Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,328
- +64 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 174
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Segall Bryant & Hamill, LLC | 30,681 | $7.55M | 0.08% | −124−0.4% | Reduced |
| First American Trust, FSB | 31,216 | $7.68M | 1.06% | −420−1.3% | Reduced |
| ClariVest Asset Management LLC | 31,480 | $7.75M | 0.39% | −5,800−15.6% | Reduced |
| Asahi Life Asset Management Co., Ltd. | 31,551 | $7.76M | 2.55% | −3,413−9.8% | Reduced |
| Longbow Finance SA | 31,595 | $7.77M | 0.91% | −20−0.1% | Reduced |
| Louisiana State Employees Retirement System | 31,900 | $7.85M | 0.17% | −1,900−5.6% | Reduced |
| LMCG Investments, LLC | 32,032 | $7.88M | 0.51% | +7,303+29.5% | Added |
| Brookstone Capital Management | 32,359 | $7.93M | 0.16% | +95+0.3% | Added |
| HB Wealth Management, LLC | 32,642 | $8.03M | 0.13% | +2,331+7.7% | Added |
| Exchange Traded Concepts, LLC | 33,519 | $8.25M | 0.20% | +6,331+23.3% | Added |
| Lyell Wealth Management, LP | 33,531 | $8.25M | 1.05% | +2,363+7.6% | Added |
| TownSquare Capital, LLC | 34,144 | $8.40M | 0.15% | +3,821+12.6% | Added |
| Pacer Advisors, Inc. | 34,186 | $8.41M | 0.03% | −470−1.4% | Reduced |
| Shelter Mutual Insurance Co | 34,200 | $8.41M | 2.04% | 00.0% | Unchanged |
| Welch Group, LLC | 34,621 | $8.52M | 0.49% | +1,270+3.8% | Added |
| Illinois Municipal Retirement Fund | 34,741 | $8.55M | 0.17% | −2,774−7.4% | Reduced |
| Strategic Global Advisors, LLC | 34,952 | $8.60M | 1.32% | +34,952 | New |
| Tufton Capital Management | 35,066 | $8.63M | 1.86% | −1,247−3.4% | Reduced |
| Folger Nolan Fleming Douglas Capital Management, Inc | 35,456 | $8.72M | 0.95% | −67−0.2% | Reduced |
| Philadelphia Trust Co | 35,539 | $8.74M | 0.83% | +194+0.5% | Added |
| Achmea Investment Management B.V. | 35,890 | $8.83M | 0.19% | +13,375+59.4% | Added |
| Whittier Trust Co of Nevada Inc | 36,049 | $8.87M | 0.30% | −335−0.9% | Reduced |
| Oppenheimer Asset Management Inc. | 36,057 | $8.87M | 0.13% | +3,866+12.0% | Added |
| JustInvest LLC | 36,091 | $8.88M | 0.27% | +2,627+7.9% | Added |
| Banque Cantonale Vaudoise | 36,100 | $8.88M | 0.41% | +10,284+39.8% | Added |
| James Investment Research Inc | 36,120 | $8.89M | 1.14% | −1,551−4.1% | Reduced |
| Hartford Investment Management Co | 36,356 | $8.95M | 0.34% | −7,667−17.4% | Reduced |
| Snowden Capital Advisors LLC | 36,397 | $8.96M | 0.32% | +1,550+4.4% | Added |
| Cullinan Associates Inc | 36,759 | $9.04M | 0.50% | +5,657+18.2% | Added |
| Parsons Capital Management Inc | 37,025 | $9.11M | 0.70% | +460+1.3% | Added |
| Synovus Financial Corp | 37,127 | $9.14M | 0.10% | +366+1.0% | Added |
| Rafferty Asset Management, LLC | 37,245 | $9.16M | 0.05% | +3,280+9.7% | Added |
