Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Charter Oak Capital Management, LLC | 1,545 | $380.1K | 0.05% | +3+0.2% | Added |
| Richwood Investment Advisors, LLC | 1,545 | $380.1K | 0.37% | +40+2.7% | Added |
| Smith Shellnut Wilson LLC | 1,550 | $381.4K | 0.22% | −13−0.8% | Reduced |
| Quantum Financial Advisors, LLC | 1,552 | $382.0K | 0.11% | 00.0% | Unchanged |
| Zullo Investment Group, Inc. | 1,553 | $382.4K | 0.22% | +35+2.3% | Added |
| Mirador Capital Partners LP | 1,555 | $382.7K | 0.09% | +1,555 | New |
| TFG Advisers LLC | 1,559 | $383.5K | 0.17% | +90+6.1% | Added |
| Waters Parkerson & Co., LLC | 1,563 | $385.0K | 0.02% | 00.0% | Unchanged |
| Davidson Investment Advisors | 1,570 | $386.3K | 0.02% | 00.0% | Unchanged |
| Comprehensive Financial Consultants Institutional, Inc. | 1,503 | $387.0K | 0.20% | +3+0.2% | Added |
| Trust Co of Virginia | 1,573 | $387.0K | 0.04% | −67−4.1% | Reduced |
| Avestar Capital, LLC | 1,574 | $387.3K | 0.07% | +160+11.3% | Added |
| Meredith Wealth Planning | 1,580 | $388.8K | 0.32% | 00.0% | Unchanged |
| C2C Wealth Management, LLC | 1,505 | $389.0K | 0.05% | 00.0% | Unchanged |
| RKL Wealth Management LLC | 1,583 | $389.5K | 0.05% | +21+1.3% | Added |
| BNC Wealth Management, LLC | 1,591 | $391.4K | 0.21% | −45−2.8% | Reduced |
| Belpointe Asset Management LLC | 1,590 | $391.4K | 0.04% | −5,084−76.2% | Reduced |
| Trustco Bank Corp N Y | 1,591 | $391.5K | 0.42% | 00.0% | Unchanged |
| Operose Advisors LLC | 1,593 | $391.9K | 0.18% | +17+1.1% | Added |
| Frisch Financial Group, Inc. | 1,593 | $392.0K | 0.19% | +9+0.6% | Added |
| NewEdge Wealth, LLC | 1,594 | $392.2K | 0.01% | −49−3.0% | Reduced |
| Navellier & Associates Inc | 1,600 | $393.7K | 0.08% | −2,400−60.0% | Reduced |
| IMS Capital Management | 1,600 | $393.7K | 0.22% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 1,600 | $393.7K | 0.14% | 00.0% | Unchanged |
| Icapital Wealth LLC | 1,600 | $393.7K | 0.25% | 00.0% | Unchanged |
| Quantbot Technologies LP | 1,603 | $394.4K | 0.03% | −11,674−87.9% | Reduced |
| Vishria Bird Financial Group, LLC | 1,606 | $395.0K | 0.23% | 00.0% | Unchanged |
| Wealth Management Associates, Inc. | 1,609 | $395.9K | 0.22% | +1+0.1% | Added |
| Stokes Family Office, LLC | 1,617 | $397.9K | 0.05% | +56+3.6% | Added |
| ISAM Funds (UK) Ltd | 1,617 | $397.9K | 0.36% | +1,617 | New |
| Cable Hill Partners, LLC | 1,620 | $398.6K | 0.05% | +145+9.8% | Added |
| Armstrong, Fleming & Moore, Inc | 1,621 | $398.9K | 0.37% | +1,621 | New |
| CWS Financial Advisors, LLC | 1,622 | $399.1K | 0.15% | +282+21.0% | Added |
| Wealth Alliance | 1,622 | $399.1K | 0.06% | +4+0.2% | Added |
| Sanchez Wealth Management Group | 1,623 | $399.3K | 0.16% | +9+0.6% | Added |
| Sunburst Financial Group, LLC | 1,625 | $399.8K | 0.14% | +5+0.3% | Added |
| Summit Global Investments | 1,624 | $400.0K | 0.03% | +1,624 | New |
| Grove Bank & Trust | 1,626 | $400.1K | 0.08% | +17+1.1% | Added |
| Gsa Capital Partners LLP | 1,631 | $401.0K | 0.04% | +463+39.6% | Added |
| Camden National Bank | 1,630 | $401.1K | 0.08% | 00.0% | Unchanged |
| Vertex Planning Partners, LLC | 1,630 | $401.1K | 0.14% | +1,630 | New |
| American Money Management, LLC | 1,630 | $401.1K | 0.10% | +3+0.2% | Added |
| Tennessee Valley Asset Management Partners | 1,636 | $402.4K | 0.13% | +31+1.9% | Added |
| Novare Capital Management LLC | 1,642 | $403.9K | 0.04% | 00.0% | Unchanged |
| Landmark Financial Advisors, LLC | 1,642 | $404.0K | 0.17% | −231−12.3% | Reduced |
| Audent Global Asset Management, LLC | 1,644 | $404.5K | 0.48% | +1,644 | New |
| BDO Wealth Advisors, LLC | 1,644 | $404.5K | 0.05% | +110+7.2% | Added |
| Kohmann Bosshard Financial Services, LLC | 1,650 | $406.0K | 0.07% | +700+73.7% | Added |
| Close Asset Management Ltd | 1,651 | $406.0K | 0.02% | 00.0% | Unchanged |
| Union Savings Bank | 1,534 | $406.7K | 0.24% | +1,534 | New |
