Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Papp L Roy & Associates | 6,962 | $1.71M | 0.22% | −248−3.4% | Reduced |
| Legacy Bridge, LLC | 6,980 | $1.72M | 1.15% | +235+3.5% | Added |
| Wilson & Boucher Capital Management, LLC | 6,981 | $1.72M | 1.55% | 00.0% | Unchanged |
| Ritholtz Wealth Management | 7,040 | $1.73M | 0.08% | +303+4.5% | Added |
| Argus Investors' Counsel, Inc. | 7,040 | $1.73M | 1.20% | +180+2.6% | Added |
| Probity Advisors, Inc. | 7,059 | $1.74M | 0.38% | +7,059 | New |
| Valley Brook Capital Group | 7,060 | $1.74M | 1.60% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 7,070 | $1.74M | 1.14% | +75+1.1% | Added |
| Cascade Investment Advisors, Inc. | 7,090 | $1.74M | 1.30% | +80+1.1% | Added |
| Columbia Trust Co 01012016 | 7,150 | $1.76M | 0.99% | −456−6.0% | Reduced |
| Franklin Street Advisors Inc | 7,155 | $1.76M | 0.15% | +155+2.2% | Added |
| Hoey Investments, Inc | 7,160 | $1.76M | 0.58% | −1,948−21.4% | Reduced |
| Cross Staff Investments Inc | 7,163 | $1.76M | 1.62% | 00.0% | Unchanged |
| Triangle Securities Wealth Management | 7,184 | $1.77M | 0.61% | −190−2.6% | Reduced |
| Quest Investment Management LLC | 7,193 | $1.77M | 0.24% | −395−5.2% | Reduced |
| Westpac Banking Corp | 7,218 | $1.78M | 0.13% | −40,257−84.8% | Reduced |
| Warren Averett Asset Management, LLC | 7,243 | $1.78M | 0.08% | +2,563+54.8% | Added |
| Daymark Wealth Partners, LLC | 7,272 | $1.79M | 0.13% | +4,876+203.5% | Added |
| Garrett Investment Advisors LLC | 7,272 | $1.79M | 0.26% | +895+14.0% | Added |
| BCM Advisors, LLC | 7,000 | $1.79M | 0.48% | 00.0% | Unchanged |
| Cunning Capital Partners, LP | 0 | $1.80M | 1.14% | −7,320−100.0% | Reduced |
| Verdence Capital Advisors LLC | 7,384 | $1.82M | 0.21% | +27+0.4% | Added |
| RFG Advisory, LLC | 7,396 | $1.82M | 0.08% | +17+0.2% | Added |
| Focused Wealth Management, Inc | 7,430 | $1.83M | 0.33% | −44−0.6% | Reduced |
| Arete Wealth Advisors, LLC | 7,452 | $1.83M | 0.16% | +1,729+30.2% | Added |
| Weatherly Asset Management L. P. | 7,463 | $1.84M | 0.21% | −25−0.3% | Reduced |
| Cambridge Trust Co | 7,492 | $1.84M | 0.08% | −511−6.4% | Reduced |
| D. Scott Neal, Inc. | 7,549 | $1.86M | 1.40% | −12−0.2% | Reduced |
| Atlas Brown,Inc. | 7,583 | $1.87M | 0.82% | +4+0.1% | Added |
| Silverlake Wealth Management LLC | 7,598 | $1.87M | 1.04% | +15+0.2% | Added |
| Axxcess Wealth Management, LLC | 7,811 | $1.87M | 0.14% | +374+5.0% | Added |
| United Asset Strategies, Inc. | 7,651 | $1.88M | 0.23% | +77+1.0% | Added |
| Howland Capital Management LLC | 7,685 | $1.89M | 0.11% | −469−5.8% | Reduced |
| Westwood Holdings Group Inc. | 7,705 | $1.90M | 0.02% | +1,049+15.8% | Added |
| J.W. Cole Advisors, Inc. | 7,713 | $1.90M | 0.14% | +722+10.3% | Added |
| United Community Bank | 7,720 | $1.90M | 1.67% | −84−1.1% | Reduced |
| Dorsey & Whitney Trust CO LLC | 7,727 | $1.90M | 0.16% | +231+3.1% | Added |
| Stone Point Wealth LLC | 7,786 | $1.92M | 0.79% | +175+2.3% | Added |
| AdvisorNet Financial, Inc | 7,799 | $1.92M | 0.16% | +94+1.2% | Added |
| Gifford Fong Associates | 7,800 | $1.92M | 0.45% | 00.0% | Unchanged |
| Kempner Capital Management Inc. | 7,842 | $1.93M | 1.24% | 00.0% | Unchanged |
| Exchange Bank | 7,846 | $1.93M | 1.87% | +7,846 | New |
| Cynosure Management, LLC | 7,876 | $1.94M | 0.58% | +6,094+342.0% | Added |
| We Are One Seven, LLC | 7,910 | $1.95M | 0.18% | −836−9.6% | Reduced |
| Cornercap Investment Counsel Inc | 7,912 | $1.95M | 0.34% | +380+5.0% | Added |
| Investors Asset Management of Georgia Inc | 7,918 | $1.95M | 1.00% | −50−0.6% | Reduced |
| Tradewinds, LLC. | 7,919 | $1.95M | 1.15% | −118−1.5% | Reduced |
| Ropes Wealth Advisors LLC | 7,976 | $1.96M | 0.33% | +10+0.1% | Added |
| Ci Investments Inc. | 7,986 | $1.97M | 0.01% | +150+1.9% | Added |
| Members Capital Advisors Inc | 7,997 | $1.97M | 2.01% | −1,903−19.2% | Reduced |