| Prudential PLC | 37,301 | $9.18M | 0.11% | −742−2.0% | Reduced |
| Dakota Wealth Management | 37,313 | $9.18M | 0.43% | −29,078−43.8% | Reduced |
| Putnam Investments LLC | 37,493 | $9.23M | 0.01% | +259+0.7% | Added |
| Ethic Inc. | 37,787 | $9.30M | 0.34% | −290−0.8% | Reduced |
| Simmons Bank | 37,943 | $9.34M | 0.78% | −274−0.7% | Reduced |
| Prospera Financial Services Inc | 37,935 | $9.34M | 0.36% | +1,353+3.7% | Added |
| Atria Wealth Solutions, Inc. | 38,091 | $9.37M | 0.13% | +857+2.3% | Added |
| Capstone Investment Advisors, LLC | 38,133 | $9.38M | 0.28% | +37,382+4,977.6% | Added |
| Ziegler Capital Management, LLC | 38,404 | $9.45M | 0.36% | −5,754−13.0% | Reduced |
| First National Trust Co | 38,679 | $9.52M | 0.44% | −37,443−49.2% | Reduced |
| Citadel Advisors LLC | 38,858 | $9.56M | 0.01% | −174,805−81.8% | Reduced |
| Prio Wealth Limited Partnership | 39,140 | $9.63M | 0.34% | −170−0.4% | Reduced |
| Fayez Sarofim & Co | 39,174 | $9.64M | 0.03% | +1,576+4.2% | Added |
| Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD | 39,368 | $9.65M | 0.69% | +39,368 | New |
| Noesis Capital Mangement Corp | 39,282 | $9.67M | 2.38% | −653−1.6% | Reduced |
| Maryland State Retirement & Pension System | 39,454 | $9.71M | 0.20% | −1,745−4.2% | Reduced |
| Andra AP-fonden | 39,800 | $9.79M | 0.25% | −6,700−14.4% | Reduced |
| LS Investment Advisors, LLC | 39,832 | $9.80M | 1.72% | +173+0.4% | Added |
| MainStreet Investment Advisors LLC | 39,943 | $9.83M | 1.07% | +1,110+2.9% | Added |
| Freemont Management S.A. | 40,000 | $9.84M | 1.24% | 00.0% | Unchanged |
| Oregon Public Employees Retirement Fund | 40,133 | $9.87M | 0.12% | −240−0.6% | Reduced |
| Pittenger & Anderson Inc | 40,135 | $9.88M | 0.47% | 00.0% | Unchanged |
| Stillwater Capital Advisors, LLC | 40,393 | $9.94M | 1.76% | +310+0.8% | Added |
| Prime Capital Investment Advisors, LLC | 40,403 | $9.94M | 0.20% | +2,300+6.0% | Added |
| PGGM Investments | 40,521 | $9.97M | 0.16% | +2,929+7.8% | Added |
| Texas Capital Bank Wealth Management Services Inc | 40,683 | $10.0M | 1.07% | −1,102−2.6% | Reduced |
| Scotia Capital Inc. | 40,829 | $10.0M | 0.07% | −3,111−7.1% | Reduced |
| Tower Research Capital LLC (TRC) | 40,887 | $10.1M | 0.34% | −9,846−19.4% | Reduced |
| Advisory Services Network, LLC | 41,157 | $10.1M | 0.27% | −182−0.4% | Reduced |
| Atria Investments LLC | 41,358 | $10.2M | 0.18% | −222−0.5% | Reduced |
| Kentucky Retirement Systems | 41,436 | $10.2M | 0.34% | +289+0.7% | Added |
| Stockman Wealth Management, Inc. | 41,461 | $10.2M | 2.19% | +1,457+3.6% | Added |
| Cornerstone Advisors, LLC | 41,500 | $10.2M | 0.49% | +1,500+3.8% | Added |
| Hantz Financial Services, Inc. | 41,546 | $10.2M | 0.26% | +119+0.3% | Added |
