Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,328
- +64 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 174
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vaughan David Investments LLC | 97,084 | $23.9M | 0.70% | +220.0% | Added |
| Jennison Associates LLC | 97,604 | $24.0M | 0.02% | −12,068−11.0% | Reduced |
| Xponance, Inc. | 97,908 | $24.1M | 0.32% | −6,062−5.8% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 98,176 | $24.2M | 0.07% | −52,547−34.9% | Reduced |
| Paralel Advisors LLC | 100,000 | $24.6M | 1.31% | 00.0% | Unchanged |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 100,369 | $24.7M | 0.30% | +9,000+9.9% | Added |
| IFM Investors Pty Ltd | 101,147 | $24.9M | 0.33% | +3,717+3.8% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 101,824 | $25.1M | 0.16% | −235−0.2% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 103,926 | $25.6M | 0.84% | +3,104+3.1% | Added |
| O'Shaughnessy Asset Management, LLC | 105,115 | $25.9M | 0.38% | −301−0.3% | Reduced |
| Nichols & Pratt Advisers LLP | 106,387 | $26.2M | 1.91% | −450−0.4% | Reduced |
| National Asset Management, Inc. | 107,001 | $26.3M | 0.59% | +67,639+171.8% | Added |
| Daiwa Securities Group Inc. | 107,946 | $26.6M | 0.18% | +496+0.5% | Added |
| Texas Permanent School Fund | 108,065 | $26.6M | 0.25% | −431−0.4% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 108,977 | $26.8M | 0.13% | −59,850−35.5% | Reduced |
| Capital International Sarl | 109,211 | $26.9M | 1.21% | +10,193+10.3% | Added |
| USS Investment Management Ltd | 109,764 | $27.0M | 0.32% | 00.0% | Unchanged |
| Macquarie Group Ltd | 110,258 | $27.1M | 0.03% | −17,660−13.8% | Reduced |
| Edgar Lomax Co | 110,322 | $27.1M | 1.79% | −1,488−1.3% | Reduced |
| Vontobel Holding Ltd. | 110,470 | $27.2M | 0.24% | +9,663+9.6% | Added |
| Jacobs Levy Equity Management, Inc | 112,401 | $27.7M | 0.16% | +22,344+24.8% | Added |
| Levin Capital Strategies, L.P. | 113,045 | $27.8M | 3.22% | −2,692−2.3% | Reduced |
| Wesleyan Assurance Society | 114,079 | $28.1M | 3.00% | 00.0% | Unchanged |
| Bradley Foster & Sargent Inc | 114,494 | $28.2M | 0.59% | +505+0.4% | Added |
| Yousif Capital Management, LLC | 114,666 | $28.2M | 0.34% | +422+0.4% | Added |
| Adage Capital Partners GP, L.L.C. | 115,941 | $28.5M | 0.06% | −148,540−56.2% | Reduced |
| Capital International Ltd | 117,487 | $28.9M | 1.62% | +146+0.1% | Added |
| Kestra Advisory Services, LLC | 117,999 | $29.0M | 0.29% | −600−0.5% | Reduced |
| Cetera Advisor Networks LLC | 118,810 | $29.2M | 0.20% | +5,018+4.4% | Added |
| Willis Investment Counsel | 118,882 | $29.3M | 1.91% | −18,945−13.7% | Reduced |
| Ofi Invest Asset Management | 118,991 | $29.3M | 1.16% | −28,167,921−99.6% | Reduced |
| S&CO Inc | 119,252 | $29.3M | 2.36% | −235−0.2% | Reduced |
| Gabelli Funds LLC | 120,475 | $29.6M | 0.22% | −995−0.8% | Reduced |
| Forsta Ap-Fonden | 124,000 | $30.5M | 0.33% | −17,300−12.2% | Reduced |
| Blair William & Co | 124,252 | $30.6M | 0.11% | −226−0.2% | Reduced |
| Handelsbanken Fonder AB | 124,946 | $30.7M | 0.16% | +88,142+239.5% | Added |
| Janus Henderson Group PLC | 125,746 | $30.9M | 0.02% | −6,768−5.1% | Reduced |
| DnB Asset Management AS | 129,285 | $31.8M | 0.18% | −3,101−2.3% | Reduced |
| Robeco Institutional Asset Management B.V. | 131,419 | $32.3M | 0.08% | −10,332−7.3% | Reduced |
| Twin Tree Management, LP | 131,662 | $32.4M | 0.67% | +127,117+2,796.9% | Added |
| Varma Mutual Pension Insurance Co | 131,792 | $32.4M | 0.39% | +51,020+63.2% | Added |
| CIBC World Markets Inc. | 133,590 | $32.9M | 0.11% | −1,917−1.4% | Reduced |
| Commerce Bank | 134,625 | $33.1M | 0.25% | +20,889+18.4% | Added |
| Captrust Financial Advisors | 135,356 | $33.3M | 0.13% | +2,341+1.8% | Added |
| Meyer Handelman Co | 135,816 | $33.4M | 1.35% | +3,800+2.9% | Added |
| Madison Asset Management, LLC | 136,624 | $33.6M | 0.49% | −8,738−6.0% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 137,553 | $33.8M | 0.07% | −18,641−11.9% | Reduced |
| Amalgamated Bank | 138,848 | $34.2M | 0.28% | −5,811−4.0% | Reduced |
| Rathbone Brothers plc | 139,756 | $34.4M | 0.32% | +23,804+20.5% | Added |
| Minneapolis Portfolio Management Group, LLC | 140,081 | $34.5M | 4.56% | −5,851−4.0% | Reduced |
