Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Providence Wealth Advisors, LLC | 11,434 | $2.80M | 3.10% | −318−2.7% | Reduced |
| Financial Sense Advisors, Inc. | 11,381 | $2.80M | 1.28% | −150−1.3% | Reduced |
| MV Capital Management, Inc. | 11,388 | $2.80M | 0.37% | −287−2.5% | Reduced |
| Fairfield, Bush & Co. | 11,402 | $2.81M | 0.77% | +4,749+71.4% | Added |
| Gateway Wealth Partners, LLC | 11,423 | $2.81M | 0.50% | +123+1.1% | Added |
| Nicholas Hoffman & Company, LLC. | 11,439 | $2.81M | 0.11% | −187−1.6% | Reduced |
| Vestmark Advisory Solutions, Inc. | 11,469 | $2.82M | 0.11% | +444+4.0% | Added |
| Spirit of America Management Corp | 11,490 | $2.83M | 0.64% | +150+1.3% | Added |
| Pinnacle Holdings, LLC | 11,504 | $2.83M | 1.26% | −71−0.6% | Reduced |
| Quantitative Investment Management, LLC | 11,557 | $2.84M | 0.27% | +11,557 | New |
| Slow Capital, Inc. | 11,582 | $2.85M | 0.49% | −214−1.8% | Reduced |
| Whitener Capital Management, Inc. | 11,609 | $2.86M | 1.10% | +294+2.6% | Added |
| Wright Investors Service Inc | 11,646 | $2.87M | 0.81% | +6,868+143.7% | Added |
| Richelieu Gestion PLC | 11,668 | $2.87M | 2.39% | −1,078−8.5% | Reduced |
| Money Concepts Capital Corp | 11,690 | $2.88M | 0.29% | −11,306−49.2% | Reduced |
| New Hampshire Trust | 11,762 | $2.89M | 0.75% | +95+0.8% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 11,768 | $2.90M | 0.07% | +2,643+29.0% | Added |
| Procyon Private Wealth Partners, LLC | 11,773 | $2.90M | 0.36% | +227+2.0% | Added |
| AustralianSuper Pty Ltd | 11,808 | $2.91M | 0.02% | +1,484+14.4% | Added |
| Permanens Capital L.P. | 11,870 | $2.92M | 0.67% | −3,590−23.2% | Reduced |
| Liberty One Investment Management, LLC | 11,896 | $2.93M | 0.38% | +420+3.7% | Added |
| Lowe Brockenbrough & Co Inc | 11,909 | $2.93M | 0.22% | −54−0.5% | Reduced |
| PFG Advisors | 11,943 | $2.94M | 0.22% | +212+1.8% | Added |
| Credit Agricole S A | 11,969 | $2.94M | 0.10% | −1,715−12.5% | Reduced |
| BLB&B Advisors, LLC | 12,012 | $2.96M | 0.21% | −186−1.5% | Reduced |
| Wakefield Asset Management LLLP | 12,045 | $2.96M | 1.18% | −604−4.8% | Reduced |
| Monetary Management Group Inc | 12,267 | $3.02M | 0.92% | −900−6.8% | Reduced |
| J.P. Marvel Investment Advisors, LLC | 12,324 | $3.03M | 0.63% | −20−0.2% | Reduced |
| Castellan Group, LLC | 12,396 | $3.05M | 1.95% | −1,268−9.3% | Reduced |
| Susquehanna Fundamental Investments, LLC | 12,500 | $3.08M | 0.11% | −27,700−68.9% | Reduced |
| Barbara Oil Co. | 12,500 | $3.08M | 1.41% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 12,522 | $3.08M | 0.24% | +171+1.4% | Added |
| Stoneridge Investment Partners LLC | 12,545 | $3.09M | 1.34% | +355+2.9% | Added |
| Caldwell Sutter Capital, Inc. | 12,590 | $3.10M | 1.62% | +2,963+30.8% | Added |
| Stratos Wealth Partners, LTD. | 12,611 | $3.10M | 0.07% | −482−3.7% | Reduced |
| Ogorek Anthony Joseph | 12,623 | $3.10M | 1.19% | −1,047−7.7% | Reduced |
| Viewpoint Capital Management LLC | 12,663 | $3.12M | 2.41% | +1,115+9.7% | Added |
| Applied Capital LLC | 12,737 | $3.13M | 2.97% | +23+0.2% | Added |
| Leavell Investment Management, Inc. | 12,782 | $3.15M | 0.21% | −334−2.5% | Reduced |
| G&S Capital LLC | 12,806 | $3.15M | 1.51% | +5,027+64.6% | Added |
| Beck Bode, LLC | 12,862 | $3.16M | 0.77% | +2,799+27.8% | Added |
| Azimuth Capital Investment Management LLC | 12,865 | $3.17M | 0.15% | +500+4.0% | Added |
| Brown Brothers Harriman & Co | 12,902 | $3.17M | 0.03% | −885−6.4% | Reduced |
| Studio Investment Management LLC | 12,925 | $3.18M | 0.89% | +511+4.1% | Added |
| Sowell Financial Services LLC | 12,939 | $3.18M | 0.18% | +3,713+40.2% | Added |
| Compagnie Lombard Odier SCmA | 12,983 | $3.19M | 0.09% | −2,129−14.1% | Reduced |
| Assetmark, Inc | 12,990 | $3.20M | 0.01% | −1,058−7.5% | Reduced |
| Wells Trecaso Financial Group, LLC | 13,000 | $3.20M | 1.38% | +11,215+628.3% | Added |
| Hayek Kallen Investment Management | 13,056 | $3.21M | 1.37% | −149−1.1% | Reduced |