| Atwater Malick LLC | 41,843 | $10.3M | 4.40% | +985+2.4% | Added |
| Meiji Yasuda Asset Management Co Ltd. | 42,095 | $10.4M | 0.52% | +9,553+29.4% | Added |
| Bank of Nova Scotia | 42,391 | $10.4M | 0.03% | +6,678+18.7% | Added |
| Davenport & Co LLC | 42,408 | $10.4M | 0.08% | −566−1.3% | Reduced |
| Jacobs & Co | 42,463 | $10.4M | 1.24% | −118−0.3% | Reduced |
| Elo Mutual Pension Insurance Co | 42,491 | $10.5M | 0.31% | +937+2.3% | Added |
| Securian Asset Management, Inc | 42,831 | $10.5M | 0.27% | −922−2.1% | Reduced |
| Trexquant Investment LP | 43,224 | $10.6M | 0.28% | −1,477−3.3% | Reduced |
| Culbertson A N & Co Inc | 43,371 | $10.7M | 2.06% | +421+1.0% | Added |
| Clifford Swan Investment Counsel LLC | 43,444 | $10.7M | 0.43% | −542−1.2% | Reduced |
| Allied Investment Advisors, LLC | 44,018 | $10.8M | 3.14% | +758+1.8% | Added |
| American Assets Investment Management, LLC | 45,000 | $11.1M | 1.23% | 00.0% | Unchanged |
| Community Bank of Raymore | 45,065 | $11.1M | 4.80% | −10,720−19.2% | Reduced |
| ExodusPoint Capital Management, LP | 45,082 | $11.1M | 0.13% | +45,082 | New |
| Cetera Advisors LLC | 45,409 | $11.2M | 0.18% | +15,052+49.6% | Added |
| Wharton Business Group, LLC | 45,727 | $11.3M | 0.74% | −1,502−3.2% | Reduced |
| Mastrapasqua Asset Management Inc | 45,843 | $11.3M | 1.27% | −627−1.3% | Reduced |
| CIBC Private Wealth Group, LLC | 45,995 | $11.3M | 0.02% | −1,042−2.2% | Reduced |
| ING Groep NV | 46,193 | $11.4M | 0.09% | −99,014−68.2% | Reduced |
| Lee Danner & Bass Inc | 46,430 | $11.4M | 0.98% | −3,890−7.7% | Reduced |
| Congress Wealth Management LLC | 46,513 | $11.4M | 0.27% | +543+1.2% | Added |
| Salem Investment Counselors Inc | 46,615 | $11.5M | 0.42% | +353+0.8% | Added |
| British Columbia Investment Management Corp | 46,616 | $11.5M | 0.11% | +175+0.4% | Added |
| Teachers Retirement System of the State of Kentucky | 47,072 | $11.6M | 0.11% | −2,682−5.4% | Reduced |
| Canada Pension Plan Investment Board | 47,088 | $11.6M | 0.02% | −19,299−29.1% | Reduced |
| Central Trust Co | 47,138 | $11.6M | 0.32% | +786+1.7% | Added |
| Winslow Capital Management, LLC | 47,260 | $11.6M | 0.05% | +47,260 | New |
| Wealthfront Advisers LLC | 47,366 | $11.7M | 0.05% | −8,615−15.4% | Reduced |
| Bogart Wealth, LLC | 47,542 | $11.7M | 0.74% | +423+0.9% | Added |
| Federation des caisses Desjardins du Quebec | 49,089 | $12.1M | 0.12% | +16,890+52.5% | Added |
| Public Sector Pension Investment Board | 49,348 | $12.1M | 0.09% | −7,907−13.8% | Reduced |
| Clear Harbor Asset Management, LLC | 50,479 | $12.4M | 1.22% | +389+0.8% | Added |
| Howe & Rusling Inc | 50,556 | $12.4M | 1.39% | −80.0% | Reduced |
| Baader Bank INC | 50,606 | $12.4M | 1.08% | +89+0.2% | Added |