Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HF Advisory Group, LLC | 981 | $241.3K | 0.19% | −239−19.6% | Reduced |
| Plante Moran Financial Advisors, LLC | 981 | $241.4K | 0.03% | +54+5.8% | Added |
| Advus Financial Partners, LLC | 981 | $241.4K | 0.09% | +981 | New |
| Keebeck Alpha, LP | 983 | $241.9K | 0.24% | −194−16.5% | Reduced |
| BancorpSouth Bank | 983 | $242.1K | 0.02% | −35−3.4% | Reduced |
| First Affirmative Financial Network | 985 | $242.2K | 0.24% | −80−7.5% | Reduced |
| Baxter Bros Inc | 990 | $243.6K | 0.04% | −100−9.2% | Reduced |
| Tandem Wealth Advisors LLC | 990 | $243.6K | 0.15% | +73+8.0% | Added |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 991 | $243.8K | 0.12% | 00.0% | Unchanged |
| Meridian Wealth Advisors, LLC | 992 | $244.1K | 0.06% | 00.0% | Unchanged |
| Retirement Planning Group | 992 | $244.1K | 0.02% | 00.0% | Unchanged |
| Monterey Private Wealth, Inc. | 996 | $245.1K | 0.12% | −23−2.3% | Reduced |
| WoodTrust Financial Corp | 1,000 | $246.0K | 0.05% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 1,001 | $246.0K | 0.14% | +1,001 | New |
| Gyroscope Capital Management Group, LLC | 1,000 | $246.1K | 0.06% | −300−23.1% | Reduced |
| Cubic Asset Management, LLC | 1,000 | $246.1K | 0.07% | 00.0% | Unchanged |
| Somerset Group LLC | 1,000 | $246.1K | 0.21% | 00.0% | Unchanged |
| Elk River Wealth Management, LLC | 1,000 | $246.1K | 0.05% | 00.0% | Unchanged |
| Baron Wealth Management LLC | 1,000 | $246.1K | 0.16% | 00.0% | Unchanged |
| Miller Wealth Advisors, LLC | 1,000 | $246.1K | 0.17% | +900+900.0% | Added |
| Legacy Trust | 1,001 | $246.3K | 0.07% | −53−5.0% | Reduced |
| M&R Capital Management Inc | 1,004 | $247.0K | 0.06% | 00.0% | Unchanged |
| NTV Asset Management LLC | 1,004 | $247.1K | 0.04% | 00.0% | Unchanged |
| Cornerstone Wealth Group, LLC | 1,007 | $247.8K | 0.04% | +27+2.8% | Added |
| Salomon & Ludwin, LLC | 1,011 | $248.8K | 0.03% | −4−0.4% | Reduced |
| Evoke Wealth, LLC | 1,014 | $249.4K | 0.01% | −136−11.8% | Reduced |
| Concorde Asset Management, LLC | 1,014 | $249.5K | 0.23% | +6+0.6% | Added |
| Americana Partners, LLC | 1,016 | $250.0K | 0.03% | 00.0% | Unchanged |
| Agf Management Ltd | 1,018 | $250.5K | 0.00% | −6,748−86.9% | Reduced |
| Foster Victor Wealth Advisors, LLC | 1,024 | $250.7K | 0.03% | +1,024 | New |
| Mount Yale Investment Advisors, LLC | 1,022 | $251.5K | 0.03% | −651−38.9% | Reduced |
| Ssi Investment Management LLC | 1,026 | $252.4K | 0.02% | −224−17.9% | Reduced |
| Prelude Capital Management, LLC | 1,031 | $253.7K | 0.02% | −24,961−96.0% | Reduced |
| KLR Investment Advisors, LLC | 1,031 | $253.7K | 0.21% | −55−5.1% | Reduced |
| FDx Advisors, Inc. | 1,032 | $254.0K | 0.01% | +47+4.8% | Added |
| Wedgewood Investors Inc | 1,033 | $254.2K | 0.33% | +70+7.3% | Added |
| Measured Wealth Private Client Group, LLC | 1,037 | $255.2K | 0.10% | +115+12.5% | Added |
| JB Capital LLC | 1,038 | $255.4K | 0.02% | +2+0.2% | Added |
| Gladius Capital Management LP | 1,038 | $255.4K | 0.13% | +1,038 | New |
| Goodwin Daniel L | 1,040 | $255.9K | 0.12% | 00.0% | Unchanged |
| Hourglass Capital, LLC | 1,042 | $256.4K | 0.09% | 00.0% | Unchanged |
| Destination Wealth Management | 1,043 | $256.5K | 0.01% | −324−23.7% | Reduced |
| Beddow Capital Management Inc | 1,050 | $258.0K | 0.13% | −40−3.7% | Reduced |
| Alerus Financial NA | 1,049 | $258.1K | 0.02% | 00.0% | Unchanged |
| Alesco Advisors LLC | 1,050 | $258.4K | 0.01% | −184−14.9% | Reduced |
| Greylin Investment Mangement Inc | 1,050 | $258.4K | 0.05% | 00.0% | Unchanged |
| Goldstone Financial Group, LLC | 1,050 | $258.4K | 0.08% | +101+10.6% | Added |
| Copperwynd Financial, LLC | 1,052 | $258.8K | 0.12% | +54+5.4% | Added |
| First PREMIER Bank | 1,049 | $259.0K | 0.07% | +40+4.0% | Added |
| Citizens Business Bank | 1,053 | $259.1K | 0.06% | +1,053 | New |
