Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| VisionPoint Advisory Group, LLC | 1,790 | $440.4K | 0.18% | +1,790 | New |
| Proficio Capital Partners LLC | 1,793 | $441.1K | 0.06% | −84−4.5% | Reduced |
| Doliver Advisors, LP | 1,795 | $441.7K | 0.13% | +282+18.6% | Added |
| MBA Advisors LLC | 1,795 | $441.7K | 0.26% | −10−0.6% | Reduced |
| L.M. Kohn & Company | 1,799 | $442.7K | 0.17% | +315+21.2% | Added |
| Lafayette Investments, Inc. | 1,800 | $442.9K | 0.12% | 00.0% | Unchanged |
| Baker Boyer National Bank | 1,801 | $443.1K | 0.16% | 00.0% | Unchanged |
| Walter & Keenan Financial Consulting Co | 1,814 | $446.4K | 0.16% | 00.0% | Unchanged |
| Latitude Advisors, LLC | 1,816 | $446.9K | 0.31% | +91+5.3% | Added |
| Bedel Financial Consulting, Inc. | 1,818 | $447.2K | 0.09% | +33+1.8% | Added |
| Smith Anglin Financial, LLC | 1,823 | $448.4K | 0.05% | −50−2.7% | Reduced |
| Marietta Investment Partners LLC | 1,824 | $448.8K | 0.12% | +200+12.3% | Added |
| Allstate Corp | 1,832 | $450.8K | 0.03% | −27−1.5% | Reduced |
| Evermay Wealth Management LLC | 1,833 | $451.1K | 0.09% | −71−3.7% | Reduced |
| Sovereign Financial Group, Inc. | 1,835 | $451.6K | 0.15% | +91+5.2% | Added |
| NovaPoint Capital, LLC | 1,837 | $452.0K | 0.17% | −1−0.1% | Reduced |
| Sterling Investment Advisors, Ltd. | 1,843 | $453.4K | 0.15% | +2+0.1% | Added |
| Montz Harcus Wealth Management LLC | 1,843 | $453.5K | 0.38% | +10+0.5% | Added |
| Shoker Investment Counsel, Inc. | 1,849 | $455.0K | 0.19% | +11+0.6% | Added |
| Horst & Graben Wealth Management LLC | 1,851 | $455.0K | 0.11% | +10+0.5% | Added |
| Summit X, LLC | 1,846 | $456.0K | 0.11% | +75+4.2% | Added |
| Pacitti Group Inc. | 1,858 | $457.0K | 0.32% | +2+0.1% | Added |
| Clear Street Markets LLC | 1,861 | $458.0K | 0.19% | +661+55.1% | Added |
| Legacy Advisors, LLC | 1,868 | $459.6K | 0.07% | +63+3.5% | Added |
| Diversified, LLC | 1,876 | $461.6K | 0.12% | −3−0.2% | Reduced |
| Glassman Wealth Services | 1,876 | $461.6K | 0.07% | −26−1.4% | Reduced |
| Archford Capital Strategies, LLC | 1,783 | $462.5K | 0.09% | −47−2.6% | Reduced |
| Fundamentun, LLC | 1,881 | $462.9K | 0.07% | +179+10.5% | Added |
| 1620 Investment Advisors, Inc. | 1,886 | $464.1K | 0.53% | −41−2.1% | Reduced |
| Oak Hill Wealth Advisors, LLC | 1,898 | $467.1K | 0.17% | 00.0% | Unchanged |
| Ramsay, Stattman, Vela & Price, Inc. | 1,900 | $467.5K | 0.10% | 00.0% | Unchanged |
| Constitution Capital LLC | 1,900 | $467.5K | 0.27% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 1,901 | $467.9K | 0.32% | +15+0.8% | Added |
| FAI Wealth Management | 1,910 | $470.0K | 0.42% | 00.0% | Unchanged |
| Obsidian Personal Planning Solutions LLC | 1,910 | $470.0K | 0.58% | +1,910 | New |
| Raab & Moskowitz Asset Management LLC | 1,911 | $470.2K | 0.16% | +89+4.9% | Added |
| Martin Capital Advisors, LLP | 1,915 | $471.2K | 0.43% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 1,948 | $479.2K | 0.03% | −51−2.6% | Reduced |
| Callan Capital, LLC | 1,950 | $479.8K | 0.05% | −38−1.9% | Reduced |
| Camden Capital, LLC | 1,951 | $479.9K | 0.05% | +864+79.5% | Added |
| Carmichael Hill & Associates, Inc. | 1,955 | $481.0K | 0.23% | −1,280−39.6% | Reduced |
| Aft, Forsyth & Company, Inc. | 1,960 | $482.3K | 0.34% | 00.0% | Unchanged |
| Addison Capital Co | 1,963 | $483.0K | 0.34% | +349+21.6% | Added |
| WSFS Capital Management, LLC | 1,969 | $484.5K | 0.05% | +391+24.8% | Added |
| Centurion Wealth Management LLC | 1,972 | $485.3K | 0.23% | 00.0% | Unchanged |
| First Western Trust Bank | 1,983 | $487.9K | 0.02% | +105+5.6% | Added |
| First American Bank | 1,984 | $488.2K | 0.04% | +100+5.3% | Added |
| Bensler, LLC | 1,986 | $488.5K | 0.09% | +4+0.2% | Added |
| Lester Murray Antman dba SimplyRich | 1,996 | $491.0K | 0.18% | 00.0% | Unchanged |
| Winthrop Advisory Group LLC | 1,997 | $491.5K | 0.08% | +97+5.1% | Added |
