Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,328
- +64 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 174
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Primecap Management Co | 1,869,330 | $459.9M | 0.38% | −664,818−26.2% | Reduced |
| Altshuler Shaham Ltd | 2,056,227 | $505.9M | 8.89% | +1,131,751+122.4% | Added |
| Ameriprise Financial Inc | 2,148,922 | $528.8M | 0.17% | +559,329+35.2% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 2,208,921 | $543.5M | 0.85% | +488,701+28.4% | Added |
| UBS Asset Management Americas Inc | 2,477,910 | $567.0M | 0.27% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,305,103 | $567.2M | 0.16% | +551,817+31.5% | Added |
| Dimensional Fund Advisors LP | 2,617,471 | $644.0M | 0.21% | +118,042+4.7% | Added |
| Charles Schwab Investment Management Inc | 2,743,389 | $675.0M | 0.19% | −20,656−0.7% | Reduced |
| Amundi | 3,000,156 | $742.0M | 0.38% | −259,523−8.0% | Reduced |
| Nuveen Asset Management, LLC | 3,059,914 | $752.9M | 0.26% | −431,644−12.4% | Reduced |
| Legal & General Group Plc | 3,120,948 | $767.9M | 0.25% | −36,871−1.2% | Reduced |
| Invesco Ltd. | 3,433,139 | $844.7M | 0.22% | −40,358−1.2% | Reduced |
| Goldman Sachs Group Inc | 3,583,729 | $881.8M | 0.22% | +298,723+9.1% | Added |
| Bank of America Corp | 4,104,349 | $1.01B | 0.12% | −435,871−9.6% | Reduced |
| Bank of New York Mellon Corp | 4,740,617 | $1.17B | 0.25% | −313,340−6.2% | Reduced |
| Norges Bank | 5,199,560 | $1.28B | 0.25% | +25,894+0.5% | Added |
| FMR LLC | 5,257,096 | $1.29B | 0.11% | −408,792−7.2% | Reduced |
| Morgan Stanley | 6,783,591 | $1.67B | 0.16% | +200,715+3.0% | Added |
| Northern Trust Corp | 6,851,425 | $1.69B | 0.32% | −90,884−1.3% | Reduced |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 7,353,614 | $1.81B | 4.30% | 00.0% | Unchanged |
| Fisher Asset Management, LLC | 7,724,306 | $1.90B | 1.05% | +201,384+2.7% | Added |
| Geode Capital Management, LLC | 9,532,245 | $2.34B | 0.27% | +156,608+1.7% | Added |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $4.37B | 4.29% | 00.0% | Unchanged |
| Capital World Investors | 28,803,062 | $7.09B | 1.36% | +22,991+0.1% | Added |
| BlackRock Inc. | 33,908,869 | $8.34B | 0.23% | −1,341,420−3.8% | Reduced |
| State Street Corp | 38,994,585 | $9.59B | 0.50% | +21,412+0.1% | Added |
| Vanguard Group Inc | 48,731,763 | $12.0B | 0.28% | −383,138−0.8% | Reduced |
| Quilter Plc | 45,461 | – | – | −1,198−2.6% | Reduced |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −750,000−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −426,780−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −178,597−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −152,081−100.0% | Sold out |
| Chiron Investment Management, LLC | 0 | $0 | 0.00% | −122,640−100.0% | Sold out |
| Jupiter Asset Management Ltd | 0 | $0 | 0.00% | −90,752−100.0% | Sold out |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −89,196−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −88,513−100.0% | Sold out |
| Ariose Capital Management Ltd | 0 | $0 | 0.00% | −54,000−100.0% | Sold out |
| Capula Management Ltd | 0 | $0 | 0.00% | −42,994−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −42,200−100.0% | Sold out |
| Marvin & Palmer Associates Inc | 0 | $0 | 0.00% | −40,427−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −39,401−100.0% | Sold out |
| Point72 Middle East FZE | 0 | $0 | 0.00% | −35,461−100.0% | Sold out |
| Cartenna Capital, LP | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Caas Capital Management LP | 0 | $0 | 0.00% | −22,270−100.0% | Sold out |
| Pearl River Capital, LLC | 0 | $0 | 0.00% | −21,308−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −16,680−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −14,471−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −14,084−100.0% | Sold out |