| State of Michigan Retirement System | 141,672 | $34.9M | 0.22% | −1,200−0.8% | Reduced |
| Factory Mutual Insurance Co | 141,800 | $34.9M | 0.51% | −21,600−13.2% | Reduced |
| AMF Pensionsforsakring AB | 142,377 | $35.1M | 0.32% | −44,944−24.0% | Reduced |
| InterOcean Capital Group, LLC | 142,685 | $35.1M | 1.10% | −38,634−21.3% | Reduced |
| MML Investors Services, LLC | 145,402 | $35.8M | 0.20% | +22,723+18.5% | Added |
| Keybank National Association | 145,712 | $35.9M | 0.16% | −822−0.6% | Reduced |
| Marshall Wace, LLP | 146,343 | $36.0M | 0.08% | +46,489+46.6% | Added |
| MetLife Investment Management | 146,973 | $36.2M | 0.26% | −5,432−3.6% | Reduced |
| Arizona State Retirement System | 147,595 | $36.3M | 0.29% | +5,500+3.9% | Added |
| Tredje AP-fonden | 148,865 | $36.6M | 0.52% | +43,048+40.7% | Added |
| Federated Hermes, Inc. | 149,635 | $36.8M | 0.09% | −17,523−10.5% | Reduced |
| Atalanta Sosnoff Capital, LLC | 152,457 | $37.5M | 1.02% | +150,373+7,215.6% | Added |
| American International Group, Inc. | 153,916 | $37.9M | 0.23% | +750.0% | Added |
| Voloridge Investment Management, LLC | 156,220 | $38.4M | 0.18% | +103,208+194.7% | Added |
| Calamos Advisors LLC | 156,253 | $38.4M | 0.20% | 00.0% | Unchanged |
| Heritage Investors Management Corp | 156,702 | $38.6M | 1.54% | −80.0% | Reduced |
| Candriam Luxembourg S.C.A. | 159,405 | $39.2M | 0.28% | +26,858+20.3% | Added |
| Rheos Capital Works Inc. | 160,000 | $39.4M | 2.12% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 160,879 | $39.6M | 0.22% | −1,162−0.7% | Reduced |
| Cerity Partners LLC | 161,573 | $39.8M | 0.15% | +14,435+9.8% | Added |
| Hyman Charles D | 161,765 | $39.8M | 2.49% | +1,129+0.7% | Added |
| Creative Planning | 162,143 | $39.9M | 0.05% | +4,981+3.2% | Added |
| Aviva PLC | 162,744 | $40.0M | 0.16% | +61,377+60.5% | Added |
| Nisa Investment Advisors, LLC | 164,064 | $40.4M | 0.30% | −7,195−4.2% | Reduced |
| Manning & Napier Group, LLC | 167,150 | $41.1M | 0.47% | +26,933+19.2% | Added |
| Conning Inc. | 167,857 | $41.2M | 1.38% | +11,088+7.1% | Added |
| Gateway Investment Advisers LLC | 168,204 | $41.4M | 0.49% | −238−0.1% | Reduced |
| Tocqueville Asset Management L.P. | 176,584 | $43.4M | 0.78% | −4,590−2.5% | Reduced |
| Financial Counselors Inc | 178,778 | $44.0M | 0.89% | −2,158−1.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 182,582 | $44.9M | 0.20% | +4,080+2.3% | Added |
| Employees Retirement System of Texas | 186,200 | $45.8M | 0.63% | +48,000+34.7% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 187,469 | $46.1M | 0.20% | −46,664−19.9% | Reduced |
| Country Trust Bank | 188,581 | $46.4M | 1.26% | +12,267+7.0% | Added |
| Allianz Asset Management GmbH | 190,502 | $46.9M | 0.10% | −425−0.2% | Reduced |
| Huntington National Bank | 192,606 | $47.4M | 0.44% | −126,000−39.5% | Reduced |
| Teacher Retirement System of Texas | 193,681 | $47.7M | 0.32% | +4,679+2.5% | Added |
| Mariner, LLC | 193,823 | $47.7M | 0.13% | +5,750+3.1% | Added |
| Bollard Group LLC | 194,834 | $47.9M | 1.63% | +923+0.5% | Added |
| Victory Capital Management Inc | 197,038 | $48.5M | 0.05% | −56,765−22.4% | Reduced |
| American Century Companies Inc | 197,668 | $48.6M | 0.04% | +48,508+32.5% | Added |
| Allspring Global Investments Holdings, LLC | 198,632 | $48.9M | 0.08% | −28,475−12.5% | Reduced |
| Qube Research & Technologies Ltd | 198,966 | $49.0M | 0.19% | −279,770−58.4% | Reduced |
| Royal London Asset Management Ltd | 199,641 | $49.1M | 0.16% | +13,467+7.2% | Added |
| Fort Washington Investment Advisors Inc | 201,373 | $49.5M | 0.36% | −1,850−0.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 216,150 | $53.2M | 0.07% | −38,683−15.2% | Reduced |
| Russell Investments Group, Ltd. | 220,433 | $54.1M | 0.10% | −7,665−3.4% | Reduced |
| Squarepoint Ops LLC | 222,737 | $54.8M | 0.30% | +184,708+485.7% | Added |
| Treasurer of the State of North Carolina | 233,196 | $57.4M | 0.30% | +3,244+1.4% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 238,324 | $58.6M | 0.90% | +9,105+4.0% | Added |
| Brandywine Global Investment Management, LLC | 240,821 | $59.3M | 0.49% | −124,796−34.1% | Reduced |