| Burns J W & Co Inc | 2,000 | $492.0K | 0.08% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 2,000 | $492.0K | 0.23% | 00.0% | Unchanged |
| Bienville Capital Management, LLC | 2,000 | $492.1K | 0.19% | 00.0% | Unchanged |
| Options Solutions, LLC | 2,000 | $492.1K | 0.49% | +1,000+100.0% | Added |
| Bayesian Capital Management, LP | 2,000 | $492.1K | 0.05% | +2,000 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,005 | $493.4K | 0.03% | −81−3.9% | Reduced |
| Cooper/Haims Advisors, LLC | 2,010 | $494.5K | 0.38% | +38+1.9% | Added |
| Townsend Asset Management Corp | 2,015 | $495.8K | 0.24% | 00.0% | Unchanged |
| REDW Wealth LLC | 2,020 | $497.0K | 0.15% | +114+6.0% | Added |
| Acropolis Investment Management, LLC | 2,020 | $497.0K | 0.04% | 00.0% | Unchanged |
| Patten Group, Inc. | 2,020 | $497.1K | 0.14% | +3+0.1% | Added |
| GSB Wealth Management, LLC | 2,046 | $503.3K | 0.16% | +1,002+96.0% | Added |
| McElhenny Sheffield Capital Management, LLC | 2,050 | $504.4K | 0.22% | −12−0.6% | Reduced |
| Total Investment Management Inc | 2,058 | $506.4K | 0.07% | +29+1.4% | Added |
| AF Advisors, Inc. | 2,060 | $506.9K | 0.17% | 00.0% | Unchanged |
| Traverso Chambers Private Wealth Management, LLC | 2,062 | $507.4K | 0.13% | 00.0% | Unchanged |
| Atlas Private Wealth Management | 2,065 | $508.2K | 0.27% | +432+26.5% | Added |
| Tarbox Family Office, Inc. | 2,071 | $509.6K | 0.10% | 00.0% | Unchanged |
| Wall Street Access Asset Management, LLC | 2,080 | $512.2K | 0.30% | +3+0.1% | Added |
| Berger Financial Group, Inc | 2,086 | $513.2K | 0.06% | −59−2.8% | Reduced |
| Arcus Capital Partners, LLC | 2,091 | $514.6K | 0.15% | +2+0.1% | Added |
| Capital Square, LLC | 2,092 | $514.9K | 0.48% | +690+49.2% | Added |
| Sweet Financial Partners, LLC | 2,093 | $515.0K | 0.13% | −1,000−32.3% | Reduced |
| Stonebridge Capital Advisors LLC | 2,098 | $516.2K | 0.05% | −183−8.0% | Reduced |
| Braun Stacey Associates Inc | 2,100 | $516.7K | 0.02% | −2,100−50.0% | Reduced |
| McBroom & Associates, LLC | 2,100 | $516.7K | 0.41% | 00.0% | Unchanged |
| Morningstar Investment Management LLC | 2,107 | $518.0K | 0.07% | +2,107 | New |
| Home Federal Bank of Tennessee | 2,110 | $519.2K | 0.18% | +10.0% | Added |
| Paulson Wealth Management Inc. | 2,118 | $521.1K | 0.18% | +473+28.8% | Added |
| Source Financial Advisors LLC | 2,121 | $521.9K | 0.17% | +72+3.5% | Added |
| First Commonwealth Financial Corp | 2,122 | $522.1K | 0.17% | +165+8.4% | Added |
| Cypress Asset Management Inc | 2,135 | $525.3K | 0.17% | +530+33.0% | Added |
| Intrust Bank NA | 2,136 | $525.6K | 0.06% | −508−19.2% | Reduced |
| MSH Capital Advisors LLC | 2,137 | $525.7K | 0.19% | +201+10.4% | Added |
| Woodmont Investment Counsel LLC | 2,138 | $526.1K | 0.05% | 00.0% | Unchanged |
| Fukoku Mutual Life Insurance Co | 2,139 | $526.3K | 0.05% | 00.0% | Unchanged |
| First Financial Corp | 2,141 | $526.8K | 0.34% | +23+1.1% | Added |
| Lakeview Capital Partners, LLC | 2,156 | $530.5K | 0.10% | +662+44.3% | Added |
| LVM Capital Management Ltd | 2,160 | $531.0K | 0.07% | 00.0% | Unchanged |
| Guardian Wealth Advisors, LLC | 2,160 | $531.5K | 0.09% | −5−0.2% | Reduced |
| Campbell & CO Investment Adviser LLC | 2,160 | $531.5K | 0.09% | −3,461−61.6% | Reduced |
| Zions Bancorporation, N.A. | 2,160 | $531.5K | 0.04% | −19−0.9% | Reduced |
| Goepper Burkhardt LLC | 2,160 | $531.5K | 0.32% | 00.0% | Unchanged |
| Mine & Arao Wealth Creation & Management, LLC. | 2,162 | $532.0K | 0.31% | +5+0.2% | Added |
| Segment Wealth Management, LLC | 2,178 | $535.8K | 0.06% | +2+0.1% | Added |
| Summit Financial Strategies, Inc. | 2,179 | $536.2K | 0.10% | +2+0.1% | Added |
| CTC LLC | 2,180 | $536.4K | 0.01% | +2,180 | New |
| Harvest Fund Management Co., Ltd | 2,189 | $538.0K | 0.11% | +558+34.2% | Added |
| Garner Asset Management Corp | 2,196 | $540.0K | 0.31% | −199−8.3% | Reduced |
| Fiduciary Group LLC | 2,196 | $540.3K | 0.07% | −75−3.3% | Reduced |