| Wendell David Associates Inc | 1,653 | $407.0K | 0.05% | 00.0% | Unchanged |
| Provence Wealth Management Group | 1,657 | $407.7K | 0.24% | +332+25.1% | Added |
| KLCM Advisors, Inc. | 1,657 | $407.8K | 0.08% | +109+7.0% | Added |
| Guardian Wealth Management, Inc. | 1,662 | $408.9K | 0.37% | −33−1.9% | Reduced |
| MCF Advisors LLC | 1,663 | $409.2K | 0.04% | +2+0.1% | Added |
| Financial Partners Group, Inc | 1,488 | $411.5K | 0.08% | +2+0.1% | Added |
| Verity Asset Management, Inc. | 1,673 | $411.7K | 0.31% | −1,783−51.6% | Reduced |
| Kaydan Wealth Management, Inc. | 1,677 | $412.6K | 0.17% | 00.0% | Unchanged |
| Telemus Capital, LLC | 1,678 | $412.9K | 0.03% | +1,678 | New |
| Summit Wealth Partners, LLC | 1,684 | $414.3K | 0.10% | −6−0.4% | Reduced |
| Red Door Wealth Management, LLC | 1,687 | $415.1K | 0.09% | +24+1.4% | Added |
| Sepio Capital, LP | 1,689 | $415.6K | 0.03% | +62+3.8% | Added |
| YHB Investment Advisors, Inc. | 1,689 | $415.6K | 0.04% | −48−2.8% | Reduced |
| Callan Family Office, LLC | 1,695 | $417.1K | 0.11% | −30−1.7% | Reduced |
| Northern Oak Wealth Management Inc | 1,696 | $417.3K | 0.05% | −876−34.1% | Reduced |
| Hohimer Wealth Management, LLC | 1,697 | $417.5K | 0.12% | +5+0.3% | Added |
| Beach Investment Counsel Inc | 1,698 | $418.0K | 0.05% | −15−0.9% | Reduced |
| Thomas Story & Son LLC | 1,700 | $418.0K | 0.19% | 00.0% | Unchanged |
| Trinity Financial Advisors LLC | 1,700 | $418.3K | 0.22% | 00.0% | Unchanged |
| Contravisory Investment Management, Inc. | 1,700 | $418.3K | 0.11% | +1,700 | New |
| Woodley Farra Manion Portfolio Management Inc | 1,701 | $418.5K | 0.03% | +17+1.0% | Added |
| Rockingstone Advisors LLC | 1,703 | $419.0K | 0.24% | −21−1.2% | Reduced |
| Silvia McColl Wealth Management, LLC | 1,704 | $419.3K | 0.39% | 00.0% | Unchanged |
| Jeppson Wealth Management, LLC | 1,705 | $419.5K | 0.18% | −105−5.8% | Reduced |
| Boston Financial Mangement LLC | 1,708 | $420.3K | 0.02% | −144−7.8% | Reduced |
| Check Capital Management Inc | 1,717 | $422.5K | 0.04% | 00.0% | Unchanged |
| Exencial Wealth Advisors, LLC | 1,717 | $422.6K | 0.02% | +255+17.4% | Added |
| New Republic Capital, LLC | 1,718 | $422.7K | 0.29% | +17+1.0% | Added |
| Bard Financial Services, Inc. | 1,735 | $426.9K | 0.03% | 00.0% | Unchanged |
| Advisory Resource Group | 1,739 | $427.9K | 0.12% | 00.0% | Unchanged |
| Thrive Wealth Management, LLC | 1,740 | $428.1K | 0.11% | +124+7.7% | Added |
| Taylor Hoffman Wealth Management | 1,748 | $430.1K | 0.21% | 00.0% | Unchanged |
| Marks Group Wealth Management, Inc | 1,748 | $430.1K | 0.05% | 00.0% | Unchanged |
| Qsemble Capital Management, LP | 1,750 | $430.6K | 0.31% | −400−18.6% | Reduced |
| Capital Markets Trading UK LLP | 1,751 | $431.0K | 0.32% | +1,751 | New |
| WealthTrust Axiom LLC | 1,752 | $431.2K | 0.14% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 1,753 | $431.2K | 0.08% | +25+1.4% | Added |
| Arcataur Capital Management LLC | 1,754 | $431.6K | 0.18% | +1,754 | New |
| N.E.W. Advisory Services LLC | 1,755 | $431.8K | 0.06% | −446−20.3% | Reduced |
| Advisory Research Inc | 1,756 | $432.1K | 0.06% | +1,756 | New |
| LifeSteps Financial, Inc. | 1,759 | $432.8K | 0.43% | +75+4.5% | Added |
| PFS Investments Inc. | 1,770 | $436.0K | 0.01% | +14+0.8% | Added |
| Alan B. Lancz & Associates, Inc. | 1,772 | $436.0K | 0.47% | 00.0% | Unchanged |
| STAR Financial Bank | 1,772 | $436.0K | 0.41% | +885+99.8% | Added |
| Gradient Capital Advisors, LLC | 1,774 | $436.5K | 0.18% | +18+1.0% | Added |
| Washburn Capital Management, Inc. | 1,775 | $436.7K | 0.36% | −170−8.7% | Reduced |
| Sanders Morris Harris LLC | 1,775 | $436.7K | 0.10% | 00.0% | Unchanged |
| Lakeside Advisors, INC. | 1,779 | $437.8K | 0.32% | +1+0.1% | Added |
| Benchmark Wealth Management, LLC | 1,781 | $438.3K | 0.26% | +1+0.1% | Added |
| Atlantic Trust, LLC | 1,918 | $438.9K | 0.14% | −4,780−71.4% | Reduced |