Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Transcend Wealth Collective, LLC | 3,033 | $896.9K | 0.08% | −1,651−35.2% | Reduced |
| Geller Advisors LLC | 3,038 | $898.2K | 0.09% | −25−0.8% | Reduced |
| KLCM Advisors, Inc. | 3,047 | $901.0K | 0.14% | −42−1.4% | Reduced |
| Vectors Research Management, LLC | 3,051 | $902.0K | 0.25% | +3,051 | New |
| Fiduciary Family Office, LLC | 3,054 | $903.0K | 0.39% | +3,054 | New |
| Means Investment Co., Inc. | 3,055 | $903.4K | 0.13% | +109+3.7% | Added |
| Ballast Advisors LLC | 3,059 | $904.5K | 0.34% | −99−3.1% | Reduced |
| Lakeview Capital Partners, LLC | 3,065 | $906.1K | 0.16% | +910+42.2% | Added |
| Uncommon Cents Investing LLC | 3,070 | $907.7K | 0.30% | +1,615+111.0% | Added |
| Fortem Financial Group, LLC | 3,081 | $911.0K | 0.45% | 00.0% | Unchanged |
| Bath Savings Trust Co | 3,082 | $911.3K | 0.10% | +117+3.9% | Added |
| Y.D. More Investments Ltd | 3,089 | $912.2K | 0.19% | +211+7.3% | Added |
| Legacy Wealth Asset Management, LLC | 3,090 | $913.6K | 0.30% | −12−0.4% | Reduced |
| Grimes & Company, Inc. | 3,091 | $913.9K | 0.03% | +710+29.8% | Added |
| Lion Street Advisors, LLC | 3,093 | $914.5K | 0.37% | −28−0.9% | Reduced |
| CCG Wealth Management, LLC | 3,113 | $920.4K | 0.62% | −8−0.3% | Reduced |
| MPS Loria Financial Planners, LLC | 3,115 | $920.9K | 0.32% | −342−9.9% | Reduced |
| Hudson Valley Investment Advisors Inc | 3,161 | $923.8K | 0.13% | +250+8.6% | Added |
| Abn Amro Investment Solutions | 3,128 | $924.9K | 0.02% | +72+2.4% | Added |
| ICA Group Wealth Management, LLC | 3,134 | $926.6K | 0.21% | +263+9.2% | Added |
| Gray Wealth Management Inc. | 3,136 | $927.3K | 0.45% | +65+2.1% | Added |
| King Wealth | 3,140 | $928.0K | 0.18% | −4−0.1% | Reduced |
| Provenance Wealth Advisors, LLC | 3,143 | $929.3K | 0.13% | +140+4.7% | Added |
| Concentric Wealth Management, LLC | 3,150 | $931.4K | 0.27% | 00.0% | Unchanged |
| Montecito Bank & Trust | 3,152 | $932.0K | 0.20% | +7+0.2% | Added |
| Sherbrooke Park Advisers LLC | 3,152 | $932.0K | 0.44% | +1,283+68.6% | Added |
| Colonial Trust Co | 3,153 | $932.2K | 0.19% | −98−3.0% | Reduced |
| Magnus Financial Group LLC | 3,157 | $933.5K | 0.12% | −15−0.5% | Reduced |
| SignalPoint Asset Management, LLC | 3,166 | $935.0K | 0.28% | +3+0.1% | Added |
| Farmers National Bank | 3,175 | $938.8K | 0.30% | −26−0.8% | Reduced |
| McGlone Suttner Wealth Management, Inc. | 3,182 | $940.8K | 0.19% | +328+11.5% | Added |
| Rossmore Private Capital | 3,191 | $943.5K | 0.13% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 3,194 | $944.4K | 0.04% | +45+1.4% | Added |
| Berkshire Asset Management LLC | 3,201 | $946.4K | 0.05% | +63+2.0% | Added |
| Wealth Effects LLC | 3,208 | $948.5K | 0.36% | −39−1.2% | Reduced |
| David Loasby | 3,283 | $948.5K | 0.10% | +3+0.1% | Added |
| Marcum Wealth, LLC | 3,214 | $950.3K | 0.10% | +832+34.9% | Added |
| Vanguard Capital Wealth Advisors | 3,221 | $952.3K | 0.77% | +95+3.0% | Added |
| Cyndeo Wealth Partners, LLC | 3,225 | $953.5K | 0.09% | +46+1.4% | Added |
| Auxier Asset Management | 3,230 | $955.0K | 0.15% | −100−3.0% | Reduced |
| Cahill Financial Advisors Inc | 3,232 | $955.5K | 0.14% | −187−5.5% | Reduced |
| Fundamentun, LLC | 3,241 | $958.5K | 0.11% | −125−3.7% | Reduced |
| CMG Global Holdings, LLC | 2,968 | $958.7K | 0.70% | −24−0.8% | Reduced |
| Traphagen Investment Advisors LLC | 3,246 | $959.8K | 0.11% | +3,246 | New |
| Birinyi Associates Inc | 3,250 | $961.0K | 0.34% | 00.0% | Unchanged |
| Eudaimonia Partners, LLC | 3,250 | $961.0K | 0.25% | −1,425−30.5% | Reduced |
| Pitcairn Co | 3,260 | $963.9K | 0.07% | −13−0.4% | Reduced |
| KG&L Capital Management,LLC | 3,268 | $965.1K | 0.40% | +1,196+57.7% | Added |
| Mendel Money Management | 3,266 | $965.7K | 0.46% | +333+11.4% | Added |
| Virtue Capital Management, LLC | 3,354 | $968.6K | 0.20% | −967−22.4% | Reduced |
