Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,328
- +64 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 174
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dearborn Partners LLC | 51,085 | $12.6M | 0.48% | +319+0.6% | Added |
| Eisler Capital (UK) Ltd. | 51,284 | $12.6M | 1.36% | −81,739−61.4% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 51,448 | $12.7M | 0.16% | −94,097−64.7% | Reduced |
| Aptus Capital Advisors, LLC | 51,656 | $12.7M | 0.37% | −3,739−6.7% | Reduced |
| Whittier Trust Co | 51,673 | $12.7M | 0.22% | −683−1.3% | Reduced |
| TD Waterhouse Canada Inc. | 50,863 | $12.7M | 0.13% | −8,642−14.5% | Reduced |
| Charter Trust Co | 52,161 | $12.8M | 0.98% | −1,512−2.8% | Reduced |
| Gulf International Bank (UK) Ltd | 52,246 | $12.9M | 0.32% | −15,627−23.0% | Reduced |
| LaFleur & Godfrey LLC | 52,805 | $13.0M | 1.95% | +788+1.5% | Added |
| Main Street Research LLC | 52,956 | $13.0M | 2.08% | −790−1.5% | Reduced |
| Greenwood Gearhart Inc | 53,894 | $13.3M | 1.54% | +2,958+5.8% | Added |
| Crossmark Global Holdings, Inc. | 50,958 | $13.3M | 0.29% | +26,005+104.2% | Added |
| CBOE Vest Financial, LLC | 54,694 | $13.3M | 1.24% | +15,387+39.1% | Added |
| Birmingham Capital Management Co Inc | 54,410 | $13.4M | 5.60% | −1,900−3.4% | Reduced |
| RiverFront Investment Group, LLC | 54,683 | $13.5M | 0.44% | +2,160+4.1% | Added |
| B. Metzler seel. Sohn & Co. AG | 54,749 | $13.5M | 0.18% | +2,135+4.1% | Added |
| Fullerton Fund Management Co Ltd. | 54,995 | $13.5M | 0.95% | +54,995 | New |
| Richard C. Young & CO., LTD. | 55,148 | $13.6M | 1.86% | +1,309+2.4% | Added |
| Acadian Asset Management LLC | 55,465 | $13.6M | 0.06% | −156,836−73.9% | Reduced |
| Wolverine Trading, LLC | 56,000 | $13.7M | 0.18% | +56,000 | New |
| Nissay Asset Management Corp | 56,333 | $13.9M | 0.12% | −1,306−2.3% | Reduced |
| Moran Wealth Management, LLC | 56,390 | $13.9M | 0.52% | −2,839−4.8% | Reduced |
| Cubist Systematic Strategies, LLC | 57,228 | $14.1M | 0.16% | −7,229−11.2% | Reduced |
| Norinchukin Bank, The | 57,566 | $14.2M | 0.24% | +6,223+12.1% | Added |
| Steward Partners Investment Advisory, LLC | 57,907 | $14.2M | 0.21% | −4,826−7.7% | Reduced |
| Congress Asset Management Co | 59,034 | $14.5M | 0.13% | −15,236−20.5% | Reduced |
| Independent Advisor Alliance | 59,214 | $14.6M | 0.64% | −1,516−2.5% | Reduced |
| KCM Investment Advisors LLC | 59,386 | $14.6M | 0.59% | −488−0.8% | Reduced |
| Blackhill Capital Inc | 60,000 | $14.8M | 1.58% | 00.0% | Unchanged |
| CIBC World Markets Corp | 60,389 | $14.9M | 0.12% | −18,270−23.2% | Reduced |
| M&G Investment Management Ltd | 60,507 | $14.9M | 0.09% | −156−0.3% | Reduced |
| Beacon Pointe Advisors, LLC | 60,983 | $15.0M | 0.25% | −1,892−3.0% | Reduced |
