.9% | Reduced |
| Fidelis Capital Partners, LLC | 4,370 | $1.29M | 0.29% | +1,292+42.0% | Added |
| Strategic Blueprint, LLC | 4,371 | $1.29M | 0.11% | +21+0.5% | Added |
| Northwest Quadrant Wealth Management, LLC | 4,376 | $1.29M | 0.33% | +19+0.4% | Added |
| Eastern Bank | 4,378 | $1.29M | 0.06% | −81−1.8% | Reduced |
| FinTrust Capital Advisors, LLC | 4,378 | $1.29M | 0.26% | +101+2.4% | Added |
| ABN AMRO Bank N.V. | 4,362 | $1.30M | 0.02% | −670−13.3% | Reduced |
| Am Investment Strategies LLC | 4,383 | $1.30M | 0.37% | −199−4.3% | Reduced |
| Biltmore Family Office, LLC | 4,398 | $1.30M | 0.27% | 00.0% | Unchanged |
| Aureus Asset Management, LLC | 4,407 | $1.30M | 0.10% | +20.0% | Added |
| Allen Capital Group, LLC | 4,409 | $1.30M | 0.22% | −118−2.6% | Reduced |
| Mission Wealth Management, LP | 4,418 | $1.31M | 0.04% | +9+0.2% | Added |
| RS Crum Inc. | 4,430 | $1.31M | 0.40% | 00.0% | Unchanged |
| West Oak Capital, LLC | 4,522 | $1.31M | 0.61% | +55+1.2% | Added |
| Aaron Wealth Advisors | 4,446 | $1.31M | 0.22% | −6−0.1% | Reduced |
| GAMMA Investing LLC | 4,383 | $1.32M | 0.36% | +4,383 | New |
| Concord Asset Management, LLC | 4,467 | $1.32M | 0.39% | +1,289+40.6% | Added |
| Byrne Asset Management LLC | 4,435 | $1.32M | 1.01% | −208−4.5% | Reduced |
| Bahl & Gaynor Inc | 4,472 | $1.32M | 0.01% | −65−1.4% | Reduced |
| Norway Savings Bank | 4,480 | $1.32M | 0.59% | +105+2.4% | Added |
| High Falls Advisors, Inc | 4,484 | $1.33M | 0.35% | +78+1.8% | Added |
| ORG Partners LLC | 4,488 | $1.33M | 0.22% | +1,606+55.7% | Added |
| Farmers Trust Co | 4,490 | $1.33M | 0.28% | +120+2.7% | Added |
| Waldron Private Wealth LLC | 4,497 | $1.33M | 0.06% | −66−1.4% | Reduced |
| Viking Fund Management LLC | 4,500 | $1.33M | 0.26% | −11,000−71.0% | Reduced |
| Vivid Wealth Management, LLC | 4,509 | $1.33M | 0.91% | +4,509 | New |
| Westhampton Capital, LLC | 4,510 | $1.33M | 0.79% | 00.0% | Unchanged |
| Capital Investment Advisory Services, LLC | 4,512 | $1.33M | 0.12% | +348+8.4% | Added |
| Cobblestone Capital Advisors LLC | 4,526 | $1.34M | 0.09% | −1,150−20.3% | Reduced |
| Total Clarity Wealth Management, Inc. | 4,532 | $1.34M | 0.55% | −173−3.7% | Reduced |
| Beacon Investment Advisors LLC | 4,533 | $1.34M | 0.86% | +22+0.5% | Added |
| Bridges Investment Management Inc | 4,535 | $1.34M | 0.04% | +2,000+78.9% | Added |
| LVM Capital Management Ltd | 4,583 | $1.35M | 0.17% | +25+0.5% | Added |
| Coastal Investment Advisors, Inc. | 4,603 | $1.36M | 0.31% | −1,048−18.5% | Reduced |
| Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group | 4,633 | $1.37M | 0.63% | −2,282−33.0% | Reduced |
| Widmann Financial Services, Inc. | 4,642 | $1.37M | 1.24% | −34−0.7% | Reduced |
| Opes Wealth Management LLC | 4,651 | $1.38M | 0.33% | +10+0.2% | Added |
| Blue Chip Partners, Inc. | 4,678 | $1.38M | 0.14% | −37,306−88.9% | Reduced |
| M&G Investments (USA) Inc. | 4,679 | $1.38M | 1.36% | +4,679 | New |
| Flaharty Asset Management, LLC | 4,698 | $1.39M | 0.22% | 00.0% | Unchanged |
| Baker Tilly Wealth Management, LLC | 4,713 | $1.39M | 0.23% | −182−3.7% | Reduced |
| Diligent Investors, LLC | 4,717 | $1.39M | 0.38% | −42−0.9% | Reduced |
| Silverlake Wealth Management LLC | 4,726 | $1.40M | 0.77% | −1,796−27.5% | Reduced |