| Washington Trust Advisors, Inc. | 3,284 | $970.9K | 0.09% | +52+1.6% | Added |
| Mitchell Capital Management Co | 3,291 | $973.0K | 0.20% | 00.0% | Unchanged |
| Nicolet Bankshares Inc | 3,291 | $973.0K | 0.26% | 00.0% | Unchanged |
| CNB Bank | 3,294 | $973.9K | 0.52% | 00.0% | Unchanged |
| Visionary Wealth Advisors | 3,295 | $974.3K | 0.07% | +101+3.2% | Added |
| AdvisorNet Financial, Inc | 3,309 | $978.4K | 0.09% | −275−7.7% | Reduced |
| Peoples Financial Services Corp. | 3,310 | $978.6K | 0.42% | +71+2.2% | Added |
| Security Financial Services, INC. | 3,310 | $978.7K | 0.24% | 00.0% | Unchanged |
| Titleist Asset Management, LLC | 3,315 | $980.0K | 0.18% | −31−0.9% | Reduced |
| Curated Wealth Partners LLC | 3,320 | $981.6K | 0.16% | −118−3.4% | Reduced |
| First Heartland Consultants, Inc. | 3,327 | $984.0K | 0.12% | +36+1.1% | Added |
| Sittner & Nelson, LLC | 3,329 | $984.2K | 0.53% | +91+2.8% | Added |
| PFC Capital Group, Inc. | 3,332 | $985.0K | 0.58% | +3,332 | New |
| WealthTrust Asset Management, LLC | 3,345 | $989.0K | 0.83% | −337−9.2% | Reduced |
| Summit Financial Group Inc | 3,352 | $991.1K | 0.38% | +176+5.5% | Added |
| Atwood & Palmer Inc | 3,358 | $992.9K | 0.08% | +200+6.3% | Added |
| Benjamin Edwards Inc | 3,372 | $997.0K | 0.22% | +60+1.8% | Added |
| High Net Worth Advisory Group LLC | 3,377 | $998.5K | 0.37% | −219−6.1% | Reduced |
| Missouri Trust & Investment Co | 3,379 | $999.1K | 0.40% | −100−2.9% | Reduced |
| Menora Mivtachim Holdings Ltd. | 3,382 | $1.00M | 0.01% | +3,382 | New |
| Mainstay Capital Management LLC | 3,384 | $1.00M | 0.19% | +3,384 | New |
| Edge Capital Group, LLC | 3,390 | $1.00M | 0.06% | −449−11.7% | Reduced |
| CIC Wealth, LLC | 3,398 | $1.00M | 0.32% | +535+18.7% | Added |
| Puzo Michael J | 3,400 | $1.01M | 0.32% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 3,408 | $1.01M | 0.09% | +57+1.7% | Added |
| Gleason Group, Inc. | 3,409 | $1.01M | 0.23% | −36−1.0% | Reduced |
| Tiemann Investment Advisors, LLC | 3,427 | $1.01M | 0.49% | −30−0.9% | Reduced |
| Menard Financial Group LLC | 3,439 | $1.02M | 1.26% | +207+6.4% | Added |
| Quantitative Investment Management, LLC | 3,458 | $1.02M | 0.06% | −10,229−74.7% | Reduced |
| Telos Capital Management, Inc. | 3,461 | $1.02M | 0.12% | −75−2.1% | Reduced |
| Rehmann Capital Advisory Group | 3,462 | $1.02M | 0.08% | −51−1.5% | Reduced |
| Mango Five Family, Inc. | 3,465 | $1.02M | 0.39% | +3,465 | New |
| Aspen Investment Management Inc | 3,478 | $1.03M | 0.57% | +11+0.3% | Added |
| Davis R M Inc | 3,489 | $1.03M | 0.02% | −110−3.1% | Reduced |
| 1858 Wealth Management, LLC | 3,498 | $1.03M | 0.98% | +3,498 | New |
| Covenant Asset Management, LLC | 3,500 | $1.03M | 0.29% | +2,194+168.0% | Added |
| Dumont & Blake Investment Advisors LLC | 3,499 | $1.03M | 0.32% | −115−3.2% | Reduced |
| DMG Group, LLC | 3,501 | $1.04M | 0.98% | −16−0.5% | Reduced |
| Hilltop Holdings Inc. | 3,503 | $1.04M | 0.12% | +442+14.4% | Added |
| Steigerwald, Gordon & Koch Inc. | 3,503 | $1.04M | 0.14% | −9−0.3% | Reduced |
| Cornerstone Wealth Management, LLC | 3,507 | $1.04M | 0.09% | +36+1.0% | Added |
| Wealth Architects, LLC | 3,513 | $1.04M | 0.15% | +30+0.9% | Added |
| Wealth Quarterback LLC | 3,518 | $1.04M | 0.64% | +1,637+87.0% | Added |
| Eqis Capital Management, Inc. | 3,520 | $1.04M | 0.08% | +277+8.5% | Added |
| Pathway Financial Advisors LLC | 3,523 | $1.04M | 0.30% | +350+11.0% | Added |
| SS&H Financial Advisors, Inc. | 3,525 | $1.04M | 0.44% | 00.0% | Unchanged |
| Souders Financial Advisors | 3,529 | $1.04M | 0.18% | +3,529 | New |
| Everett Harris & Co | 3,533 | $1.04M | 0.01% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 3,538 | $1.05M | 0.18% | −15−0.4% | Reduced |
| Boston Research & Management Inc | 3,542 | $1.05M | 0.28% | 00.0% | Unchanged |