| Czech National Bank | 61,008 | $15.0M | 0.34% | −274−0.4% | Reduced |
| Kovitz Investment Group Partners, LLC | 61,621 | $15.2M | 0.22% | −220−0.4% | Reduced |
| Integrated Advisors Network LLC | 62,024 | $15.3M | 0.88% | +13,840+28.7% | Added |
| Massmutual Trust Co FSB | 62,325 | $15.3M | 0.55% | +1,017+1.7% | Added |
| Callahan Advisors, LLC | 64,157 | $15.8M | 1.92% | +7,352+12.9% | Added |
| Fiduciary Trust Co | 64,206 | $15.8M | 0.28% | +280.0% | Added |
| Delta Asset Management LLC | 64,354 | $15.8M | 1.57% | +864+1.4% | Added |
| Baker Avenue Asset Management, LP | 64,930 | $16.0M | 0.80% | −2,889−4.3% | Reduced |
| Gotham Asset Management, LLC | 65,386 | $16.1M | 0.35% | −4,372−6.3% | Reduced |
| Advisors Capital Management, LLC | 65,728 | $16.2M | 0.39% | +2,478+3.9% | Added |
| Swiss Life Asset Management Ltd | 65,770 | $16.2M | 0.24% | +1,203+1.9% | Added |
| Lido Advisors, LLC | 66,824 | $16.4M | 0.19% | +23,351+53.7% | Added |
| Capital Investment Advisors, LLC | 67,011 | $16.5M | 0.50% | +4,883+7.9% | Added |
| GWM Advisors LLC | 67,390 | $16.6M | 0.19% | +7,822+13.1% | Added |
| CCM Investment Advisers LLC | 68,422 | $16.8M | 2.26% | +1,242+1.8% | Added |
| Ausdal Financial Partners, Inc. | 68,717 | $16.9M | 2.31% | +695+1.0% | Added |
| Brown Advisory Inc | 68,719 | $16.9M | 0.03% | +245+0.4% | Added |
| Westchester Capital Management, Inc. | 68,958 | $17.0M | 4.72% | +281+0.4% | Added |
| Grassi Investment Management | 69,004 | $17.0M | 1.87% | 00.0% | Unchanged |
| Cresset Asset Management, LLC | 69,027 | $17.0M | 0.12% | +60,194+681.5% | Added |
| Badgley Phelps Wealth Managers, LLC | 70,319 | $17.3M | 0.57% | +1,223+1.8% | Added |
| Cetera Investment Advisers | 70,597 | $17.4M | 0.15% | +638+0.9% | Added |
| Alpha Cubed Investments, LLC | 70,948 | $17.5M | 1.18% | +62,851+776.2% | Added |
| State of Alaska, Department of Revenue | 70,976 | $17.5M | 0.21% | −30,348−30.0% | Reduced |
| Private Advisor Group, LLC | 69,925 | $17.5M | 0.15% | −3,722−5.1% | Reduced |
| NorthCrest Asset Manangement, LLC | 72,237 | $17.8M | 0.70% | −562−0.8% | Reduced |
| Blue Chip Partners, Inc. | 72,300 | $17.8M | 2.02% | +2,626+3.8% | Added |
| FineMark National Bank & Trust | 72,678 | $17.9M | 0.73% | +480+0.7% | Added |
| Associated Banc-Corp | 72,935 | $17.9M | 0.68% | −2,582−3.4% | Reduced |
| D.A. Davidson & Co. | 73,320 | $18.0M | 0.19% | +1,759+2.5% | Added |
| New York Life Investment Management LLC | 73,432 | $18.1M | 0.19% | −566−0.8% | Reduced |
| Worldquant Millennium Advisors LLC | 74,207 | $18.3M | 0.31% | +54,945+285.3% | Added |
| ARK Investment Management LLCSuperinvestorARK Invest | 74,339 | $18.3M | 0.12% | +3,035+4.3% | Added |
| Oppenheimer & Co Inc | 74,680 | $18.4M | 0.37% | +4,251+6.0% | Added |
