Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Verus Capital Partners, LLC | 2,603 | $769.7K | 0.09% | +10+0.4% | Added |
| RDA Financial Network | 2,604 | $769.9K | 0.29% | +2,604 | New |
| Skopos Labs, Inc. | 2,605 | $770.2K | 0.37% | +2,605 | New |
| Fernwood Investment Management, LLC | 2,608 | $771.1K | 0.25% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 2,616 | $773.0K | 0.06% | −886−25.3% | Reduced |
| Pine Haven Investment Counsel, Inc | 2,615 | $773.2K | 0.72% | +15+0.6% | Added |
| Desjardins Global Asset Management Inc. | 2,616 | $773.6K | 0.08% | +35+1.4% | Added |
| Westmount Partners, LLC | 2,623 | $775.6K | 0.32% | −39−1.5% | Reduced |
| Palumbo Wealth Management LLC | 2,631 | $778.0K | 0.40% | −10−0.4% | Reduced |
| Prestige Wealth Management Group LLC | 2,634 | $778.8K | 0.18% | +231+9.6% | Added |
| Jones Financial Companies LLLP | 2,637 | $779.6K | 0.00% | +89+3.5% | Added |
| OmniStar Financial Group, Inc. | 2,644 | $782.0K | 0.98% | −3−0.1% | Reduced |
| Northstar Group, Inc. | 2,646 | $782.4K | 0.17% | 00.0% | Unchanged |
| Ted Buchan & Co | 2,649 | $783.2K | 0.57% | −137−4.9% | Reduced |
| Guerra Pan Advisors, LLC | 2,651 | $783.8K | 0.75% | +2,651 | New |
| Appleton Partners Inc | 2,652 | $784.0K | 0.06% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,653 | $784.1K | 0.19% | +174+7.0% | Added |
| Ancora Advisors, LLC | 2,660 | $786.5K | 0.02% | 00.0% | Unchanged |
| PSI Advisors, LLC | 2,664 | $787.5K | 0.29% | +303+12.8% | Added |
| Stiles Financial Services Inc | 2,665 | $787.6K | 0.36% | −106−3.8% | Reduced |
| Wayfinding Financial, LLC | 2,666 | $788.0K | 0.54% | −35−1.3% | Reduced |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 2,669 | $789.1K | 0.33% | +1,704+176.6% | Added |
| Aspire Private Capital, LLC | 2,669 | $789.3K | 0.23% | +158+6.3% | Added |
| Horizon Wealth Management, LLC | 2,673 | $790.3K | 0.22% | −401−13.0% | Reduced |
| Windsor Capital Management, LLC | 2,675 | $790.8K | 0.26% | +10.0% | Added |
| Sentry Investment Management LLC | 2,675 | $791.0K | 0.34% | −287−9.7% | Reduced |
| Live Oak Investment Partners | – | $792.1K | 0.72% | – | – |
| Marietta Investment Partners LLC | 2,681 | $792.7K | 0.20% | +122+4.8% | Added |
| Well Done, LLC | 2,685 | $793.9K | 0.16% | +8+0.3% | Added |
| Cidel Asset Management Inc | 2,689 | $795.1K | 0.03% | +2,689 | New |
| Quotient Wealth Partners, LLC | 2,699 | $798.1K | 0.03% | +2,699 | New |
| Waycross Partners, LLC | 2,700 | $798.3K | 0.15% | 00.0% | Unchanged |
| Klingenstein Fields & Co LP | 2,703 | $799.2K | 0.04% | +64+2.4% | Added |
| Heartwood Wealth Advisors LLC | 2,704 | $799.5K | 0.11% | 00.0% | Unchanged |
| Lakewood Asset Management LLC | 2,712 | $801.9K | 0.62% | +8+0.3% | Added |
| Wealthspan Partners, LLC | 2,730 | $807.2K | 0.57% | −72−2.6% | Reduced |
| Fort Sheridan Advisors LLC | 2,730 | $807.2K | 0.16% | 00.0% | Unchanged |
| Buckingham Strategic Partners | 2,730 | $807.2K | 0.04% | −2,447−47.3% | Reduced |
| Joel Isaacson & Co., LLC | 2,732 | $807.7K | 0.05% | +4+0.1% | Added |
| Eagle Bluffs Wealth Management LLC | 2,734 | $808.4K | 0.55% | 00.0% | Unchanged |
| DCM Advisors, LLC | 2,739 | $809.8K | 0.29% | +2,739 | New |
| Key Financial Inc | 2,742 | $810.7K | 0.22% | 00.0% | Unchanged |
| StrategIQ Financial Group, LLC | 2,745 | $811.7K | 0.09% | −275−9.1% | Reduced |
| Washburn Capital Management, Inc. | 2,765 | $817.6K | 0.61% | +75+2.8% | Added |
| Connectus Wealth, LLC | 2,763 | $818.2K | 0.02% | −86−3.0% | Reduced |
| Patriot Investment Management Inc. | 2,777 | $821.0K | 0.07% | +13+0.5% | Added |
| United Asset Strategies, Inc. | 2,780 | $821.8K | 0.09% | +218+8.5% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 2,785 | $823.4K | 0.02% | −1,455−34.3% | Reduced |
| Capstone Financial Advisors, Inc. | 2,789 | $824.6K | 0.06% | +12+0.4% | Added |
