Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Full Sail Capital, LLC | 2,150 | $635.7K | 0.05% | −48−2.2% | Reduced |
| Scholtz & Company, LLC | 2,150 | $636.0K | 0.31% | +2,150 | New |
| Tidemark, LLC | 2,152 | $636.2K | 0.40% | +2,152 | New |
| NCM Capital Management, LLC | 2,155 | $637.2K | 0.39% | 00.0% | Unchanged |
| Advisor OS, LLC | 2,166 | $640.5K | 0.08% | +842+63.6% | Added |
| DRW Securities, LLC | 2,169 | $641.3K | 0.02% | +447+26.0% | Added |
| Mine & Arao Wealth Creation & Management, LLC. | 2,171 | $641.9K | 0.35% | +5+0.2% | Added |
| Total Investment Management Inc | 2,175 | $643.2K | 0.08% | +51+2.4% | Added |
| 626 Financial, LLC | 2,177 | $643.7K | 0.43% | −51−2.3% | Reduced |
| Segment Wealth Management, LLC | 2,180 | $644.6K | 0.06% | +10.0% | Added |
| Guardian Wealth Management, Inc. | 2,192 | $648.3K | 0.55% | +528+31.7% | Added |
| Fulton Bank, N.A. | 2,193 | $648.4K | 0.03% | −130−5.6% | Reduced |
| Blueshift Asset Management, LLC | 2,193 | $648.4K | 0.34% | +2,193 | New |
| Fiduciary Group LLC | 2,197 | $649.4K | 0.08% | +10.0% | Added |
| Deseret Mutual Benefit Administrators | 2,198 | $649.9K | 0.37% | −780−26.2% | Reduced |
| Athena Investment Management | 2,203 | $651.4K | 0.42% | 00.0% | Unchanged |
| Cahaba Wealth Management, Inc. | 2,219 | $656.2K | 0.07% | −543−19.7% | Reduced |
| Harbor Investment Advisory, LLC | 2,221 | $656.6K | 0.08% | −250−10.1% | Reduced |
| Ridgecrest Wealth Partners, LLC | 2,225 | $657.9K | 0.43% | −2−0.1% | Reduced |
| Cypress Asset Management Inc | 2,230 | $659.3K | 0.20% | −5−0.2% | Reduced |
| Marks Group Wealth Management, Inc | 2,234 | $660.6K | 0.08% | +86+4.0% | Added |
| Intrust Bank NA | 2,235 | $660.8K | 0.08% | +22+1.0% | Added |
| Marion Wealth Management | 2,239 | $662.0K | 0.21% | −91−3.9% | Reduced |
| Harbour Trust & Investment Management Co | 2,240 | $662.3K | 0.09% | +2,240 | New |
| 180 Wealth Advisors, LLC | 2,268 | $663.9K | 0.13% | −14−0.6% | Reduced |
| RE Dickinson Investment Advisors, LLC | 2,250 | $665.0K | 0.44% | 00.0% | Unchanged |
| Beverly Hills Private Wealth, LLC | 2,257 | $667.2K | 0.17% | −48−2.1% | Reduced |
| Aberdeen Wealth Management LLC | 2,262 | $668.8K | 0.49% | 00.0% | Unchanged |
| Provence Wealth Management Group | 2,276 | $672.9K | 0.36% | +339+17.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 2,284 | $675.3K | 0.04% | −19−0.8% | Reduced |
| Everpar Advisors LLC | 2,304 | $681.2K | 0.32% | +2,304 | New |
| Leonteq Securities AG | 2,304 | $681.2K | 0.09% | −3,801−62.3% | Reduced |
| Capital Planning Advisors, LLC | 2,306 | $681.8K | 0.13% | +169+7.9% | Added |
| Golden State Equity Partners | 2,307 | $682.1K | 0.17% | +370+19.1% | Added |
| LCNB Corp | 2,314 | $684.2K | 0.27% | −253−9.9% | Reduced |
| Claris Advisors, LLC | 2,316 | $684.8K | 0.38% | 00.0% | Unchanged |
| Goepper Burkhardt LLC | 2,170 | $688.2K | 0.34% | +10+0.5% | Added |
| RMR Wealth Builders | 2,330 | $689.0K | 0.10% | −50−2.1% | Reduced |
| Sound Financial Strategies Group, LLC | 2,333 | $689.8K | 0.58% | −1,537−39.7% | Reduced |
| Arbor Wealth Advisors LLC | 2,337 | $691.0K | 0.71% | +2,337 | New |
| Advisor Resource Council | 2,337 | $691.0K | 0.08% | +2,337 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,339 | $691.6K | 0.04% | +479+25.8% | Added |
| W Advisors, LLC | 2,344 | $693.0K | 0.51% | +47+2.0% | Added |
| Worth Financial Advisory Group, LLC | 2,355 | $696.3K | 0.56% | −125−5.0% | Reduced |
| Virtus ETF Advisers LLC | 2,362 | $698.4K | 0.44% | −538−18.6% | Reduced |
| EverSource Wealth Advisors, LLC | 2,367 | $699.7K | 0.06% | −20−0.8% | Reduced |
| Brown, Lisle/Cummings, Inc. | 2,375 | $702.2K | 0.26% | −155−6.1% | Reduced |
| TBH Global Asset Management, LLC | 2,378 | $703.0K | 0.14% | +124+5.5% | Added |
| Grandview Asset Management LLC | 2,383 | $704.0K | 0.37% | −78−3.2% | Reduced |
| Wimmer Associates 1, LLC | 2,385 | $705.2K | 0.40% | 00.0% | Unchanged |
