Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Capital Advisors Wealth Management, LLC | 1,162 | $285.9K | 0.07% | +81+7.5% | Added |
| Edmp, Inc. | 1,164 | $286.4K | 0.27% | +1,164 | New |
| Beacon Capital Management, LLC | 1,165 | $286.7K | 0.08% | +78+7.2% | Added |
| Executive Wealth Management, LLC | 1,165 | $286.8K | 0.03% | +55+5.0% | Added |
| CapWealth Advisors, LLC | 1,169 | $287.6K | 0.04% | −17−1.4% | Reduced |
| Jessup Wealth Management, Inc | 1,169 | $287.7K | 0.15% | +5+0.4% | Added |
| Charles Schwab Investment Advisory, Inc. | 1,170 | $287.9K | 0.00% | +1,170 | New |
| Regatta Capital Group, LLC | 1,172 | $288.4K | 0.09% | −230−16.4% | Reduced |
| Liberty Wealth Management LLC | 1,172 | $288.4K | 0.07% | −206−14.9% | Reduced |
| Apexium Financial, LP | 1,173 | $288.6K | 0.03% | +198+20.3% | Added |
| Old Point Trust & Financial Services N A | 1,173 | $288.6K | 0.12% | 00.0% | Unchanged |
| Mount Vernon Associates Inc | 1,176 | $289.0K | 0.31% | 00.0% | Unchanged |
| Meridian Financial Partners LLC | 1,106 | $289.0K | 0.17% | +1,106 | New |
| Austin Private Wealth, LLC | 1,177 | $289.6K | 0.04% | +206+21.2% | Added |
| Epic Trust Investment Advisors, LLC | 1,178 | $289.8K | 0.41% | +23+2.0% | Added |
| Keb Asset Management, LLC | 1,179 | $290.1K | 0.12% | −54−4.4% | Reduced |
| Westover Capital Advisors, LLC | 1,184 | $291.3K | 0.10% | +1+0.1% | Added |
| Five Oceans Advisors | 1,185 | $291.6K | 0.19% | +26+2.2% | Added |
| Lumature Wealth Partners, LLC | 1,186 | $291.8K | 0.17% | −14−1.2% | Reduced |
| Brogan Financial, Inc. | 1,188 | $292.2K | 0.25% | +4+0.3% | Added |
| TruWealth Advisors, LLC | 1,191 | $293.1K | 0.03% | +1+0.1% | Added |
| Marotta Asset Management | 1,192 | $293.3K | 0.07% | +1,192 | New |
| Canal Capital Management, LLC | 1,193 | $293.5K | 0.06% | +5+0.4% | Added |
| CJM Wealth Advisers, Ltd. | 1,195 | $294.1K | 0.15% | +1+0.1% | Added |
| Dudley Capital Management, LLC | 1,198 | $294.7K | 0.20% | −138−10.3% | Reduced |
| Cornerstone Retirement Group, Inc. | 1,200 | $295.3K | 0.08% | −30−2.4% | Reduced |
| Fca Corp | 1,200 | $295.3K | 0.11% | 00.0% | Unchanged |
| Bank of Nova Scotia Trust Co | 1,200 | $295.3K | 0.03% | +200+20.0% | Added |
| Hutchinson Capital Management | 1,203 | $296.0K | 0.07% | +1+0.1% | Added |
| Greenline Partners, LLC | 1,205 | $296.5K | 0.06% | 00.0% | Unchanged |
| Objective Capital Management, LLC | 1,207 | $297.0K | 0.26% | +9+0.8% | Added |
| Wealth Dimensions Group, Ltd. | 1,208 | $297.3K | 0.11% | +93+8.3% | Added |
| South Street Advisors LLC | 1,210 | $297.7K | 0.06% | −230−16.0% | Reduced |
| Harel Insurance Investments & Financial Services Ltd. | 1,220 | $298.0K | 0.01% | +520+74.3% | Added |
| Claro Advisors LLC | 1,211 | $298.0K | 0.07% | +277+29.7% | Added |
| VeraBank, N.A. | 1,215 | $299.0K | 0.12% | −1,600−56.8% | Reduced |
| Indie Asset Partners, LLC | 1,221 | $300.5K | 0.33% | +1+0.1% | Added |
| Resource Consulting Group Inc | 1,223 | $300.9K | 0.06% | 00.0% | Unchanged |
| Millington Financial Advisors, LLC | 1,224 | $301.2K | 0.27% | −94−7.1% | Reduced |
| Corton Capital Inc. | 1,228 | $302.1K | 0.14% | −329−21.1% | Reduced |
| Gould Asset Management LLC | 1,230 | $302.6K | 0.08% | 00.0% | Unchanged |
| Winslow Asset Management Inc | 1,230 | $303.0K | 0.07% | −115−8.6% | Reduced |
| Next Level Private LLC | 1,220 | $303.5K | 0.20% | +1,220 | New |
| Boston Trust Walden Corp | 1,234 | $303.6K | 0.00% | +1,234 | New |
| Prosperity Consulting Group, LLC | 1,234 | $303.6K | 0.19% | −88−6.7% | Reduced |
| Hamilton Capital, LLC | 1,235 | $303.9K | 0.02% | +50+4.2% | Added |
| Oakworth Capital, Inc. | 1,235 | $303.9K | 0.03% | +100+8.8% | Added |
| Cordatus Wealth Management LLC | 1,235 | $304.0K | 0.11% | +1,235 | New |
| BSW Wealth Partners | 1,238 | $304.5K | 0.06% | +3+0.2% | Added |
| Basepoint Wealth LLC | 1,238 | $304.5K | 0.25% | +4+0.3% | Added |
