Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cortland Associates Inc | 1,334 | $328.0K | 0.05% | −106−7.4% | Reduced |
| Point72 Asset Management, L.P. | 1,336 | $328.7K | 0.00% | −2,865−68.2% | Reduced |
| Coyle Financial Counsel LLC | 1,340 | $329.7K | 0.15% | 00.0% | Unchanged |
| Sendero Wealth Management, LLC | 1,344 | $330.7K | 0.07% | +1,344 | New |
| Moloney Securities Asset Management, LLC | 1,347 | $331.5K | 0.06% | −309−18.7% | Reduced |
| Eaton Financial Holdings Company, LLC | 1,351 | $332.4K | 0.25% | −300−18.2% | Reduced |
| Seed Wealth Management, Inc. | 1,355 | $333.4K | 0.35% | 00.0% | Unchanged |
| TFB Advisors LLC | 1,357 | $333.9K | 0.15% | +1,357 | New |
| Rosenberg Matthew Hamilton | 1,361 | $334.9K | 0.11% | −124−8.4% | Reduced |
| Westshore Wealth, LLC | 1,362 | $335.1K | 0.17% | −27−1.9% | Reduced |
| Chesley Taft & Associates LLC | 1,363 | $335.4K | 0.02% | +20+1.5% | Added |
| Benedetti & Gucer, Inc. | 1,366 | $336.0K | 0.17% | +1,366 | New |
| SFMG, LLC | 1,366 | $336.1K | 0.03% | −15−1.1% | Reduced |
| Colonial River Wealth Management, LLC | 1,371 | $337.3K | 0.22% | −5−0.4% | Reduced |
| Blankinship & Foster, LLC | 1,377 | $338.8K | 0.11% | 00.0% | Unchanged |
| Waypoint Capital Advisors, LLC | 1,379 | $339.3K | 0.11% | +13+1.0% | Added |
| Gryphon Financial Partners LLC | 1,380 | $339.6K | 0.08% | +343+33.1% | Added |
| Nadler Financial Group, Inc. | 1,386 | $341.0K | 0.05% | 00.0% | Unchanged |
| First National Corp | 1,390 | $342.1K | 0.08% | −11−0.8% | Reduced |
| Birchcreek Wealth Management, LLC | 1,393 | $342.7K | 0.24% | +40+3.0% | Added |
| Gerber Kawasaki Wealth & Investment Management | 1,393 | $342.8K | 0.02% | −5−0.4% | Reduced |
| LVW Advisors, LLC | 1,395 | $343.2K | 0.07% | −302−17.8% | Reduced |
| Enterprise Financial Services Corp | 1,396 | $343.5K | 0.22% | +15+1.1% | Added |
| Gillespie Robinson & Grimm Inc | 1,400 | $344.5K | 0.03% | −300−17.6% | Reduced |
| Ironwood Investment Management LLC | 1,400 | $344.5K | 0.20% | 00.0% | Unchanged |
| New Jersey Better Educational Savings Trust | 1,400 | $344.5K | 0.81% | 00.0% | Unchanged |
| Wellington Shields Capital Management, LLC | 1,400 | $344.5K | 0.04% | 00.0% | Unchanged |
| Alta Advisers Ltd | 1,400 | $344.5K | 0.19% | 00.0% | Unchanged |
| Excalibur Management Corp | 1,403 | $345.2K | 0.18% | +396+39.3% | Added |
| Fingerlakes Wealth Management, Inc. | 1,406 | $346.0K | 0.40% | −104−6.9% | Reduced |
| WestHill Financial Advisors, Inc. | 1,411 | $347.2K | 0.10% | 00.0% | Unchanged |
| North Star Asset Management Inc | 1,420 | $349.3K | 0.02% | −40−2.7% | Reduced |
| Congress Park Capital LLC | 1,420 | $349.4K | 0.20% | +350+32.7% | Added |
| CarsonAllaria Wealth Management, Ltd. | 1,420 | $349.6K | 0.28% | +6+0.4% | Added |
| Bender Robert & Associates | 1,422 | $349.9K | 0.10% | −195−12.1% | Reduced |
| GraniteShares Advisors LLC | 1,422 | $349.9K | 0.32% | −115−7.5% | Reduced |
| Sugarloaf Wealth Management, LLC | 1,426 | $351.0K | 0.08% | −117−7.6% | Reduced |
| GFG Capital, LLC | 1,428 | $351.4K | 0.07% | +1,428 | New |
| Acas, LLC | 1,429 | $351.5K | 0.47% | +17+1.2% | Added |
| Laurel Wealth Advisors LLC | 1,437 | $353.6K | 0.07% | 00.0% | Unchanged |
| apricus wealth, LLC | 1,375 | $354.0K | 0.31% | 00.0% | Unchanged |
| Personal Cfo Solutions, LLC | 1,439 | $354.1K | 0.07% | +16+1.1% | Added |
| Signet Investment Advisory Group, Inc. | 1,440 | $354.3K | 0.23% | −5−0.3% | Reduced |
| Insight Advisors, LLC | 1,441 | $354.6K | 0.08% | −457−24.1% | Reduced |
| Silicon Hills Wealth Management, LLC | 1,443 | $355.1K | 0.20% | 00.0% | Unchanged |
| McGowan Group Asset Management, Inc. | 1,445 | $355.4K | 0.06% | +101+7.5% | Added |
| Prosperity Financial Group, Inc. | 1,446 | $355.8K | 0.31% | +43+3.1% | Added |
| Gamco Investors, Inc. Et Al | 1,447 | $356.0K | 0.00% | +89+6.6% | Added |
| Invesco, LLC | 1,448 | $356.3K | 0.18% | +1,448 | New |