| BlueCrest Capital Management Ltd | 2,386 | $705.5K | 0.12% | −1,282−35.0% | Reduced |
| Day & Ennis, LLC | 2,386 | $705.5K | 0.25% | +22+0.9% | Added |
| Executive Wealth Management, LLC | 2,386 | $705.7K | 0.07% | +873+57.7% | Added |
| Ocean Capital Management, LLC | 2,400 | $709.6K | 0.29% | 00.0% | Unchanged |
| E&G Advisors, LP | 2,400 | $709.6K | 0.25% | +100+4.3% | Added |
| Mechanics Bank Trust Department | 2,401 | $709.9K | 0.11% | +56+2.4% | Added |
| Tolleson Wealth Management, Inc. | 2,400 | $710.0K | 0.15% | +200+9.1% | Added |
| BlueSky Wealth Advisors, LLC | 2,415 | $714.0K | 0.13% | −134−5.3% | Reduced |
| JGP Wealth Management, LLC | 2,419 | $715.2K | 0.11% | +48+2.0% | Added |
| Fiducient Advisors LLC | 2,420 | $715.5K | 0.13% | +2,420 | New |
| Bordeaux Wealth Advisors LLC | 2,420 | $715.5K | 0.24% | +127+5.5% | Added |
| Trillium Asset Management, LLC | 2,434 | $720.0K | 0.02% | 00.0% | Unchanged |
| Hunter Associates Investment Management LLC | 2,426 | $720.0K | 0.13% | −10.0% | Reduced |
| Valmark Advisers, Inc. | 2,436 | $720.1K | 0.01% | +147+6.4% | Added |
| Greenwich Wealth Management LLC | 2,438 | $721.0K | 0.07% | −77−3.1% | Reduced |
| Morningstar Investment Services LLC | 2,430 | $721.0K | 0.00% | +1,103+83.1% | Added |
| Patton Albertson Miller Group, LLC | 2,444 | $722.6K | 0.12% | −109−4.3% | Reduced |
| Van Strum & Towne Inc. | 2,445 | $722.9K | 0.28% | −15−0.6% | Reduced |
| Jmac Enterprises LLC | 2,446 | $723.2K | 0.16% | +2,446 | New |
| TCG Advisory Services, LLC | 2,448 | $723.8K | 0.05% | +1,016+70.9% | Added |
| Garner Asset Management Corp | 2,249 | $725.3K | 0.37% | +73+3.4% | Added |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,501 | $727.0K | 0.30% | −20−0.8% | Reduced |
| Carret Asset Management, LLC | 2,460 | $727.2K | 0.09% | +10.0% | Added |
| Hamel Associates, Inc. | 2,465 | $729.0K | 0.26% | −250−9.2% | Reduced |
| RNC Capital Management LLC | 2,476 | $732.1K | 0.04% | −40−1.6% | Reduced |
| Stonebridge Capital Advisors LLC | 2,477 | $732.3K | 0.07% | +216+9.6% | Added |
| Seelaus Asset Management LLC | 2,478 | $732.7K | 0.71% | 00.0% | Unchanged |
| DFPG Investments, LLC | 2,589 | $736.0K | 0.06% | −14,160−84.5% | Reduced |
| Opal Wealth Advisors, LLC | 2,490 | $736.1K | 0.29% | +29+1.2% | Added |
| Sompo Asset Management Co., Ltd. | 2,490 | $736.2K | 0.13% | −930−27.2% | Reduced |
| Sippican Capital Advisors | 2,500 | $739.2K | 0.58% | 00.0% | Unchanged |
| Kercheville Advisors, LLC | 2,500 | $739.2K | 0.42% | 00.0% | Unchanged |
| Slocum, Gordon & Co LLP | 2,500 | $739.2K | 0.65% | 00.0% | Unchanged |
| Tompkins Financial Corp | 2,504 | $740.4K | 0.09% | +200+8.7% | Added |
| Keel Point, LLC | 2,526 | $746.9K | 0.09% | +67+2.7% | Added |
| Armstrong Advisory Group, Inc | 2,538 | $750.4K | 0.07% | 00.0% | Unchanged |
| Bill Few Associates, Inc. | 2,547 | $752.9K | 0.34% | +10.0% | Added |
| Cape Cod Five Cents Savings Bank | 2,549 | $753.7K | 0.08% | −2,599−50.5% | Reduced |
| IFG Advisory, LLC | 2,551 | $754.4K | 0.06% | +71+2.9% | Added |
| Close Asset Management Ltd | 2,553 | $755.0K | 0.03% | −88−3.3% | Reduced |
| Woodstock Corp | 2,555 | $755.4K | 0.09% | −425−14.3% | Reduced |
| Heritage Wealth Advisors | 2,556 | $755.7K | 0.04% | 00.0% | Unchanged |
| Heck Capital Advisors, LLC | 2,560 | $756.9K | 0.12% | −141−5.2% | Reduced |
| BOS Asset Management, LLC | 2,563 | $757.8K | 0.52% | 00.0% | Unchanged |
| Nabity-Jensen Investment Management Inc | 2,564 | $758.1K | 0.68% | +2,564 | New |
| InTrack Investment Management Inc | 2,570 | $759.9K | 0.57% | +1,734+207.4% | Added |
| White Lighthouse Investment Management Inc. | 2,571 | $760.2K | 0.17% | 00.0% | Unchanged |
| Capital Advisors Inc | 2,578 | $762.1K | 0.02% | −478−15.6% | Reduced |
| Quadrant Private Wealth Management, LLC | 2,600 | $768.8K | 0.21% | +633+32.2% | Added |
| Drive Wealth Management, LLC | 2,601 | $769.0K | 0.25% | +99+4.0% | Added |