Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| V Wealth Advisors LLC | 9,242 | $2.27M | 0.39% | +458+5.2% | Added |
| Triad Financial Advisors, Inc. | 9,244 | $2.27M | 0.93% | −20.0% | Reduced |
| Ti-Trust, Inc | 9,247 | $2.28M | 2.09% | 00.0% | Unchanged |
| FLC Capital Advisors | 9,356 | $2.30M | 0.67% | 00.0% | Unchanged |
| Buckley Wealth Management, LLC | 9,372 | $2.31M | 0.78% | −100−1.1% | Reduced |
| Intact Investment Management Inc. | 9,400 | $2.31M | 0.09% | −2,100−18.3% | Reduced |
| Kistler-Tiffany Companies, LLC | 9,404 | $2.31M | 0.38% | +70+0.7% | Added |
| Baldwin Investment Management, LLC | 9,408 | $2.31M | 0.38% | +173+1.9% | Added |
| Legacy Financial Strategies, LLC | 9,423 | $2.32M | 0.78% | +9,423 | New |
| Diversified Trust Co | 9,436 | $2.32M | 0.08% | −27−0.3% | Reduced |
| Finer Wealth Management, Inc. | 9,465 | $2.33M | 1.82% | +351+3.9% | Added |
| McMillion Capital Management Inc | 9,481 | $2.33M | 2.08% | −265−2.7% | Reduced |
| 44 Wealth Management LLC | 9,498 | $2.34M | 0.80% | +6,070+177.1% | Added |
| Berkshire Bank | 9,510 | $2.34M | 0.65% | −72−0.8% | Reduced |
| Moody National Bank Trust Division | 9,575 | $2.36M | 0.16% | +82+0.9% | Added |
| Wellington Shields & Co., LLC | 9,600 | $2.36M | 0.56% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 9,612 | $2.37M | 0.95% | +405+4.4% | Added |
| Becker Capital Management Inc | 9,614 | $2.37M | 0.09% | −19,485−67.0% | Reduced |
| First National Bank & Trust Co of Newtown | 9,643 | $2.37M | 0.51% | +116+1.2% | Added |
| Atomi Financial Group, Inc. | 9,666 | $2.38M | 1.08% | +425+4.6% | Added |
| Palisade Asset Management, LLC | 9,668 | $2.38M | 0.28% | +39+0.4% | Added |
| Evercore Wealth Management, LLC | 9,697 | $2.39M | 0.04% | −50−0.5% | Reduced |
| Jag Capital Management, LLC | 9,751 | $2.40M | 0.28% | +669+7.4% | Added |
| Johnson Investment Counsel Inc | 9,764 | $2.40M | 0.03% | +323+3.4% | Added |
| Ignite Planners, LLC | 9,806 | $2.40M | 0.92% | −25−0.3% | Reduced |
| Hudock, Inc. | 9,778 | $2.41M | 0.57% | +24+0.2% | Added |
| Hoylecohen, LLC | 9,783 | $2.41M | 0.21% | −154−1.5% | Reduced |
| Geneva Partners, LLC | 9,811 | $2.41M | 1.57% | +9,811 | New |
| McKinley Carter Wealth Services, Inc. | 9,824 | $2.42M | 0.18% | +162+1.7% | Added |
| Cumberland Advisors Inc | 9,850 | $2.42M | 1.11% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 9,852 | $2.42M | 0.18% | +605+6.5% | Added |
| Smith, Salley & Associates | 9,861 | $2.43M | 0.18% | +1,055+12.0% | Added |
| Mill Capital Management, LLC | 9,866 | $2.43M | 0.23% | 00.0% | Unchanged |
| Eagle Asset Management Inc | 9,879 | $2.43M | 0.01% | +3,156+46.9% | Added |
| Thoroughbred Financial Services, LLC | 9,896 | $2.44M | 0.32% | +421+4.4% | Added |
| 1st Source Bank | 9,929 | $2.44M | 0.16% | +21+0.2% | Added |
| Signaturefd, LLC | 10,010 | $2.46M | 0.06% | −1,184−10.6% | Reduced |
| First Horizon Advisors, Inc. | 10,032 | $2.47M | 0.09% | −1,157−10.3% | Reduced |
| Oxbow Advisors, LLC | 10,050 | $2.47M | 0.39% | +1,350+15.5% | Added |
| Holderness Investments Co | 10,060 | $2.48M | 0.91% | +152+1.5% | Added |
| Naples Global Advisors, LLC | 10,072 | $2.48M | 0.29% | +758+8.1% | Added |
| Aire Advisors, LLC | 10,086 | $2.48M | 0.65% | −45−0.4% | Reduced |
| Adirondack Trust Co | 9,364 | $2.48M | 1.16% | −413−4.2% | Reduced |
| WR Wealth Planners, LLC | 10,144 | $2.50M | 0.97% | +2,424+31.4% | Added |
| Tokio Marine Asset Management Co Ltd | 10,199 | $2.51M | 0.16% | −82−0.8% | Reduced |
| Smith, Moore & Co. | 10,206 | $2.51M | 0.32% | −367−3.5% | Reduced |
| Equitable Holdings, Inc. | 10,209 | $2.51M | 0.04% | +1,855+22.2% | Added |
| RSM US Wealth Management LLC | 10,226 | $2.52M | 0.09% | −1,342−11.6% | Reduced |
| IHT Wealth Management, LLC | 10,233 | $2.52M | 0.13% | +1,679+19.6% | Added |
| Traynor Capital Management, Inc. | 10,244 | $2.52M | 0.33% | +230+2.3% | Added |
