Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,582
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 923 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Taurus Asset Management, LLC | 3,558 | $1.05M | 0.11% | 00.0% | Unchanged |
| Founders Financial Securities LLC | 3,571 | $1.06M | 0.12% | +37+1.0% | Added |
| Veracity Capital LLC | 3,573 | $1.06M | 0.42% | −703−16.4% | Reduced |
| Wealth Management Partners, LLC | 3,578 | $1.06M | 0.59% | +560+18.6% | Added |
| J. W. Coons Advisors, LLC | 3,580 | $1.06M | 0.29% | 00.0% | Unchanged |
| Costello Asset Management, INC | 3,583 | $1.06M | 0.88% | −1,457−28.9% | Reduced |
| Thomasville National Bank | 3,587 | $1.06M | 0.09% | +157+4.6% | Added |
| RFP Financial Group LLC | 3,593 | $1.06M | 0.44% | −247−6.4% | Reduced |
| Patrick M Sweeney & Associates, Inc | 3,607 | $1.07M | 0.98% | +3,607 | New |
| McKinley Capital Management LLC /Delaware | 3,609 | $1.07M | 0.14% | −4,383−54.8% | Reduced |
| South State Corp. | 3,615 | $1.07M | 0.09% | −169−4.5% | Reduced |
| Fairview Capital Investment Management, LLC | 3,628 | $1.07M | 0.06% | −40−1.1% | Reduced |
| Gateway Wealth Partners, LLC | 3,631 | $1.07M | 0.43% | −8,354−69.7% | Reduced |
| Investment Partners, Ltd. | 3,644 | $1.08M | 0.53% | −7−0.2% | Reduced |
| Intrua Financial, LLC | 3,652 | $1.08M | 0.17% | −463−11.3% | Reduced |
| Legacy Capital Group California, Inc. | 3,668 | $1.08M | 0.42% | −10−0.3% | Reduced |
| Penobscot Wealth Management | 3,671 | $1.08M | 0.73% | +6+0.2% | Added |
| Ostrum Asset Management | 3,671 | $1.09M | 0.09% | +14+0.4% | Added |
| Fort Pitt Capital Group, LLC | 3,674 | $1.09M | 0.04% | −79−2.1% | Reduced |
| HCR Wealth Advisors | 3,678 | $1.09M | 0.17% | +92+2.6% | Added |
| Marble Harbor Investment Counsel, LLC | 3,682 | $1.09M | 0.13% | 00.0% | Unchanged |
| First Foundation Advisors | 3,684 | $1.09M | 0.05% | −990−21.2% | Reduced |
| Monticello Wealth Management, LLC | 3,695 | $1.09M | 0.10% | −410−10.0% | Reduced |
| Paradigm Asset Management Co LLC | 3,700 | $1.09M | 0.29% | −100−2.6% | Reduced |
| Lantern Wealth Advisors, LLC | 3,701 | $1.09M | 0.86% | +3,701 | New |
| Trustmark National Bank Trust Department | 3,710 | $1.10M | 0.10% | −274−6.9% | Reduced |
| Rodgers Brothers Inc. | 3,710 | $1.10M | 0.17% | 00.0% | Unchanged |
| Circle Wealth Management, LLC | 3,715 | $1.10M | 0.03% | −59−1.6% | Reduced |
| Sunbelt Securities, Inc. | 3,723 | $1.10M | 0.14% | +15+0.4% | Added |
| Crawford Investment Counsel Inc | 3,743 | $1.11M | 0.02% | −10−0.3% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,746 | $1.11M | 0.22% | +240+6.8% | Added |
| Delta Financial Group, Inc. | 3,749 | $1.11M | 0.35% | +202+5.7% | Added |
| Martingale Asset Management L P | 3,760 | $1.11M | 0.02% | +2,697+253.7% | Added |
| Summit Trail Advisors, LLC | 3,766 | $1.11M | 0.04% | −396−9.5% | Reduced |
| US Asset Management LLC | 3,767 | $1.11M | 1.10% | +3,767 | New |
| Portside Wealth Group, LLC | 3,784 | $1.12M | 0.21% | −2,265−37.4% | Reduced |
| First Citizens Financial Corp | 3,795 | $1.12M | 0.72% | 00.0% | Unchanged |
| Oak Harvest Investment Services | 3,817 | $1.13M | 0.23% | −25,342−86.9% | Reduced |
| Regal Investment Advisors LLC | 3,824 | $1.13M | 0.09% | +179+4.9% | Added |
| Retirement Guys Formula LLC | 3,825 | $1.13M | 0.61% | +521+15.8% | Added |
| Qsemble Capital Management, LP | 3,836 | $1.13M | 0.28% | +3,836 | New |
| Evernest Financial Advisors, LLC | 3,837 | $1.13M | 0.58% | +3,837 | New |
| 9258 Wealth Management, LLC | 3,839 | $1.14M | 0.20% | +55+1.5% | Added |
| Pinnacle Wealth Planning Services, Inc. | 3,861 | $1.14M | 0.18% | −77−2.0% | Reduced |
| CRA Financial Services, LLC | 3,868 | $1.14M | 0.28% | 00.0% | Unchanged |
| JT Stratford LLC | 3,875 | $1.15M | 0.26% | +3,067+379.6% | Added |
| Merit Financial Group, LLC | 3,875 | $1.15M | 0.03% | −7,417−65.7% | Reduced |
| Security National Bank | 3,882 | $1.15M | 0.26% | 00.0% | Unchanged |