| Cohen Klingenstein LLC | 8,000 | $1.97M | 0.09% | 00.0% | Unchanged |
| ARS Wealth Advisors Group, LLC | 8,031 | $1.98M | 0.31% | −3,084−27.7% | Reduced |
| MidWestOne Financial Group, Inc. | 8,044 | $1.98M | 0.43% | +387+5.1% | Added |
| McKinley Capital Management LLC /Delaware | 8,075 | $1.99M | 0.27% | −10−0.1% | Reduced |
| Bowen Hanes & Co Inc | 8,079 | $1.99M | 0.06% | 00.0% | Unchanged |
| MB, Levis & Associates, LLC | 8,081 | $1.99M | 1.27% | −35−0.4% | Reduced |
| SlateStone Wealth, LLC | 8,084 | $1.99M | 0.37% | −194−2.3% | Reduced |
| Trust Investment Advisors | 8,089 | $1.99M | 1.61% | −68−0.8% | Reduced |
| Argent Trust Co | 8,103 | $1.99M | 0.11% | +7+0.1% | Added |
| Fruth Investment Management | 8,133 | $2.00M | 0.57% | −10−0.1% | Reduced |
| Convergence Investment Partners, LLC | 8,142 | $2.00M | 1.15% | +1,678+26.0% | Added |
| Global Trust Asset Management, LLC | 8,228 | $2.02M | 0.91% | 00.0% | Unchanged |
| Summit Financial, LLC | 8,240 | $2.03M | 0.15% | +6,246+313.2% | Added |
| Chapin Davis, Inc. | 8,291 | $2.04M | 0.97% | +108+1.3% | Added |
| Slagle Financial, LLC | 8,311 | $2.04M | 1.27% | +8,311 | New |
| First Dallas Securities Inc. | 8,314 | $2.05M | 1.14% | +81+1.0% | Added |
| Cornell Pochily Investment Advisors, Inc. | 8,317 | $2.05M | 0.84% | +1,610+24.0% | Added |
| Rothschild Investment Corp | 8,327 | $2.05M | 0.17% | +1,996+31.5% | Added |
| Court Place Advisors, LLC | 8,349 | $2.05M | 0.72% | −250−2.9% | Reduced |
| EP Wealth Advisors, LLC | 5,759 | $2.07M | 0.03% | −1,827−24.1% | Reduced |
| CoreCap Advisors, LLC | 8,476 | $2.09M | 0.15% | +8,476 | New |
| Boltwood Capital Management | 8,488 | $2.09M | 0.75% | −59−0.7% | Reduced |
| Douglass Winthrop Advisors, LLC | 8,495 | $2.09M | 0.05% | 00.0% | Unchanged |
| HBK Sorce Advisory LLC | 8,500 | $2.09M | 0.09% | −714−7.7% | Reduced |
| Argent Advisors, Inc. | 8,512 | $2.09M | 0.96% | +4,307+102.4% | Added |
| Wealth Enhancement Advisory Services, LLC | 8,637 | $2.13M | 0.02% | +5+0.1% | Added |
| Mather Group, LLC. | 8,641 | $2.13M | 0.03% | +5,520+176.9% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 8,654 | $2.13M | 1.33% | −126−1.4% | Reduced |
| LMG Wealth Partners, LLC | 8,680 | $2.14M | 0.65% | +187+2.2% | Added |
| Meeder Advisory Services, Inc. | 8,680 | $2.14M | 0.23% | −341−3.8% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 8,679 | $2.14M | 0.01% | −100−1.1% | Reduced |
| Wealthcare Advisory Partners LLC | 8,686 | $2.14M | 0.10% | −497−5.4% | Reduced |
| Hanson & Doremus Investment Management | 8,767 | $2.16M | 0.45% | +89+1.0% | Added |
| Pure Financial Advisors, Inc. | 8,771 | $2.16M | 0.09% | −40−0.5% | Reduced |
| Park National Corp | 8,786 | $2.16M | 0.09% | −226−2.5% | Reduced |
| Avitas Wealth Management LLC | 8,811 | $2.17M | 0.39% | +91+1.0% | Added |
| TKG Advisors, LLC | 8,831 | $2.17M | 1.41% | +3,451+64.1% | Added |
| Vinva Investment Management Ltd | 8,909 | $2.18M | 0.19% | −2,026−18.5% | Reduced |
| Van Hulzen Asset Management, LLC | 8,845 | $2.18M | 0.19% | +7,702+673.8% | Added |
| Sumitomo Life Insurance Co | 8,869 | $2.18M | 0.10% | −756−7.9% | Reduced |
| Bryn Mawr Trust Co | 8,878 | $2.18M | 0.09% | −71−0.8% | Reduced |
| Emfo, LLC | 8,893 | $2.19M | 1.99% | 00.0% | Unchanged |
| Nilsine Partners, LLC | 8,895 | $2.19M | 0.32% | +20+0.2% | Added |
| Moneta Group Investment Advisors LLC | 8,908 | $2.19M | 0.05% | −309−3.4% | Reduced |
| Boston Private Wealth LLC | 9,022 | $2.22M | 0.04% | −31−0.3% | Reduced |
| RB Capital Management, LLC | 9,051 | $2.23M | 0.69% | −226−2.4% | Reduced |
| Atlantic Union Bankshares Corp | 9,066 | $2.23M | 0.22% | −872−8.8% | Reduced |
| Loudon Investment Management, LLC | 9,128 | $2.25M | 1.48% | −300−3.2% | Reduced |
| Venture Visionary Partners LLC | 9,170 | $2.26M | 0.13% | +193+2.1% | Added |
| FIL Ltd | 9,215 | $2.27M | 0.00% | −1,849−16.7% | Reduced |