| Global Wealth Management Investment Advisory, Inc. | 10,251 | $2.52M | 0.69% | +341+3.4% | Added |
| Beck Capital Management, LLC | 10,313 | $2.54M | 1.00% | −1,085−9.5% | Reduced |
| Focus Financial Network, Inc. | 10,324 | $2.54M | 0.14% | +105+1.0% | Added |
| Profund Advisors LLC | 10,358 | $2.55M | 0.14% | +334+3.3% | Added |
| Capital Asset Advisory Services LLC | 10,028 | $2.56M | 0.18% | +1,231+14.0% | Added |
| Private Trust Co NA | 10,433 | $2.57M | 0.32% | +543+5.5% | Added |
| Mystic Asset Management, Inc. | 10,443 | $2.57M | 1.38% | −175−1.6% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 10,477 | $2.58M | 0.75% | +28+0.3% | Added |
| Truvestments Capital LLC | 10,515 | $2.59M | 1.29% | +364+3.6% | Added |
| Whalerock Point Partners, LLC | 10,572 | $2.60M | 0.88% | +67+0.6% | Added |
| Horizon Investments, LLC | 10,687 | $2.62M | 0.08% | +553+5.5% | Added |
| Alps Advisors Inc | 10,690 | $2.63M | 0.02% | +1,127+11.8% | Added |
| Ameritas Advisory Services, LLC | 10,763 | $2.64M | 0.34% | −7,016−39.5% | Reduced |
| Ergoteles LLC | 10,758 | $2.65M | 0.13% | +10,758 | New |
| Spire Wealth Management | 10,763 | $2.65M | 0.10% | −548−4.8% | Reduced |
| Hennessy Advisors Inc | 10,800 | $2.66M | 0.19% | −300−2.7% | Reduced |
| Boyd Watterson Asset Management LLC | 10,817 | $2.66M | 1.06% | +40.0% | Added |
| Asset Management Group, Inc. | 10,832 | $2.67M | 0.57% | +53+0.5% | Added |
| Capital Investment Counsel, Inc | 10,835 | $2.67M | 0.52% | +300+2.8% | Added |
| Edge Capital Group, LLC | 10,839 | $2.67M | 0.15% | −156−1.4% | Reduced |
| Hodges Capital Management Inc. | 0 | $2.67M | 0.16% | −10,699−100.0% | Reduced |
| Trust Co of Toledo NA | 10,877 | $2.68M | 0.45% | −393−3.5% | Reduced |
| Graypoint LLC | 10,880 | $2.68M | 0.27% | −305−2.7% | Reduced |
| Jacobi Capital Management LLC | 10,892 | $2.68M | 0.30% | +89+0.8% | Added |
| Mission Creek Capital Partners, Inc. | 10,893 | $2.68M | 0.86% | −872−7.4% | Reduced |
| CPA Asset Management LLC | 10,901 | $2.68M | 1.93% | 00.0% | Unchanged |
| Kinloch Capital, LLC | 10,940 | $2.69M | 1.60% | −119−1.1% | Reduced |
| Sequoia Financial Advisors, LLC | 10,980 | $2.70M | 0.05% | +752+7.4% | Added |
| Jefferies Financial Group Inc. | 10,988 | $2.70M | 0.06% | +2,134+24.1% | Added |
| Merit Financial Group, LLC | 11,028 | $2.71M | 0.09% | +681+6.6% | Added |
| Heritage Trust Co | 11,053 | $2.72M | 0.40% | +1,763+19.0% | Added |
| South Dakota Investment Council | 11,055 | $2.72M | 0.06% | −1,100−9.0% | Reduced |
| Regency Capital Management Inc. | 11,087 | $2.73M | 2.37% | +11,087 | New |
| Modera Wealth Management, LLC | 11,094 | $2.73M | 0.05% | +7,568+214.6% | Added |
| Donaldson Capital Management, LLC | 11,102 | $2.73M | 0.12% | −140−1.2% | Reduced |
| Modus Advisors, LLC | 11,110 | $2.73M | 1.17% | +357+3.3% | Added |
| Financial Advisory Service, Inc. | 11,110 | $2.73M | 0.35% | +355+3.3% | Added |
| Schnieders Capital Management LLC | 11,114 | $2.73M | 0.57% | +50.0% | Added |
| StoneX Group Inc. | 11,124 | $2.74M | 0.28% | +629+6.0% | Added |
| Strategic Advisors LLC | 11,143 | $2.74M | 0.52% | −6−0.1% | Reduced |
| Level Four Advisory Services, LLC | 11,167 | $2.75M | 0.17% | +40.0% | Added |
| Ellis Investment Partners, LLC | 11,174 | $2.75M | 0.67% | −262−2.3% | Reduced |
| Gould Capital, LLC | 11,190 | $2.75M | 2.11% | +21+0.2% | Added |
| Gouws Capital LLC | 11,257 | $2.77M | 2.29% | +1,065+10.4% | Added |
| Commonwealth Retirement Investments LLC | 11,259 | $2.77M | 1.55% | +238+2.2% | Added |
| Cambridge Advisors Inc. | 11,260 | $2.77M | 0.71% | −863−7.1% | Reduced |
| Essex Financial Services, Inc. | 11,270 | $2.77M | 0.32% | −1,024−8.3% | Reduced |
| Veriti Management LLC | 11,355 | $2.79M | 0.31% | +98+0.9% | Added |
| Coldstream Capital Management Inc | 11,362 | $2.80M | 0.09% | −1,172−9.4% | Reduced |
| Meiji Yasuda Life Insurance Co | 11,375 | $2.80M | 0.07% | +895+8.5% | Added |