| Univest Financial Corp | 1,238 | $304.6K | 0.09% | −3−0.2% | Reduced |
| Beacon Financial Advisory LLC | 1,239 | $304.9K | 0.17% | +1+0.1% | Added |
| Sound Income Strategies, LLC | 1,240 | $305.1K | 0.03% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 1,241 | $305.3K | 0.22% | −50−3.9% | Reduced |
| TCG Advisory Services, LLC | 1,242 | $305.6K | 0.05% | +1,242 | New |
| Grant Street Asset Management, Inc. | 1,244 | $306.1K | 0.12% | +210+20.3% | Added |
| WealthShield Partners, LLC | 1,244 | $306.1K | 0.05% | −162−11.5% | Reduced |
| Selective Wealth Management, Inc. | 1,231 | $306.3K | 0.15% | +1,231 | New |
| Oliver Luxxe Assets LLC | 1,250 | $307.6K | 0.08% | 00.0% | Unchanged |
| LFA - Lugano Financial Advisors SA | 1,250 | $307.6K | 0.20% | +1,250 | New |
| Herold Advisors, Inc. | 1,250 | $307.6K | 0.09% | −54−4.1% | Reduced |
| Pacific Global Investment Management CO | 1,256 | $308.9K | 0.06% | +107+9.3% | Added |
| Crewe Advisors LLC | 1,256 | $309.0K | 0.04% | −195−13.4% | Reduced |
| Isthmus Partners, LLC | 1,257 | $309.3K | 0.04% | 00.0% | Unchanged |
| Joule Financial, LLC | 1,258 | $309.5K | 0.16% | +46+3.8% | Added |
| Quent Capital, LLC | 1,259 | $309.8K | 0.05% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 1,260 | $310.0K | 0.05% | +28+2.3% | Added |
| Covenant Asset Management, LLC | 1,261 | $310.3K | 0.09% | +174+16.0% | Added |
| Relyea Zuckerberg Hanson LLC | 1,263 | $310.9K | 0.07% | +14+1.1% | Added |
| GeoWealth Management, LLC | 1,263 | $311.0K | 0.03% | −9−0.7% | Reduced |
| Eudaimonia Advisors LLC | 1,265 | $311.3K | 0.21% | −35−2.7% | Reduced |
| Revisor Wealth Management LLC | 1,268 | $312.0K | 0.28% | +19+1.5% | Added |
| SJS Investment Consulting Inc. | 1,268 | $312.0K | 0.08% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 1,270 | $312.5K | 0.02% | −325−20.4% | Reduced |
| Alpha Family Trust | 1,270 | $312.5K | 0.22% | 00.0% | Unchanged |
| Gilman Hill Asset Management, LLC | 1,280 | $314.9K | 0.06% | 00.0% | Unchanged |
| M Holdings Securities, Inc. | 1,279 | $315.0K | 0.06% | −3,145−71.1% | Reduced |
| Sandy Cove Advisors, LLC | 1,283 | $315.7K | 0.18% | 00.0% | Unchanged |
| Green Square Capital Advisors LLC | 1,288 | $316.9K | 0.04% | +1+0.1% | Added |
| Castleark Management LLC | 1,290 | $317.4K | 0.01% | −1,300−50.2% | Reduced |
| Bangor Savings Bank | 1,291 | $317.7K | 0.04% | 00.0% | Unchanged |
| First Nebraska Trust Co | 1,292 | $317.9K | 0.04% | +100+8.4% | Added |
| Acorn Financial Advisory Services Inc | 1,293 | $318.3K | 0.06% | +99+8.3% | Added |
| Old Second National Bank of Aurora | 1,294 | $318.4K | 0.09% | −25−1.9% | Reduced |
| Landaas & Co | 1,298 | $319.0K | 0.14% | 00.0% | Unchanged |
| Sage Investment Advisers LLC | 1,297 | $319.2K | 0.43% | +106+8.9% | Added |
| Garden State Investment Advisory Services LLC | 1,299 | $319.6K | 0.14% | +3+0.2% | Added |
| Morris Retirement Advisors, LLC | 1,299 | $319.7K | 0.22% | −1,190−47.8% | Reduced |
| Valley National Advisers Inc | 1,302 | $321.0K | 0.05% | +10+0.8% | Added |
| American State Bank (Iowa) | 1,305 | $321.1K | 0.22% | +57+4.6% | Added |
| Fagan Associates, Inc. | 1,310 | $322.3K | 0.08% | 00.0% | Unchanged |
| PBMares Wealth Management LLC | 1,311 | $322.7K | 0.12% | +150+12.9% | Added |
| Petix & Botte Co | 1,312 | $322.8K | 0.10% | +1,312 | New |
| HBW Advisory Services LLC | 1,312 | $323.0K | 0.07% | +1,312 | New |
| Monarch Capital Management Inc | 1,317 | $324.0K | 0.10% | 00.0% | Unchanged |
| Perennial Investment Advisors, LLC | 1,317 | $324.1K | 0.06% | −18−1.3% | Reduced |
| Laidlaw Wealth Management LLC | 1,322 | $325.2K | 0.06% | −91−6.4% | Reduced |
| Cornerstone Advisory, LLC | 1,325 | $326.1K | 0.06% | +51+4.0% | Added |
| Hall Laurie J Trustee | 1,330 | $327.0K | 0.13% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,330 | $327.2K | 0.04% | +60+4.7% | Added |