Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Zullo Investment Group, Inc. | 1,840 | $544.2K | 0.28% | +118+6.9% | Added |
| Shelton Wealth Management, LLC | 1,842 | $544.7K | 0.39% | +1,842 | New |
| TFG Advisers LLC | 1,843 | $545.0K | 0.23% | +183+11.0% | Added |
| Sterling Investment Advisors, Ltd. | 1,845 | $545.5K | 0.17% | +1+0.1% | Added |
| Legacy Financial Advisors, Inc. | 1,853 | $548.0K | 0.11% | +144+8.4% | Added |
| Mountain Pacific Investment Advisers Inc | 1,858 | $549.3K | 0.03% | −19−1.0% | Reduced |
| Diversified, LLC | 1,858 | $549.3K | 0.12% | −62−3.2% | Reduced |
| Montz Harcus Wealth Management LLC | 1,860 | $549.9K | 0.42% | +9+0.5% | Added |
| Bard Financial Services, Inc. | 1,860 | $549.9K | 0.06% | 00.0% | Unchanged |
| Horst & Graben Wealth Management LLC | 1,862 | $550.5K | 0.12% | +6+0.3% | Added |
| Barr E S & Co | 1,863 | $550.8K | 0.04% | −50−2.6% | Reduced |
| Transcendent Capital Group LLC | 1,863 | $550.8K | 0.37% | +1,863 | New |
| NovaPoint Capital, LLC | 1,868 | $552.3K | 0.21% | 00.0% | Unchanged |
| Stonebrook Private Inc. | 1,875 | $554.5K | 0.19% | +1,875 | New |
| Glassman Wealth Services | 1,878 | $555.3K | 0.08% | +4+0.2% | Added |
| Fulton Breakefield Broenniman LLC | 1,882 | $556.3K | 0.04% | −182−8.8% | Reduced |
| KKM Financial LLC | 1,883 | $556.7K | 0.35% | +1,883 | New |
| Proficio Capital Partners LLC | 1,885 | $557.4K | 0.07% | −34−1.8% | Reduced |
| Chicago Trust Co NA | 1,890 | $558.8K | 0.12% | −784−29.3% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 1,893 | $559.7K | 0.11% | +37+2.0% | Added |
| Loomis Sayles & Co L P | 1,894 | $560.0K | 0.00% | −57−2.9% | Reduced |
| Ramsay, Stattman, Vela & Price, Inc. | 1,900 | $561.8K | 0.11% | 00.0% | Unchanged |
| Constitution Capital LLC | 1,900 | $561.8K | 0.34% | 00.0% | Unchanged |
| Cedar Brook Financial Partners, LLC | 1,928 | $563.0K | 0.13% | +860+80.5% | Added |
| Centurion Wealth Management LLC | 1,908 | $564.1K | 0.24% | −43−2.2% | Reduced |
| Obsidian Personal Planning Solutions LLC | 1,910 | $564.7K | 0.43% | 00.0% | Unchanged |
| Elwood & Goetz Wealth Advisory Group, LLC | 1,916 | $566.5K | 0.12% | +38+2.0% | Added |
| Latitude Advisors, LLC | 1,923 | $568.7K | 0.40% | +6+0.3% | Added |
| Aft, Forsyth & Company, Inc. | 1,925 | $569.2K | 0.36% | −35−1.8% | Reduced |
| Newbridge Financial Services Group, Inc. | 1,942 | $571.3K | 0.28% | +513+35.9% | Added |
| Oak Hill Wealth Advisors, LLC | 1,934 | $572.0K | 0.20% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 1,938 | $573.1K | 0.25% | +1+0.1% | Added |
| Addison Capital Co | 1,945 | $575.1K | 0.36% | +186+10.6% | Added |
| L.M. Kohn & Company | 1,950 | $576.7K | 0.18% | +137+7.6% | Added |
| Berger Financial Group, Inc | 1,952 | $577.1K | 0.06% | −98−4.8% | Reduced |
| Range Financial Group LLC | 1,953 | $577.4K | 0.35% | −694−26.2% | Reduced |
| Guardian Asset Advisors, LLC | 1,955 | $578.3K | 0.54% | +1,955 | New |
| Shoker Investment Counsel, Inc. | 1,967 | $581.8K | 0.22% | +110+5.9% | Added |
| Fortress Wealth Group, LLC | 1,991 | $582.0K | 0.35% | +1,214+156.2% | Added |
| WSFS Capital Management, LLC | 1,969 | $582.2K | 0.04% | −433−18.0% | Reduced |
| Sterling Wealth Management, Inc. | 1,969 | $582.2K | 0.33% | +1,969 | New |
| Patten Group, Inc. | 1,974 | $583.7K | 0.16% | +3+0.2% | Added |
| Fox Hill Wealth Management | 1,978 | $584.8K | 0.45% | +1,978 | New |
| American Trust | 1,980 | $585.4K | 0.04% | −170−7.9% | Reduced |
| Winthrop Capital Management, LLC | 1,989 | $588.1K | 0.19% | +1,989 | New |
| Founders Financial Alliance, LLC | 1,992 | $589.0K | 0.23% | −381−16.1% | Reduced |
| Lester Murray Antman dba SimplyRich | 1,996 | $590.0K | 0.20% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 2,000 | $591.0K | 0.25% | 00.0% | Unchanged |
| Burns J W & Co Inc | 2,000 | $591.3K | 0.09% | 00.0% | Unchanged |
