Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,328
- +64 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 174
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Steel Peak Wealth Management LLC | 15,438 | $3.80M | 0.23% | −39,660−72.0% | Reduced |
| EagleClaw Capital Managment, LLC | 15,495 | $3.81M | 0.88% | −40−0.3% | Reduced |
| Equitable Trust Co | 15,498 | $3.81M | 0.29% | −965−5.9% | Reduced |
| North Star Investment Management Corp. | 15,563 | $3.83M | 0.31% | −26−0.2% | Reduced |
| Robbins Farley LLC | 15,597 | $3.84M | 2.79% | +1,092+7.5% | Added |
| Roundview Capital LLC | 15,674 | $3.86M | 0.38% | −165−1.0% | Reduced |
| Siemens Fonds Invest GmbH | 15,762 | $3.86M | 0.38% | 00.0% | Unchanged |
| Monument Capital Management | 15,697 | $3.86M | 1.23% | −2,398−13.3% | Reduced |
| Foster & Motley Inc | 15,703 | $3.86M | 0.30% | +1,251+8.7% | Added |
| Canandaigua National Bank & Trust Co | 15,715 | $3.87M | 0.63% | −466−2.9% | Reduced |
| Lake Street Advisors Group, LLC | 15,745 | $3.87M | 0.21% | +10+0.1% | Added |
| Bridgewater Associates, LP | 15,761 | $3.88M | 0.02% | +15,761 | New |
| Integrated Wealth Concepts LLC | 15,792 | $3.89M | 0.07% | +4,017+34.1% | Added |
| Malaga Cove Capital, LLC | 15,937 | $3.92M | 1.81% | −159−1.0% | Reduced |
| Arrow Financial Corp | 15,954 | $3.93M | 0.47% | −435−2.7% | Reduced |
| Greenleaf Trust | 16,042 | $3.95M | 0.04% | +474+3.0% | Added |
| Two Sigma Advisers, LP | 16,100 | $3.96M | 0.01% | −75,100−82.3% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 16,256 | $4.00M | 0.10% | −103−0.6% | Reduced |
| Ascent Wealth Partners, LLC | 16,866 | $4.02M | 0.71% | +1,146+7.3% | Added |
| Pinnacle Financial Partners Inc | 16,405 | $4.04M | 0.10% | −4,645−22.1% | Reduced |
| Bailard, Inc. | 16,480 | $4.05M | 0.14% | +153+0.9% | Added |
| Pallas Capital Advisors LLC | 15,880 | $4.09M | 0.18% | −879−5.2% | Reduced |
| Resolute Wealth Strategies, LLC | 16,647 | $4.10M | 3.18% | −160−1.0% | Reduced |
| Empirical Finance, LLC | 16,661 | $4.10M | 0.32% | +1,783+12.0% | Added |
| Kinneret Advisory, LLC | 16,692 | $4.11M | 0.49% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 16,707 | $4.11M | 0.22% | +4,370+35.4% | Added |
| Jackson Square Capital, LLC | 16,820 | $4.14M | 1.66% | +14,099+518.2% | Added |
| FRG Family Wealth Advisors LLC | 16,907 | $4.16M | 0.91% | +51+0.3% | Added |
| Silvercrest Asset Management Group LLC | 16,946 | $4.17M | 0.03% | +526+3.2% | Added |
| Keeler Thomas Management LLC | 16,997 | $4.18M | 1.69% | +16,997 | New |
| Parcion Private Wealth LLC | 17,029 | $4.19M | 0.42% | +395+2.4% | Added |
| Terry L. Blaker | 17,040 | $4.19M | 0.35% | 00.0% | Unchanged |
| McGuire Investment Group, LLC | 17,045 | $4.19M | 0.78% | +4,038+31.0% | Added |
| DT Investment Partners, LLC | 14,532 | $4.19M | 0.48% | −116−0.8% | Reduced |
| Twin Capital Management Inc | 17,125 | $4.21M | 0.55% | −526−3.0% | Reduced |
| Abbrea Capital, LLC | 17,147 | $4.22M | 0.65% | 00.0% | Unchanged |
| Marketfield Asset Management LLC | 17,182 | $4.23M | 3.40% | +463+2.8% | Added |
| Williams Jones Wealth Management, LLC. | 17,223 | $4.24M | 0.06% | −113−0.7% | Reduced |
| AIA Group Ltd | 17,293 | $4.25M | 0.21% | +9,486+121.5% | Added |
| Altrius Capital Management Inc | 17,422 | $4.29M | 1.27% | +105+0.6% | Added |
| Argyle Capital Management Inc. | 17,460 | $4.30M | 1.55% | −1,675−8.8% | Reduced |
| Crestwood Advisors Group LLC | 17,548 | $4.32M | 0.14% | +12+0.1% | Added |
| Mairs & Power Inc | 17,655 | $4.34M | 0.05% | −265−1.5% | Reduced |
| Griffin Asset Management, Inc. | 17,666 | $4.35M | 0.59% | +321+1.9% | Added |
| Mathes Company, Inc. | 17,668 | $4.35M | 1.90% | +17,668 | New |
| Perfromance Wealth Partners, LLC | 17,791 | $4.36M | 0.20% | +3,209+22.0% | Added |
| Montgomery Investment Management Inc | 17,704 | $4.36M | 1.46% | −150−0.8% | Reduced |
| Metis Global Partners, LLC | 17,727 | $4.36M | 0.23% | −1,088−5.8% | Reduced |