| FourThought Financial Partners, LLC | 13,097 | $3.22M | 0.42% | +10.0% | Added |
| Clearbridge Investments, LLC | 13,166 | $3.24M | 0.00% | +1,154+9.6% | Added |
| Kingsview Wealth Management, LLC | 13,288 | $3.27M | 0.13% | +1,459+12.3% | Added |
| Richard Bernstein Advisors LLC | 13,294 | $3.27M | 0.07% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 13,321 | $3.28M | 0.41% | +5,106+62.2% | Added |
| Financial Advocates Investment Management | 13,356 | $3.29M | 0.24% | +6,687+100.3% | Added |
| AAFMAA Wealth Management & Trust LLC | 13,364 | $3.29M | 2.72% | +752+6.0% | Added |
| Wetherby Asset Management Inc | 13,423 | $3.30M | 0.18% | −1,853−12.1% | Reduced |
| IronBridge Private Wealth, LLC | 13,486 | $3.32M | 1.87% | +13,486 | New |
| Graphene Investments SAS | 13,500 | $3.32M | 2.19% | 00.0% | Unchanged |
| Plimoth Trust Co LLC | 13,594 | $3.34M | 1.00% | +44+0.3% | Added |
| Ameritas Investment Partners, Inc. | 13,619 | $3.35M | 0.13% | +129+1.0% | Added |
| Anchor Investment Management, LLC | 13,642 | $3.36M | 0.43% | +3,179+30.4% | Added |
| Great Valley Advisor Group, Inc. | 13,655 | $3.36M | 0.14% | +934+7.3% | Added |
| Genus Capital Management Inc. | 13,664 | $3.36M | 0.49% | +13,664 | New |
| Stonebridge Capital Management Inc | 13,710 | $3.37M | 1.57% | −812−5.6% | Reduced |
| Fund Management at Engine No. 1 LLC | 13,711 | $3.37M | 0.62% | −2,357−14.7% | Reduced |
| First Citizens Bank & Trust Co | 13,727 | $3.38M | 0.06% | +602+4.6% | Added |
| U.S. Capital Wealth Advisors, LLC | 13,759 | $3.39M | 0.16% | +3,026+28.2% | Added |
| Kames Capital plc | 13,871 | $3.41M | 0.06% | −385−2.7% | Reduced |
| Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD | 13,932 | $3.41M | 0.70% | +13,932 | New |
| Blue Edge Capital, LLC | 13,876 | $3.41M | 0.69% | −93−0.7% | Reduced |
| Sturgeon Ventures LLP | 13,955 | $3.43M | 4.65% | 00.0% | Unchanged |
| Sandy Spring Bank | 14,108 | $3.47M | 0.18% | +116+0.8% | Added |
| Trust Co of Vermont | 14,140 | $3.48M | 0.23% | +523+3.8% | Added |
| Tower View Investment Management & Research LLC | 14,145 | $3.48M | 2.36% | −749−5.0% | Reduced |
| Leuthold Group, LLC | 14,152 | $3.48M | 0.45% | −515−3.5% | Reduced |
| MAI Capital Management | 14,157 | $3.48M | 0.05% | +453+3.3% | Added |
| Pflug Koory, LLC | 14,166 | $3.49M | 1.78% | −66−0.5% | Reduced |
| Alberta Investment Management Corp | 14,200 | $3.49M | 0.03% | 00.0% | Unchanged |
| Assenagon Asset Management S.A. | 14,222 | $3.50M | 0.01% | −100,419−87.6% | Reduced |
| Iowa State Bank | 14,276 | $3.51M | 0.88% | −690−4.6% | Reduced |
| Freestone Capital Holdings, LLC | 14,302 | $3.52M | 0.14% | −28−0.2% | Reduced |
| Cullen/Frost Bankers, Inc. | 14,442 | $3.55M | 0.06% | −701−4.6% | Reduced |
| Mutual Advisors, LLC | 14,469 | $3.56M | 0.14% | −204−1.4% | Reduced |
| Webster Bank, N. A. | 14,599 | $3.59M | 0.46% | +69+0.5% | Added |
| Guyasuta Investment Advisors Inc | 14,608 | $3.59M | 0.27% | −280−1.9% | Reduced |
| Creative Financial Designs Inc | 14,623 | $3.60M | 0.42% | −285−1.9% | Reduced |
| Perpetual Ltd | 14,626 | $3.60M | 0.03% | −842−5.4% | Reduced |
| Trifecta Capital Advisors, LLC | 14,771 | $3.63M | 1.17% | +1,120+8.2% | Added |
| Cary Street Partner Investment Advisory LLC | 14,773 | $3.63M | 0.23% | +3,974+36.8% | Added |
| Shelton Capital Management | 14,916 | $3.67M | 0.13% | +4,684+45.8% | Added |
| RBF Capital, LLC | 15,000 | $3.69M | 0.23% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $3.69M | 1.03% | 00.0% | Unchanged |
| Eukles Asset Management | 15,131 | $3.72M | 1.90% | +100+0.7% | Added |
| Apollon Wealth Management, LLC | 15,134 | $3.72M | 0.18% | +2,734+22.0% | Added |
| Kingswood Wealth Advisors, LLC | 15,141 | $3.73M | 1.19% | +15,141 | New |
| TCI Wealth Advisors, Inc. | 15,144 | $3.73M | 0.48% | +116+0.8% | Added |
| Goelzer Investment Management, Inc. | 15,173 | $3.73M | 0.32% | −302−2.0% | Reduced |
| Ronald Blue Trust, Inc. | 16,322 | $3.73M | 0.06% | −160−1.0% | Reduced |
| Park Avenue Securities LLC | 15,268 | $3.76M | 0.06% | +834+5.8% | Added |