| First Community Trust NA | 1,450 | $356.8K | 0.40% | 00.0% | Unchanged |
| Brookfield Asset Management Inc. | 1,451 | $357.0K | 0.00% | −30,027−95.4% | Reduced |
| Fox Run Management, L.L.C. | 1,451 | $357.0K | 0.10% | +1,451 | New |
| Integrated Investment Consultants, LLC | 1,463 | $360.0K | 0.11% | +39+2.7% | Added |
| Evanson Asset Management, LLC | 1,465 | $360.5K | 0.03% | 00.0% | Unchanged |
| Legacy Financial Advisors, Inc. | 1,465 | $360.6K | 0.07% | +208+16.5% | Added |
| Affinity Capital Advisors, LLC | 1,466 | $360.6K | 0.10% | −125−7.9% | Reduced |
| Mountain Pacific Investment Advisers Inc | 1,466 | $360.7K | 0.02% | −24−1.6% | Reduced |
| Ledyard National Bank | 1,467 | $361.0K | 0.04% | +55+3.9% | Added |
| Oxford Financial Group Ltd | 1,471 | $362.0K | 0.03% | +328+28.7% | Added |
| Acima Private Wealth, LLC | 1,473 | $362.4K | 0.17% | −5−0.3% | Reduced |
| Smith Chas P & Associates Pa Cpas | 1,476 | $363.0K | 0.02% | 00.0% | Unchanged |
| Warren Street Wealth Advisors, LLC | 1,475 | $363.0K | 0.24% | +96+7.0% | Added |
| Breakwater Capital Group | 1,476 | $363.2K | 0.13% | +273+22.7% | Added |
| TrinityPoint Wealth, LLC | 1,483 | $364.9K | 0.07% | +42+2.9% | Added |
| Strategic Equity Management | 1,484 | $365.1K | 0.12% | +8+0.5% | Added |
| Tectonic Advisors LLC | 1,489 | $366.4K | 0.05% | +12+0.8% | Added |
| State of Wyoming | 1,491 | $366.9K | 0.11% | +262+21.3% | Added |
| Center For Asset Management LLC | 1,492 | $367.1K | 0.35% | +1+0.1% | Added |
| Quintet Private Bank (Europe) S.A. | 1,487 | $367.8K | 0.02% | +185+14.2% | Added |
| Beaumont Financial Advisors, LLC | 1,497 | $368.2K | 0.03% | +37+2.5% | Added |
| Everhart Financial Group, Inc. | 1,498 | $368.6K | 0.15% | +105+7.5% | Added |
| Braun-Bostich & Associates Inc. | 1,498 | $368.6K | 0.79% | +259+20.9% | Added |
| Chickasaw Capital Management LLC | 1,500 | $369.0K | 0.02% | 00.0% | Unchanged |
| Schulhoff & Co Inc | 1,500 | $369.1K | 0.17% | 00.0% | Unchanged |
| Rbo & Co LLC | 1,500 | $369.1K | 0.06% | 00.0% | Unchanged |
| Jupiter Wealth Management LLC | 1,500 | $369.1K | 0.32% | 00.0% | Unchanged |
| Bigelow Investment Advisors, LLC | 1,500 | $369.1K | 0.20% | +79+5.6% | Added |
| Lazari Capital Management, Inc. | 1,502 | $369.6K | 0.21% | +1,502 | New |
| Bell Bank | 1,505 | $370.3K | 0.04% | +3+0.2% | Added |
| Davis Investment Partners, LLC | 1,421 | $370.9K | 0.18% | +1,421 | New |
| Forte Capital LLC | 1,509 | $371.2K | 0.05% | +1+0.1% | Added |
| Abacus Wealth Partners, LLC | 1,512 | $372.0K | 0.11% | 00.0% | Unchanged |
| Barr E S & Co | 1,513 | $372.3K | 0.03% | +200+15.2% | Added |
| Cassaday & Co Wealth Management LLC | 1,514 | $372.5K | 0.01% | −170−10.1% | Reduced |
| Pinnacle Financial Group, LLC | 1,514 | $372.5K | 0.21% | −152−9.1% | Reduced |
| Planning Center, Inc. | 1,518 | $373.5K | 0.09% | −660−30.3% | Reduced |
| Regent Peak Wealth Advisors LLC | 1,518 | $373.5K | 0.11% | −70−4.4% | Reduced |
| Sage Mountain Advisors LLC | 1,519 | $373.8K | 0.05% | +90+6.3% | Added |
| Connectus Wealth, LLC | 1,517 | $374.0K | 0.01% | +93+6.5% | Added |
| Firethorn Wealth Partners, LLC | 1,523 | $374.6K | 0.28% | +5+0.3% | Added |
| Plancorp, LLC | 1,527 | $375.6K | 0.02% | +57+3.9% | Added |
| Mark Stevens | 1,527 | $375.7K | 0.05% | +13+0.9% | Added |
| Sweeney & Michel, LLC | 1,329 | $375.9K | 0.19% | 00.0% | Unchanged |
| Burton Enright Welch | 1,532 | $376.9K | 0.12% | +32+2.1% | Added |
| Hollencrest Capital Management | 1,537 | $378.1K | 0.04% | +525+51.9% | Added |
| Addison Advisors LLC | 1,538 | $378.4K | 0.19% | −25−1.6% | Reduced |
| Mengis Capital Management, Inc. | 1,538 | $378.5K | 0.08% | +26+1.7% | Added |
| West Family Investments, Inc. | 1,539 | $378.7K | 0.15% | +1,539 | New |
| SAM Advisors, LLC | 1,540 | $378.9K | 0.16% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 1,546 | $380.0K | 0.04% | −171−10.0% | Reduced |