| Eldridge Investment Advisors, Inc. | 4,730 | $1.40M | 0.37% | 00.0% | Unchanged |
| Charter Research & Investment Group, Inc. | 4,733 | $1.40M | 1.16% | 00.0% | Unchanged |
| Optimum Investment Advisors | 4,736 | $1.40M | 0.70% | −526−10.0% | Reduced |
| GeoWealth Management, LLC | 4,740 | $1.40M | 0.12% | +3,357+242.7% | Added |
| Moody National Bank Trust Division | 4,758 | $1.41M | 0.11% | −5,466−53.5% | Reduced |
| Johnson Financial Group, Inc. | 4,764 | $1.41M | 0.08% | +1,084+29.5% | Added |
| Cypress Capital Group | 4,771 | $1.41M | 0.18% | −1,270−21.0% | Reduced |
| Tanglewood Legacy Advisors, LLC | 4,785 | $1.41M | 0.77% | 00.0% | Unchanged |
| Tower Bridge Advisors | 4,845 | $1.43M | 0.12% | +110+2.3% | Added |
| Manchester Financial Inc | 4,846 | $1.43M | 0.40% | −138−2.8% | Reduced |
| Ingalls & Snyder LLC | 4,847 | $1.43M | 0.07% | 00.0% | Unchanged |
| Boston Family Office LLC | 4,881 | $1.44M | 0.11% | 00.0% | Unchanged |
| Schear Investment Advisers, LLC | 4,889 | $1.45M | 1.39% | +22+0.5% | Added |
| Pinnacle West Asset Management, Inc. | 4,890 | $1.45M | 1.24% | +130+2.7% | Added |
| Great Lakes Retirement, Inc. | 4,903 | $1.45M | 0.24% | +298+6.5% | Added |
| GPS Wealth Strategies Group, LLC | 4,922 | $1.46M | 0.27% | +100+2.1% | Added |
| Diamant Asset Management, Inc. | 4,935 | $1.46M | 1.08% | +200+4.2% | Added |
| Donoghue Forlines LLC | 4,989 | $1.48M | 0.46% | +268+5.7% | Added |
| First County Bank | 4,996 | $1.48M | 0.72% | −146−2.8% | Reduced |
| DHJJ Financial Advisors, Ltd. | 5,011 | $1.48M | 0.69% | 00.0% | Unchanged |
| Xcel Wealth Management, LLC | 5,047 | $1.49M | 0.52% | −49−1.0% | Reduced |
| Woodmont Investment Counsel LLC | 5,050 | $1.49M | 0.14% | +2,912+136.2% | Added |
| Parkside Financial Bank & Trust | 5,053 | $1.49M | 0.27% | −503−9.1% | Reduced |
| International Assets Investment Management, LLC | 5,053 | $1.49M | 0.19% | −152−2.9% | Reduced |
| Bartlett & Co. LLC | 5,037 | $1.50M | 0.02% | −466−8.5% | Reduced |
| Bartlett & Co. Wealth Management LLC | 5,037 | $1.50M | 0.02% | −466−8.5% | Reduced |
| Gilbert & Cook, Inc. | 5,059 | $1.50M | 0.21% | +192+3.9% | Added |
| GTS Securities LLC | 5,061 | $1.50M | 0.03% | +4,252+525.6% | Added |
| Amarillo National Bank | 5,070 | $1.50M | 0.29% | −66−1.3% | Reduced |
| Glen Eagle Advisors, LLC | 5,072 | $1.50M | 0.31% | −229−4.3% | Reduced |
| Institute for Wealth Management, LLC. | 5,082 | $1.50M | 0.25% | −55−1.1% | Reduced |
| Sonora Investment Management Group, LLC | 5,087 | $1.50M | 0.12% | −191−3.6% | Reduced |
| Garrison Point Advisors, LLC | 5,110 | $1.51M | 1.07% | −45−0.9% | Reduced |
| Wolff Financial Management LLC | 5,113 | $1.51M | 0.47% | −17−0.3% | Reduced |
| Garde Capital, Inc. | 5,116 | $1.51M | 0.12% | +270+5.6% | Added |
| Horizon Investments, LLC | 5,153 | $1.52M | 0.04% | −5,852−53.2% | Reduced |
| Trust Point Inc. | 5,141 | $1.52M | 0.13% | +5,141 | New |
| Motiv8 Investments LLC | 5,154 | $1.52M | 1.36% | +5,154 | New |
| Eagle Rock Investment Company, LLC | 5,175 | $1.53M | 0.31% | 00.0% | Unchanged |
| SOL Capital Management CO | 5,182 | $1.53M | 0.21% | +5+0.1% | Added |
| Kovack Advisors, Inc. | 5,182 | $1.53M | 0.18% | −118−2.2% | Reduced |
| Northern Financial Advisors Inc | 5,196 | $1.54M | 1.29% | +319+6.5% | Added |