| Brendel Financial Advisors LLC | 0 | $0 | 0.00% | −13,641−100.0% | Sold out |
| Readystate Asset Management LP | 0 | $0 | 0.00% | −13,080−100.0% | Sold out |
| Twinbeech Capital LP | 0 | $0 | 0.00% | −11,230−100.0% | Sold out |
| Banque Pictet & Cie SA | 0 | $0 | 0.00% | −10,391−100.0% | Sold out |
| Radnor Capital Management, LLC | 0 | $0 | 0.00% | −10,326−100.0% | Sold out |
| Symmetry Investments LP | 0 | $0 | 0.00% | −10,032−100.0% | Sold out |
| Seven Eight Capital, LP | 0 | $0 | 0.00% | −8,584−100.0% | Sold out |
| Nippon Life Global Investors Americas, Inc. | 0 | $0 | 0.00% | −7,820−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −7,091−100.0% | Sold out |
| Patton Fund Management, Inc. | 0 | $0 | 0.00% | −7,090−100.0% | Sold out |
| Redwood Investment Management, LLC | 0 | $0 | 0.00% | −7,083−100.0% | Sold out |
| Industrial Alliance Investment Management Inc. | 0 | $0 | 0.00% | −6,055−100.0% | Sold out |
| Dorsey Wright & Associates | 0 | $0 | 0.00% | −5,858−100.0% | Sold out |
| Granite Investment Partners, LLC | 0 | $0 | 0.00% | −5,702−100.0% | Sold out |
| Wolff Financial Management LLC | 0 | $0 | 0.00% | −5,130−100.0% | Sold out |
| B.O.S.S. Retirement Advisors, LLC | 0 | $0 | 0.00% | −4,714−100.0% | Sold out |
| Next Century Growth Investors LLC | 0 | $0 | 0.00% | −4,466−100.0% | Sold out |
| Old West Investment Management, LLC | 0 | $0 | 0.00% | −4,458−100.0% | Sold out |
| Veracity Capital LLC | 0 | $0 | 0.00% | −4,332−100.0% | Sold out |
| Axq Capital, LP | 0 | $0 | 0.00% | −3,900−100.0% | Sold out |
| BFSG, LLC | 0 | $0 | 0.00% | −3,799−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −3,643−100.0% | Sold out |
| Oak Thistle LLC | 0 | $0 | 0.00% | −3,232−100.0% | Sold out |
| Delta Financial Group, Inc. | 0 | $0 | 0.00% | −3,147−100.0% | Sold out |
| Grandview Asset Management LLC | 0 | $0 | 0.00% | −2,966−100.0% | Sold out |
| RIA Advisory Group LLC | 0 | $0 | 0.00% | −2,809−100.0% | Sold out |
| Verity & Verity, LLC | 0 | $0 | 0.00% | −2,785−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −2,694−100.0% | Sold out |
| Marex Group plc | 0 | $0 | 0.00% | −2,550−100.0% | Sold out |
| IFG Advisory, LLC | 0 | $0 | 0.00% | −2,462−100.0% | Sold out |
| Lombard Odier Asset Management (USA) Corp | 0 | $0 | 0.00% | −2,382−100.0% | Sold out |
| Blueprint Investment Partners LLC | 0 | $0 | 0.00% | −2,306−100.0% | Sold out |
| Financial Consulate, Inc | 0 | $0 | 0.00% | −2,100−100.0% | Sold out |
| Colony Family Offices, LLC | 0 | $0 | 0.00% | −1,971−100.0% | Sold out |
| North Point Portfolio Managers Corp | 0 | $0 | 0.00% | −1,816−100.0% | Sold out |
| Journey Strategic Wealth LLC | 0 | $0 | 0.00% | −1,811−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −1,778−100.0% | Sold out |
| BigSur Wealth Management LLC | 0 | $0 | 0.00% | −1,710−100.0% | Sold out |
| Petrus Trust Company, LTA | 0 | $0 | 0.00% | −1,680−100.0% | Sold out |
| QCM Cayman, Ltd. | 0 | $0 | 0.00% | −1,554−100.0% | Sold out |
| Krilogy Financial LLC | 0 | $0 | 0.00% | −1,512−100.0% | Sold out |
| Peddock Capital Advisors, LLC | 0 | $0 | 0.00% | −1,470−100.0% | Sold out |
| Van Eck Associates Corp | 0 | $0 | 0.00% | −1,405−100.0% | Sold out |
| Crescent Grove Advisors, LLC | 0 | $0 | 0.00% | −1,359−100.0% | Sold out |
| OneAscent Wealth Management LLC | 0 | $0 | 0.00% | −1,324−100.0% | Sold out |
| Asset Allocation & Management Company, LLC | 0 | $0 | 0.00% | −1,313−100.0% | Sold out |
| Delphia (USA) Inc. | 0 | $0 | 0.00% | −1,266−100.0% | Sold out |
| Compass Financial Advisors LLC | 0 | $0 | 0.00% | −1,228−100.0% | Sold out |
| Polaris Wealth Advisory Group, LLC | 0 | $0 | 0.00% | −1,133−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −1,098−100.0% | Sold out |
| LifePro Asset Management | 0 | $0 | 0.00% | −1,043−100.0% | Sold out |
| MQS Management LLC | 0 | $0 | 0.00% | −1,077−100.0% | Sold out |