Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Core Alternative Capital | 2,198 | $540.8K | 0.08% | −38−1.7% | Reduced |
| Tolleson Wealth Management, Inc. | 2,200 | $541.0K | 0.13% | 00.0% | Unchanged |
| Heartwood Wealth Advisors LLC | 2,204 | $542.3K | 0.08% | 00.0% | Unchanged |
| PDS Planning, Inc | 2,204 | $542.4K | 0.07% | +119+5.7% | Added |
| NCM Capital Management, LLC | 2,205 | $542.5K | 0.38% | 00.0% | Unchanged |
| Derbend Asset Management | 2,206 | $542.9K | 0.37% | +12+0.5% | Added |
| Accredited Investors Inc. | 2,209 | $543.4K | 0.04% | +3+0.1% | Added |
| Soltis Investment Advisors LLC | 2,212 | $544.2K | 0.06% | −4−0.2% | Reduced |
| Heron Financial Group, LLC | 2,217 | $545.4K | 0.29% | +65+3.0% | Added |
| EHP Funds Inc. | 2,220 | $546.2K | 0.15% | −1,230−35.7% | Reduced |
| Ridgecrest Wealth Partners, LLC | 2,227 | $548.0K | 0.36% | 00.0% | Unchanged |
| 180 Wealth Advisors, LLC | 2,222 | $549.5K | 0.12% | −27−1.2% | Reduced |
| Marcum Wealth, LLC | 2,238 | $550.7K | 0.06% | −68−2.9% | Reduced |
| W Advisors, LLC | 2,244 | $552.1K | 0.43% | 00.0% | Unchanged |
| RE Dickinson Investment Advisors, LLC | 2,250 | $554.0K | 0.20% | +250+12.5% | Added |
| Valmark Advisers, Inc. | 2,264 | $557.1K | 0.01% | +48+2.2% | Added |
| Larson Financial Group LLC | 2,274 | $559.4K | 0.06% | +52+2.3% | Added |
| TBH Global Asset Management, LLC | 2,278 | $560.4K | 0.11% | +96+4.4% | Added |
| Reynders McVeigh Capital Management, LLC | 2,281 | $561.0K | 0.04% | +31+1.4% | Added |
| 626 Financial, LLC | 2,284 | $562.0K | 0.36% | +10.0% | Added |
| Capital Planning Advisors, LLC | 2,292 | $563.9K | 0.11% | +171+8.1% | Added |
| Chicago Partners Investment Group LLC | 1,971 | $566.9K | 0.03% | −136−6.5% | Reduced |
| XTX Topco Ltd | 2,304 | $566.9K | 0.10% | +2,304 | New |
| Athena Investment Management | 2,308 | $567.9K | 0.39% | −25−1.1% | Reduced |
| Claris Advisors, LLC | 2,316 | $569.9K | 0.39% | 00.0% | Unchanged |
| Greenwich Wealth Management LLC | 2,318 | $570.0K | 0.06% | −39−1.7% | Reduced |
| WFA of San Diego, LLC | 2,318 | $570.3K | 0.56% | +2,318 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 2,319 | $570.6K | 0.14% | +18+0.8% | Added |
| Marion Wealth Management | 2,321 | $571.2K | 0.20% | +10+0.4% | Added |
| Platform Technology Partners | 2,260 | $571.4K | 0.27% | +2+0.1% | Added |
| Aberdeen Wealth Management LLC | 2,332 | $573.7K | 0.41% | +66+2.9% | Added |
| Montag A & Associates Inc | 2,345 | $577.0K | 0.04% | +180+8.3% | Added |
| Jackson Wealth Management, LLC | 2,349 | $578.0K | 0.08% | −75−3.1% | Reduced |
| Fort Sheridan Advisors LLC | 2,355 | $579.4K | 0.13% | +310+15.2% | Added |
| Opal Wealth Advisors, LLC | 2,359 | $580.4K | 0.29% | +2,359 | New |
| Olistico Wealth, LLC | 2,360 | $580.7K | 0.50% | +500+26.9% | Added |
| Fulton Bank, N.A. | 2,361 | $580.9K | 0.03% | −449−16.0% | Reduced |
| Day & Ennis, LLC | 2,362 | $581.2K | 0.22% | +54+2.3% | Added |
| RMR Wealth Builders | 2,369 | $582.8K | 0.10% | −18−0.8% | Reduced |
| Chicago Trust Co NA | 2,369 | $582.9K | 0.14% | −1,435−37.7% | Reduced |
| Brown, Lisle/Cummings, Inc. | 2,375 | $584.4K | 0.26% | +2,000+533.3% | Added |
| RNC Capital Management LLC | 2,381 | $586.0K | 0.03% | −420−15.0% | Reduced |
| Prestige Wealth Management Group LLC | 2,390 | $588.1K | 0.14% | −133−5.3% | Reduced |
| Wimmer Associates 1, LLC | 2,391 | $588.3K | 0.35% | 00.0% | Unchanged |
| Drive Wealth Management, LLC | 2,391 | $588.4K | 0.22% | +182+8.2% | Added |
| E&G Advisors, LP | 2,400 | $590.5K | 0.21% | 00.0% | Unchanged |
| Ocean Capital Management, LLC | 2,400 | $590.5K | 0.27% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 2,406 | $591.9K | 0.07% | −346−12.6% | Reduced |
| Loomis Sayles & Co L P | 2,404 | $592.0K | 0.00% | +2,227+1,258.2% | Added |
| Truadvice, LLC | 2,088 | $592.7K | 0.22% | −1,001−32.4% | Reduced |