| AE Wealth Management LLC | 74,808 | $18.4M | 0.11% | −22,585−23.2% | Reduced |
| Marco Investment Management LLC | 74,848 | $18.4M | 1.99% | +240+0.3% | Added |
| Umb Bank N A | 75,947 | $18.7M | 0.28% | −60,143−44.2% | Reduced |
| Peapack Gladstone Financial Corp | 76,155 | $18.7M | 0.33% | +8,651+12.8% | Added |
| Mutual of America Capital Management LLC | 78,106 | $19.2M | 0.22% | −440−0.6% | Reduced |
| Banco Santander, S.A. | 78,325 | $19.3M | 0.25% | +2,860+3.8% | Added |
| CIBC Asset Management Inc | 79,139 | $19.5M | 0.08% | −930−1.2% | Reduced |
| Glenview Trust Co | 79,206 | $19.5M | 0.53% | −6,990−8.1% | Reduced |
| Erste Asset Management GmbH | 79,785 | $19.5M | 0.34% | −18,518−18.8% | Reduced |
| Janney Capital Management LLC | 80,093 | $19.7M | 1.37% | −1,543−1.9% | Reduced |
| Cutler Investment Counsel LLC | 80,292 | $19.8M | 2.99% | −506−0.6% | Reduced |
| Pinnacle Associates Ltd | 80,324 | $19.8M | 0.34% | +13,633+20.4% | Added |
| Thrivent Financial for Lutherans | 81,437 | $20.0M | 0.05% | −1,758−2.1% | Reduced |
| Stephens Inc | 82,244 | $20.2M | 0.36% | +8,490+11.5% | Added |
| Virginia Retirement Systems Et Al | 82,912 | $20.4M | 0.20% | −74,400−47.3% | Reduced |
| Harvest Portfolios Group Inc. | 83,287 | $20.5M | 0.94% | +14,214+20.6% | Added |
| Public Employees Retirement Association of Colorado | 83,307 | $20.5M | 0.10% | −1,622−1.9% | Reduced |
| Guggenheim Capital LLC | 84,842 | $20.9M | 0.16% | +19,503+29.8% | Added |
| Quadrature Capital Ltd | 85,930 | $21.2M | 0.46% | +60,500+237.9% | Added |
| Railway Pension Investments Ltd | 86,200 | $21.2M | 0.21% | +1,300+1.5% | Added |
| Busey Wealth Management | 86,487 | $21.3M | 0.87% | −2,012−2.3% | Reduced |
| Mercer Global Advisors Inc | 88,065 | $21.7M | 0.09% | −600−0.7% | Reduced |
| Foundry Partners, LLC | 88,185 | $21.7M | 1.33% | +10,433+13.4% | Added |
| Chilton Capital Management LLC | 88,255 | $21.7M | 1.19% | −1,459−1.6% | Reduced |
| Utah Retirement Systems | 88,705 | $21.8M | 0.30% | −4,000−4.3% | Reduced |
| Glenmede Trust Co NA | 96,545 | $22.1M | 0.13% | 00.0% | Unchanged |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 89,880 | $22.1M | 0.17% | +1,658+1.9% | Added |
| Colony Group LLC | 90,776 | $22.3M | 0.32% | −8,458−8.5% | Reduced |
| SEI Investments Co | 90,996 | $22.4M | 0.04% | −13,170−12.6% | Reduced |
| Front Barnett Associates LLC | 91,585 | $22.5M | 2.54% | −1,105−1.2% | Reduced |
| KBC Group NV | 92,932 | $22.9M | 0.09% | −21,320−18.7% | Reduced |
| Capital International Inc | 92,984 | $22.9M | 0.42% | +26,457+39.8% | Added |
| Stock Yards Bank & Trust Co | 93,131 | $22.9M | 0.84% | −132−0.1% | Reduced |
| Regions Financial Corp | 95,161 | $23.4M | 0.20% | +2,741+3.0% | Added |