| Calamos Wealth Management LLC | 1,055 | $259.6K | 0.02% | −87−7.6% | Reduced |
| Resonant Capital Advisors, LLC | 1,056 | $259.8K | 0.03% | +1,056 | New |
| Cedar Brook Financial Partners, LLC | 1,060 | $260.7K | 0.06% | +35+3.4% | Added |
| Mogy Joel R Investment Counsel Inc | 1,060 | $260.8K | 0.02% | 00.0% | Unchanged |
| Pettyjohn, Wood & White, Inc | 1,065 | $262.0K | 0.06% | +100+10.4% | Added |
| Compass Financial Group, INC | 1,067 | $262.6K | 0.08% | +2+0.2% | Added |
| Raub Brock Capital Management LP | 1,069 | $263.0K | 0.05% | +1,069 | New |
| Silvant Capital Management LLC | 1,076 | $264.8K | 0.01% | 00.0% | Unchanged |
| Consilium Wealth Advisory, LLC | 1,078 | $265.2K | 0.18% | +1+0.1% | Added |
| Legacy Financial Group, Inc. | 1,078 | $265.2K | 0.13% | +1,078 | New |
| Kessler Investment Group, LLC | 1,080 | $265.9K | 0.19% | 00.0% | Unchanged |
| Northwest Bancshares, Inc. | 1,082 | $266.2K | 0.05% | +82+8.2% | Added |
| Private Portfolio Partners LLC | 1,084 | $266.8K | 0.07% | 00.0% | Unchanged |
| Investment Advisory Services Inc | 1,085 | $267.0K | 0.11% | +1,085 | New |
| NFP Retirement, Inc. | 1,088 | $267.7K | 0.05% | +90+9.0% | Added |
| Headinvest, LLC | 939 | $267.8K | 0.06% | +1+0.1% | Added |
| Middleton & Co Inc | 1,090 | $268.2K | 0.04% | 00.0% | Unchanged |
| Wallace Advisory Group, LLC | 1,177 | $269.3K | 0.20% | 00.0% | Unchanged |
| Jarislowsky, Fraser Ltd | 1,097 | $269.9K | 0.00% | 00.0% | Unchanged |
| Peterson Wealth Advisors, LLC | 1,094 | $270.6K | 0.07% | +40+3.8% | Added |
| Royal Capital Wealth Management, LLC | 1,100 | $270.7K | 0.25% | 00.0% | Unchanged |
| Mizuho Securities Co. Ltd. | 1,100 | $270.7K | 0.61% | +950+633.3% | Added |
| Beacon Financial Group | 1,111 | $271.0K | 0.04% | +24+2.2% | Added |
| Cheviot Value Management, LLC | 1,103 | $271.4K | 0.06% | 00.0% | Unchanged |
| Purus Wealth Management, LLC | 1,105 | $272.0K | 0.18% | +36+3.4% | Added |
| Future Financial Wealth Managment LLC | 1,108 | $272.6K | 0.29% | 00.0% | Unchanged |
| Hengehold Capital Management LLC | 1,112 | $273.6K | 0.04% | +2+0.2% | Added |
| JSF Financial, LLC | 1,115 | $274.3K | 0.10% | 00.0% | Unchanged |
| Davidson Trust Co | 1,117 | $274.8K | 0.20% | 00.0% | Unchanged |
| Bremer Bank National Association | 1,117 | $274.8K | 0.05% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 1,118 | $275.1K | 0.04% | +6+0.5% | Added |
| Spring Capital Management, LLC | 1,120 | $275.6K | 0.22% | 00.0% | Unchanged |
| WNY Asset Management, LLC | 1,120 | $275.6K | 0.06% | −50−4.3% | Reduced |
| LJI Wealth Management, LLC | 19,011 | $276.1K | 0.08% | +17,889+1,594.4% | Added |
| Bristlecone Advisors, LLC | 1,123 | $276.4K | 0.03% | +40+3.7% | Added |
| Tiedemann Advisors, LLC | 1,126 | $277.0K | 0.01% | −11−1.0% | Reduced |
| Financial Advisors, LLC | 1,130 | $278.0K | 0.07% | +1,130 | New |
| Newbridge Financial Services Group, Inc. | 1,135 | $279.2K | 0.14% | +78+7.4% | Added |
| Corundum Trust Company, INC | 1,141 | $280.7K | 0.77% | +1,141 | New |
| Advisor OS, LLC | 1,141 | $280.8K | 0.05% | +155+15.7% | Added |
| Coastwise Capital Group, LLC | 1,142 | $281.0K | 0.32% | +5+0.4% | Added |
| FSB Premier Wealth Management, Inc. | 1,143 | $281.3K | 0.15% | −39−3.3% | Reduced |
| Gallagher Fiduciary Advisors, LLC | 1,142 | $281.3K | 0.02% | −81−6.6% | Reduced |
| SkyOak Wealth, LLC | 1,148 | $282.5K | 0.08% | 00.0% | Unchanged |
| Stelac Advisory Services LLC | 1,154 | $283.9K | 0.13% | −99−7.9% | Reduced |
| Northcape Wealth Management, LLC | 1,155 | $284.2K | 0.10% | −267−18.8% | Reduced |
| CM Wealth Advisors LLC | 1,086 | $284.2K | 0.09% | −5,471−83.4% | Reduced |
| Baldwin Brothers Inc | 1,156 | $284.4K | 0.02% | −1,000−46.4% | Reduced |
| Two Sigma Securities, LLC | 1,159 | $285.2K | 0.02% | −12,439−91.5% | Reduced |
| Dentgroup LLC | 1,160 | $285.5K | 0.21% | +1+0.1% | Added |