| Allegheny Financial Group LTD | 2,415 | $594.2K | 0.28% | −180−6.9% | Reduced |
| L2 Asset Management, LLC | 2,667 | $595.5K | 0.29% | +733+37.9% | Added |
| Landscape Capital Management, L.L.C. | 2,421 | $595.7K | 0.08% | +2,421 | New |
| Hunter Associates Investment Management LLC | 2,427 | $596.0K | 0.12% | +27+1.1% | Added |
| Clarus Group, Inc. | 2,423 | $596.3K | 0.43% | +10+0.4% | Added |
| Trillium Asset Management, LLC | 2,434 | $599.0K | 0.02% | −26−1.1% | Reduced |
| Intercontinental Wealth Advisors, LLC | 2,442 | $600.9K | 0.14% | −14−0.6% | Reduced |
| Carret Asset Management, LLC | 2,444 | $601.3K | 0.08% | −99−3.9% | Reduced |
| Full Sail Capital, LLC | 2,448 | $602.3K | 0.05% | −29−1.2% | Reduced |
| Sompo Asset Management Co., Ltd. | 2,450 | $602.8K | 0.11% | +310+14.5% | Added |
| GHP Investment Advisors, Inc. | 2,118 | $604.1K | 0.04% | +85+4.2% | Added |
| Hexagon Capital Partners LLC | 2,458 | $604.8K | 0.16% | +32+1.3% | Added |
| Van Strum & Towne Inc. | 2,460 | $605.3K | 0.25% | −3,000−54.9% | Reduced |
| Harbor Investment Advisory, LLC | 2,471 | $607.9K | 0.08% | 00.0% | Unchanged |
| United Bank | 2,472 | $608.2K | 0.07% | 00.0% | Unchanged |
| Seelaus Asset Management LLC | 2,478 | $610.0K | 0.48% | 00.0% | Unchanged |
| Peregrine Asset Advisers, Inc. | 2,499 | $615.0K | 0.47% | −1,826−42.2% | Reduced |
| Sippican Capital Advisors | 2,500 | $615.1K | 0.57% | 00.0% | Unchanged |
| Kercheville Advisors, LLC | 2,500 | $615.1K | 0.37% | 00.0% | Unchanged |
| Slocum, Gordon & Co LLP | 2,500 | $615.1K | 0.52% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 2,502 | $615.6K | 0.01% | +795+46.6% | Added |
| Concord Wealth Partners | 2,504 | $616.2K | 0.13% | +96+4.0% | Added |
| Cantor Fitzgerald, L. P. | 2,510 | $617.6K | 0.01% | −20−0.8% | Reduced |
| Jones Financial Companies LLLP | 2,516 | $619.1K | 0.00% | −84−3.2% | Reduced |
| Armstrong Advisory Group, Inc | 2,521 | $620.3K | 0.07% | −3−0.1% | Reduced |
| AXS Investments LLC | 2,523 | $620.8K | 0.17% | −151−5.6% | Reduced |
| Pitcairn Co | 2,524 | $621.0K | 0.05% | −50−1.9% | Reduced |
| GTS Securities LLC | 2,539 | $624.7K | 0.02% | +2,539 | New |
| Wealthspire Advisors, LLC | 2,541 | $625.3K | 0.01% | −48−1.9% | Reduced |
| Bill Few Associates, Inc. | 2,547 | $626.6K | 0.32% | −8−0.3% | Reduced |
| BlueSky Wealth Advisors, LLC | 2,549 | $627.2K | 0.13% | +477+23.0% | Added |
| Bridges Investment Management Inc | 2,550 | $627.4K | 0.02% | −3,000−54.1% | Reduced |
| Capital Advisors Inc | 2,551 | $627.6K | 0.02% | +270+11.8% | Added |
| Eqis Capital Management, Inc. | 2,553 | $628.2K | 0.07% | +2,553 | New |
| Evergreen Capital Management LLC | 2,554 | $628.4K | 0.03% | +128+5.3% | Added |
| Heritage Wealth Advisors | 2,556 | $628.9K | 0.03% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 2,556 | $629.0K | 0.06% | −2,379−48.2% | Reduced |
| Quadrant Private Wealth Management, LLC | 2,561 | $630.1K | 0.18% | +148+6.1% | Added |
| BOS Asset Management, LLC | 2,563 | $630.6K | 0.49% | +50+2.0% | Added |
| White Lighthouse Investment Management Inc. | 2,571 | $632.6K | 0.15% | −1,500−36.8% | Reduced |
| Bordeaux Wealth Advisors LLC | 2,584 | $635.8K | 0.26% | −11−0.4% | Reduced |
| Mechanics Bank Trust Department | 2,587 | $636.5K | 0.10% | −80−3.0% | Reduced |
| Range Financial Group LLC | 2,591 | $637.5K | 0.41% | −7−0.3% | Reduced |
| Arrowstreet Capital, Limited Partnership | 2,602 | $640.0K | 0.00% | −10,185−79.7% | Reduced |
| Worth Financial Advisory Group, LLC | 2,611 | $642.5K | 0.60% | −1,046−28.6% | Reduced |
| Patton Albertson Miller Group, LLC | 2,618 | $644.2K | 0.12% | −342−11.6% | Reduced |
| Westmount Partners, LLC | 2,632 | $647.6K | 0.28% | −4−0.2% | Reduced |
| Courier Capital LLC | 2,634 | $648.0K | 0.05% | −1,179−30.9% | Reduced |
| LCNB Corp | 2,642 | $650.1K | 0.28% | 00.0% | Unchanged |
| Palumbo Wealth Management LLC | 2,643 | $650.2K | 0.40% | −3,657−58.0% | Reduced |