| Allen Mooney & Barnes Investment Advisors LLC | 2,789 | $824.7K | 0.16% | +10.0% | Added |
| Inscription Capital, LLC | 2,797 | $827.0K | 0.23% | −637−18.5% | Reduced |
| MONECO Advisors, LLC | 2,798 | $827.4K | 0.16% | −394−12.3% | Reduced |
| Epoch Investment Partners, Inc. | 2,799 | $827.6K | 0.00% | −170−5.7% | Reduced |
| Peavine Capital, LLC | 2,800 | $827.9K | 0.21% | 00.0% | Unchanged |
| Financial Management Network Inc | 2,867 | $828.2K | 0.24% | +3+0.1% | Added |
| Plato Investment Management Ltd | 2,805 | $829.4K | 1.02% | +2,805 | New |
| Disciplined Equity Management, Inc. | 2,810 | $830.8K | 0.57% | 00.0% | Unchanged |
| Clarus Group, Inc. | 2,823 | $834.7K | 0.63% | +397+16.4% | Added |
| Ballast, Inc. | 2,825 | $835.3K | 0.29% | 00.0% | Unchanged |
| Prosperitas Financial LLC | 2,829 | $836.7K | 0.62% | −323−10.2% | Reduced |
| Compass Ion Advisors, LLC | 2,838 | $839.2K | 0.13% | −112−3.8% | Reduced |
| Morse Asset Management, Inc | 2,849 | $842.0K | 0.25% | −920−24.4% | Reduced |
| Carson Advisory Inc. | 2,850 | $842.7K | 0.66% | 00.0% | Unchanged |
| Kaizen Financial Strategies | 2,850 | $842.8K | 0.64% | +400+16.3% | Added |
| Quadcap Wealth Management, LLC | 2,852 | $843.3K | 0.22% | +2,852 | New |
| Abacus Planning Group, Inc. | 2,855 | $844.2K | 0.18% | 00.0% | Unchanged |
| Allegheny Financial Group LTD | 2,855 | $844.2K | 0.27% | +6+0.2% | Added |
| Somerville Kurt F | 2,860 | $845.6K | 0.16% | −30−1.0% | Reduced |
| CX Institutional | 2,861 | $845.9K | 0.05% | −98−3.3% | Reduced |
| Clarus Wealth Advisors | 3,001 | $845.9K | 0.50% | +3,001 | New |
| Ironwood Investment Counsel, LLC | 2,867 | $847.8K | 0.16% | −25−0.9% | Reduced |
| Granite Investment Partners, LLC | 2,872 | $849.2K | 0.03% | +330+13.0% | Added |
| Belpointe Asset Management LLC | 2,878 | $851.0K | 0.07% | −231−7.4% | Reduced |
| CVA Family Office, LLC | 2,881 | $851.8K | 0.17% | −141−4.7% | Reduced |
| First Command Advisory Services, Inc. | 2,891 | $853.0K | 0.01% | +75+2.7% | Added |
| Manchester Capital Management LLC | 2,886 | $853.3K | 0.11% | +82+2.9% | Added |
| Accredited Investors Inc. | 2,890 | $854.5K | 0.06% | +520+21.9% | Added |
| EHP Funds Inc. | 2,900 | $857.4K | 0.43% | −900−23.7% | Reduced |
| Sciencast Management LP | 2,906 | $859.2K | 0.47% | +2,906 | New |
| Adell Harriman & Carpenter Inc | 2,909 | $860.1K | 0.08% | −200−6.4% | Reduced |
| Girard Partners Ltd. | 2,911 | $860.9K | 0.09% | +72+2.5% | Added |
| Shell Asset Management Co | 2,927 | $865.0K | 0.04% | −696−19.2% | Reduced |
| Aspiriant, LLC | 2,930 | $866.6K | 0.04% | +8+0.3% | Added |
| Astoria Portfolio Advisors LLC. | 2,691 | $868.5K | 0.35% | +181+7.2% | Added |
| Texas Yale Capital Corp. | 2,953 | $873.1K | 0.04% | +22+0.8% | Added |
| Harfst & Associates, Inc. | 2,954 | $873.4K | 0.23% | 00.0% | Unchanged |
| Hancock Whitney Corp | 2,969 | $877.8K | 0.03% | −74−2.4% | Reduced |
| NVWM, LLC | 2,973 | $879.1K | 0.26% | −69−2.3% | Reduced |
| Threadgill Financial, LLC | 2,982 | $881.6K | 0.58% | +26+0.9% | Added |
| Rogco, LP | 2,998 | $886.4K | 0.39% | +81+2.8% | Added |
| Sawgrass Asset Management LLC | 3,000 | $887.0K | 0.10% | −385−11.4% | Reduced |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $887.0K | 0.31% | 00.0% | Unchanged |
| Archer Investment Corp | 3,001 | $887.3K | 0.29% | −93−3.0% | Reduced |
| Hazlett, Burt & Watson, Inc. | 3,001 | $889.0K | 0.60% | +50+1.7% | Added |
| Toth Financial Advisory Corp | 3,015 | $891.6K | 0.12% | −2,951−49.5% | Reduced |
| Carnegie Capital Asset Management, LLC | 3,016 | $891.7K | 0.03% | +52+1.8% | Added |
| Mechanics Financial Corp | 3,016 | $891.7K | 0.50% | +76+2.6% | Added |
| Redwood Wealth Management Group, LLC | 3,019 | $892.6K | 0.99% | +228+8.2% | Added |
| WMS Partners, LLC | 3,021 | $893.1K | 0.07% | +16+0.5% | Added |
| Benin Management CORP | 3,029 | $895.6K | 0.31% | +43+1.4% | Added |