| Drexel Morgan & Co. | 17,746 | $4.37M | 1.13% | 00.0% | Unchanged |
| Beese Fulmer Investment Management, Inc. | 17,761 | $4.37M | 0.47% | −295−1.6% | Reduced |
| Oak Harbor Wealth Partners, LLC | 17,762 | $4.37M | 1.50% | −10−0.1% | Reduced |
| iA Global Asset Management Inc. | 17,780 | $4.38M | 0.12% | +17,780 | New |
| Gateway Advisory, LLC | 17,816 | $4.38M | 0.93% | +318+1.8% | Added |
| Pathstone Family Office, LLC | 19,090 | $4.40M | 0.06% | −1,117−5.5% | Reduced |
| KMG Fiduciary Partners, LLC | 17,915 | $4.41M | 0.57% | +1,766+10.9% | Added |
| Advocate Group LLC | 17,931 | $4.41M | 0.97% | +1,878+11.7% | Added |
| Ipswich Investment Management Co., Inc. | 18,089 | $4.45M | 1.17% | −320−1.7% | Reduced |
| Aries Wealth Management | 18,128 | $4.46M | 1.73% | 00.0% | Unchanged |
| Reliant Investment Management, LLC | 18,145 | $4.46M | 2.57% | +290+1.6% | Added |
| Physicians Financial Services, Inc. | 18,245 | $4.49M | 1.76% | −50−0.3% | Reduced |
| Sandhill Capital Partners LLC | 18,277 | $4.50M | 0.41% | −518−2.8% | Reduced |
| Colonial Trust Advisors | 18,407 | $4.53M | 0.50% | −850−4.4% | Reduced |
| Teza Capital Management LLC | 18,418 | $4.53M | 0.74% | +11,807+178.6% | Added |
| Kentucky Retirement Systems Insurance Trust Fund | 18,500 | $4.55M | 0.34% | −17−0.1% | Reduced |
| Country Club Bank | 18,674 | $4.56M | 0.36% | +624+3.5% | Added |
| Gluskin Sheff & Assoc Inc | 18,704 | $4.60M | 0.28% | −8,636−31.6% | Reduced |
| Edmond de Rothschild Holding S.A. | 18,784 | $4.62M | 0.09% | +263+1.4% | Added |
| DFPG Investments, LLC | 17,626 | $4.63M | 0.42% | +3,165+21.9% | Added |
| Centiva Capital, LP | 18,853 | $4.64M | 0.23% | +12,494+196.5% | Added |
| Neville Rodie & Shaw Inc | 18,894 | $4.65M | 0.40% | −2,150−10.2% | Reduced |
| Kiley Juergens Wealth Management, LLC | 18,926 | $4.66M | 1.61% | −299−1.6% | Reduced |
| Valeo Financial Advisors, LLC | 18,929 | $4.66M | 0.21% | −7,885−29.4% | Reduced |
| Retirement Group, LLC | 18,967 | $4.67M | 1.94% | −739−3.8% | Reduced |
| MEMBERS Trust Co | 19,081 | $4.69M | 0.14% | +8,647+82.9% | Added |
| Burney Co | 19,104 | $4.70M | 0.22% | −1,155−5.7% | Reduced |
| Empowered Funds, LLC | 19,186 | $4.72M | 0.17% | −8,742−31.3% | Reduced |
| EA Series Trust | 19,186 | $4.72M | 0.17% | +19,186 | New |
| Romano Brothers and Company | 19,204 | $4.73M | 0.70% | −234−1.2% | Reduced |
| Bridge Creek Capital Management LLC | 19,219 | $4.73M | 1.69% | +53+0.3% | Added |
| Family Legacy, Inc. | 19,396 | $4.77M | 1.92% | −303−1.5% | Reduced |
| Columbia Asset Management | 19,413 | $4.78M | 1.03% | +40+0.2% | Added |
| Summitry LLC | 19,546 | $4.81M | 0.30% | +370+1.9% | Added |
| King Luther Capital Management Corp | 19,600 | $4.82M | 0.02% | +49+0.3% | Added |
| Global Retirement Partners, LLC | 19,891 | $4.89M | 0.24% | +1,349+7.3% | Added |
| Ieq Capital, LLC | 19,891 | $4.89M | 0.10% | +89+0.4% | Added |
| Hixon Zuercher, LLC | 19,923 | $4.90M | 2.47% | +879+4.6% | Added |
| Caldwell Trust Co | 20,005 | $4.92M | 0.64% | −126−0.6% | Reduced |
| Northeast Investment Management | 20,014 | $4.92M | 0.28% | −581−2.8% | Reduced |
| Bleakley Financial Group, LLC | 20,099 | $4.95M | 0.15% | +93+0.5% | Added |
| Generali Powszechne Towarzystwo Emerytalne | 20,118 | $4.95M | 4.03% | 00.0% | Unchanged |
| Community Bank, N.A. | 20,235 | $4.98M | 0.66% | −900−4.3% | Reduced |
| CWM, LLC | 20,291 | $4.99M | 0.03% | +254+1.3% | Added |
| Asset Dedication, LLC | 20,497 | $5.00M | 0.43% | +1,277+6.6% | Added |
| Boit C F David | 20,400 | $5.02M | 3.34% | 00.0% | Unchanged |
| Anderson Hoagland & Co | 20,417 | $5.02M | 0.65% | 00.0% | Unchanged |
| Knights of Columbus Asset Advisors LLC | 20,432 | $5.03M | 0.45% | −25−0.1% | Reduced |
| Tiaa, FSB | 20,480 | $5.04M | 0.02% | −358−1.7% | Reduced |
| Wedbush Securities Inc | 20,585 | $5.07M | 0.24% | +479+2.4% | Added |
| Bank of Hawaii | 20,660 | $5.08M | 0.28% | −275−1.3% | Reduced |
| Highland Capital Management, LLC | 20,733 | $5.10M | 0.33% | −1,770−7.9% | Reduced |