| Bienville Capital Management, LLC | 2,000 | $591.3K | 0.18% | 00.0% | Unchanged |
| First American Bank | 2,009 | $594.0K | 0.05% | 00.0% | Unchanged |
| Machina Capital S.A.S. | 2,010 | $594.3K | 0.38% | +2,010 | New |
| SRB Corp | 2,015 | $595.8K | 0.04% | +2,015 | New |
| Townsend Asset Management Corp | 2,019 | $597.1K | 0.27% | +4+0.2% | Added |
| First Trust Investment Solutions L.P. | 2,027 | $599.3K | 0.12% | +2,027 | New |
| Alera Investment Advisors, LLC | 2,031 | $600.5K | 0.08% | −810−28.5% | Reduced |
| GHP Investment Advisors, Inc. | 2,034 | $601.4K | 0.03% | −84−4.0% | Reduced |
| Paulson Wealth Management Inc. | 2,036 | $602.0K | 0.19% | −545−21.1% | Reduced |
| Lakeridge Wealth Management LLC | 2,039 | $602.8K | 0.44% | +2,039 | New |
| Capital Square, LLC | 2,045 | $604.7K | 0.68% | −45−2.2% | Reduced |
| REDW Wealth LLC | 2,049 | $605.8K | 0.17% | −61−2.9% | Reduced |
| McElhenny Sheffield Capital Management, LLC | 2,050 | $606.1K | 0.25% | 00.0% | Unchanged |
| Tilt Investment Management Holdings, PBC | 2,051 | $606.4K | 0.66% | −654−24.2% | Reduced |
| Addison Advisors LLC | 2,052 | $606.7K | 0.24% | +457+28.7% | Added |
| AF Advisors, Inc. | 2,060 | $609.1K | 0.14% | 00.0% | Unchanged |
| GSB Wealth Management, LLC | 2,063 | $610.0K | 0.19% | +10.0% | Added |
| Ci Investments Inc. | 2,062 | $610.0K | 0.00% | −7,332−78.0% | Reduced |
| Martin Capital Advisors, LLP | 2,065 | $610.6K | 0.52% | 00.0% | Unchanged |
| Atlas Private Wealth Management | 2,067 | $611.1K | 0.29% | +10.0% | Added |
| Tarbox Family Office, Inc. | 2,071 | $612.3K | 0.12% | 00.0% | Unchanged |
| Premier Path Wealth Partners, LLC | 2,071 | $612.4K | 0.14% | +2,071 | New |
| Corundum Group, Inc. | 2,078 | $614.4K | 0.31% | −38−1.8% | Reduced |
| Winthrop Advisory Group LLC | 2,081 | $615.2K | 0.10% | +205+10.9% | Added |
| Buck Wealth Strategies, LLC | 2,082 | $615.5K | 0.23% | −55−2.6% | Reduced |
| New Republic Capital, LLC | 2,083 | $615.9K | 0.44% | −162−7.2% | Reduced |
| Source Financial Advisors LLC | 2,086 | $616.8K | 0.19% | −49−2.3% | Reduced |
| Bensler, LLC | 2,087 | $617.1K | 0.10% | +3+0.1% | Added |
| Canopy Partners, LLC | 2,088 | $617.4K | 0.38% | +2,088 | New |
| First Financial Bankshares Inc | 2,095 | $619.4K | 0.01% | +2,095 | New |
| Traverso Chambers Private Wealth Management, LLC | 2,098 | $620.3K | 0.15% | +6+0.3% | Added |
| Atlantic Trust, LLC | 2,098 | $620.3K | 0.17% | +100+5.0% | Added |
| McBroom & Associates, LLC | 2,100 | $620.9K | 0.45% | −4−0.2% | Reduced |
| MSH Capital Advisors LLC | 2,104 | $622.1K | 0.23% | −33−1.5% | Reduced |
| Guardian Wealth Advisors, LLC | 2,105 | $622.3K | 0.09% | −106−4.8% | Reduced |
| First Commonwealth Financial Corp | 2,110 | $623.9K | 0.19% | −24−1.1% | Reduced |
| Options Solutions, LLC | 2,110 | $623.9K | 0.66% | +160+8.2% | Added |
| Platform Technology Partners | 1,942 | $624.5K | 0.24% | −281−12.6% | Reduced |
| Acropolis Investment Management, LLC | 2,113 | $624.6K | 0.04% | +93+4.6% | Added |
| PDS Planning, Inc | 2,115 | $625.2K | 0.07% | −128−5.7% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 2,121 | $627.1K | 0.04% | −38−1.8% | Reduced |
| Morningstar Investment Management LLC | 2,124 | $628.0K | 0.07% | +17+0.8% | Added |
| Summit Financial Strategies, Inc. | 2,127 | $628.9K | 0.10% | −52−2.4% | Reduced |
| Summit Global Investments | 2,127 | $629.0K | 0.04% | +1,038+95.3% | Added |
| First Financial Corp | 2,129 | $629.5K | 0.32% | −4−0.2% | Reduced |
| Olistico Wealth, LLC | 2,130 | $629.8K | 0.49% | +70+3.4% | Added |
| Perpetual Ltd | 2,134 | $631.0K | 0.01% | −9,585−81.8% | Reduced |
| Reynders McVeigh Capital Management, LLC | 2,134 | $631.0K | 0.04% | −78−3.5% | Reduced |
| Oakworth Capital, Inc. | 2,135 | $631.3K | 0.05% | +900+72.9% | Added |
| Wrapmanager Inc | 2,138 | $632.1K | 0.19% | +2,138 | New |
| Fukoku Mutual Life Insurance Co | 2,139 | $632.4K | 0.05% | 00.0% | Unchanged |