| Advisory Alpha, LLC | 3,885 | $1.15M | 0.05% | +70+1.8% | Added |
| Zega Financial, LLC | 3,902 | $1.15M | 0.48% | +3,902 | New |
| Change Path, LLC | 3,903 | $1.15M | 0.07% | +671+20.8% | Added |
| Quad-Cities Investment Group, LLC | 3,954 | $1.16M | 0.71% | +4+0.1% | Added |
| Flagship Harbor Advisors, LLC | 3,915 | $1.16M | 0.08% | +93+2.4% | Added |
| Creegan & Nassoura Financial Group, LLC | 3,930 | $1.16M | 0.84% | −10−0.3% | Reduced |
| IAM Advisory, LLC | 3,939 | $1.16M | 0.37% | −91−2.3% | Reduced |
| Texas Capital Bancshares Inc | 3,957 | $1.17M | 0.62% | +10.0% | Added |
| Acorn Wealth Advisors, LLC | 3,963 | $1.17M | 0.69% | −57−1.4% | Reduced |
| Caxton Associates LP | 3,976 | $1.18M | 0.06% | +1,133+39.9% | Added |
| City State Bank | 3,979 | $1.18M | 0.59% | −26−0.6% | Reduced |
| Cim Investment Mangement Inc | 3,978 | $1.18M | 0.38% | 00.0% | Unchanged |
| ZWJ Investment Counsel Inc | 3,983 | $1.18M | 0.06% | −35−0.9% | Reduced |
| Journey Advisory Group, LLC | 3,983 | $1.18M | 0.16% | −29−0.7% | Reduced |
| TD Private Client Wealth LLC | 3,994 | $1.18M | 0.04% | −1,795−31.0% | Reduced |
| K.J. Harrison & Partners Inc | 4,000 | $1.18M | 0.20% | +4,000 | New |
| Saybrook Capital | 4,000 | $1.18M | 0.33% | 00.0% | Unchanged |
| IVC Wealth Advisors LLC | 4,004 | $1.18M | 0.74% | +49+1.2% | Added |
| FCG Investment Co | 4,009 | $1.19M | 1.16% | +4,009 | New |
| Lake Street Financial LLC | 4,014 | $1.19M | 0.19% | +2,896+259.0% | Added |
| Raleigh Capital Management Inc. | 4,019 | $1.19M | 0.55% | +10.0% | Added |
| JW Asset Management, LLC | 4,024 | $1.19M | 0.68% | 00.0% | Unchanged |
| Mitchell Sinkler & Starr | 4,040 | $1.19M | 0.22% | +4,040 | New |
| SNS Financial Group, LLC | 4,045 | $1.20M | 0.14% | +11+0.3% | Added |
| Mayflower Financial Advisors, LLC | 4,047 | $1.20M | 0.17% | +134+3.4% | Added |
| First Manhattan Co | 4,021 | $1.20M | 0.00% | +391+10.8% | Added |
| UniSuper Management Pty Ltd | 4,056 | $1.20M | 0.01% | +256+6.7% | Added |
| Wiley Bros.-Aintree Capital, LLC | 4,073 | $1.20M | 0.29% | +430+11.8% | Added |
| Rooted Wealth Advisors, Inc. | 3,719 | $1.20M | 0.63% | −219−5.6% | Reduced |
| Lantz Financial LLC | 4,077 | $1.21M | 0.44% | −132−3.1% | Reduced |
| Live Oak Private Wealth LLC | 4,081 | $1.21M | 0.23% | 00.0% | Unchanged |
| LexAurum Advisors, LLC | 4,086 | $1.21M | 0.32% | −693−14.5% | Reduced |
| Kowal Investment Group, LLC | 4,088 | $1.21M | 0.28% | −10.0% | Reduced |
| Leo Wealth, LLC | 3,646 | $1.21M | 0.13% | +3,646 | New |
| Montis Financial, LLC | 4,094 | $1.21M | 0.72% | 00.0% | Unchanged |
| WD Rutherford LLC | 4,195 | $1.21M | 0.70% | −70−1.6% | Reduced |
| Woodard & Co Asset Management Group Inc | 4,100 | $1.21M | 0.35% | +4,100 | New |
| Flputnam Investment Management Co | 4,105 | $1.21M | 0.03% | −508−11.0% | Reduced |
| Transamerica Financial Advisors, Inc. | 4,126 | $1.22M | 0.17% | −1,555−27.4% | Reduced |
| Elevate Wealth Advisory, Inc | 4,134 | $1.22M | 1.12% | +4,134 | New |
| Southeast Asset Advisors Inc. | 4,136 | $1.22M | 0.16% | −14−0.3% | Reduced |
| Norwood Financial Corp | 4,145 | $1.23M | 1.86% | +150+3.8% | Added |
| Gradient Investments LLC | 4,180 | $1.24M | 0.03% | +126+3.1% | Added |
| Cardiff Park Advisors, LLC | 4,193 | $1.24M | 0.14% | +1,014+31.9% | Added |
| Birch Hill Investment Advisors LLC | 4,209 | $1.24M | 0.07% | −5−0.1% | Reduced |
| Woodward Diversified Capital, LLC | 4,210 | $1.24M | 0.78% | −68−1.6% | Reduced |
| Solstein Capital, LLC | 4,214 | $1.25M | 0.92% | 00.0% | Unchanged |
| Nwam LLC | 4,225 | $1.25M | 0.10% | +2,171+105.7% | Added |
| Princeton Global Asset Management LLC | 4,236 | $1.25M | 0.31% | +51+1.2% | Added |
| Smithfield Trust Co | 4,242 | $1.25M | 0.07% | −310−6.8% | Reduced |
| Beech Hill Advisors, Inc. | 4,250 | $1.26M | 0.61% | −200−4.5% | Reduced |
| Werlinich Asset Management, LLC | 4,217 | $1.26M | 0.95% | −14−0.3% | Reduced |