Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | 3,072 | $756.0K | 0.04% | −198−6.1% | Reduced |
| Washington Trust Advisors, Inc. | 3,075 | $756.6K | 0.07% | 00.0% | Unchanged |
| Archer Investment Corp | 3,076 | $756.8K | 0.27% | +21+0.7% | Added |
| American Trust | 3,080 | $757.8K | 0.05% | +540+21.3% | Added |
| Fortem Financial Group, LLC | 3,083 | $758.5K | 0.45% | +205+7.1% | Added |
| Hilltop Holdings Inc. | 3,088 | $759.8K | 0.09% | +271+9.6% | Added |
| Morse Asset Management, Inc | 3,089 | $760.0K | 0.23% | −1,153−27.2% | Reduced |
| Gray Wealth Management Inc. | 3,098 | $762.2K | 0.38% | −54−1.7% | Reduced |
| Magnus Financial Group LLC | 3,119 | $767.5K | 0.11% | −35−1.1% | Reduced |
| SignalPoint Asset Management, LLC | 3,120 | $767.6K | 0.24% | −22−0.7% | Reduced |
| CCG Wealth Management, LLC | 3,121 | $767.9K | 0.48% | 00.0% | Unchanged |
| Boston Family Office LLC | 3,121 | $768.0K | 0.06% | −10.0% | Reduced |
| Vanguard Capital Wealth Advisors | 3,122 | $768.2K | 0.70% | +5+0.2% | Added |
| Rossmore Private Capital | 3,122 | $768.2K | 0.11% | −21−0.7% | Reduced |
| OmniStar Financial Group, Inc. | 3,113 | $768.4K | 0.90% | −248−7.4% | Reduced |
| JGP Wealth Management, LLC | 3,128 | $769.6K | 0.13% | −58−1.8% | Reduced |
| Symphony Financial, Ltd. Co. | 3,152 | $771.1K | 0.19% | +277+9.6% | Added |
| Concentric Wealth Management, LLC | 3,140 | $772.6K | 0.25% | −50−1.6% | Reduced |
| King Wealth | 3,153 | $776.0K | 0.16% | −43−1.3% | Reduced |
| Benjamin Edwards Inc | 3,167 | $779.0K | 0.18% | +269+9.3% | Added |
| Cardiff Park Advisors, LLC | 3,167 | $779.3K | 0.10% | +15+0.5% | Added |
| Johnson Financial Group, Inc. | 3,171 | $780.2K | 0.05% | +282+9.8% | Added |
| Pathway Financial Advisors LLC | 3,173 | $780.7K | 0.25% | +10+0.3% | Added |
| Summit Financial Group Inc | 3,191 | $785.1K | 0.31% | −300−8.6% | Reduced |
| Peoples Financial Services Corp. | 3,199 | $787.1K | 0.35% | +12+0.4% | Added |
| Woodstock Corp | 3,200 | $787.4K | 0.09% | −425−11.7% | Reduced |
| Deseret Mutual Benefit Administrators | 3,200 | $787.4K | 0.31% | +19+0.6% | Added |
| David Loasby | 3,274 | $787.8K | 0.09% | +589+21.9% | Added |
| First Heartland Consultants, Inc. | 3,207 | $789.1K | 0.10% | −35−1.1% | Reduced |
| Atwood & Palmer Inc | 3,208 | $789.3K | 0.07% | 00.0% | Unchanged |
| Wealth Effects LLC | 3,229 | $794.4K | 0.35% | +32+1.0% | Added |
| Alera Investment Advisors, LLC | 3,230 | $794.8K | 0.17% | +132+4.3% | Added |
| Sittner & Nelson, LLC | 3,236 | $796.2K | 0.44% | +820+33.9% | Added |
| Colonial Trust Co | 3,238 | $796.7K | 0.19% | +5+0.2% | Added |
| Legacy Wealth Asset Management, LLC | 3,239 | $797.0K | 0.28% | −23−0.7% | Reduced |
| Birinyi Associates Inc | 3,250 | $800.0K | 0.29% | 00.0% | Unchanged |
| Sawgrass Asset Management LLC | 3,255 | $800.9K | 0.10% | 00.0% | Unchanged |
| Mitchell Capital Management Co | 3,258 | $801.6K | 0.18% | −334−9.3% | Reduced |
| Visionary Wealth Advisors | 3,262 | $802.5K | 0.06% | −529−14.0% | Reduced |
| Heck Capital Advisors, LLC | 3,265 | $803.4K | 0.14% | −27−0.8% | Reduced |
| Founders Financial Alliance, LLC | 3,290 | $809.5K | 0.32% | +853+35.0% | Added |
| Nicolet Bankshares Inc | 3,291 | $809.8K | 0.23% | 00.0% | Unchanged |
| Clarus Wealth Advisors | 3,320 | $814.0K | 0.49% | +154+4.9% | Added |
| Security Financial Services, INC. | 3,309 | $814.2K | 0.23% | +80+2.5% | Added |
| HHM Wealth Advisors, LLC | 3,310 | $814.3K | 0.15% | −550−14.2% | Reduced |
| Montecito Bank & Trust | 3,315 | $815.7K | 0.19% | −400−10.8% | Reduced |
| Tiemann Investment Advisors, LLC | 3,337 | $821.1K | 0.42% | +140+4.4% | Added |
| Rooted Wealth Advisors, Inc. | 3,358 | $822.0K | 0.55% | +202+6.4% | Added |
| JFS Wealth Advisors, LLC | 3,348 | $823.8K | 0.07% | −109−3.2% | Reduced |
| SageView Advisory Group, LLC | 3,351 | $824.6K | 0.05% | +192+6.1% | Added |
| CNB Bank | 3,364 | $827.7K | 0.49% | +426+14.5% | Added |
| Retirement Planning Co of New England, Inc. | 3,365 | $828.0K | 0.48% | −3−0.1% | Reduced |
| Ballast Advisors LLC | 3,389 | $833.9K | 0.31% | −10.0% | Reduced |
| Wealth Architects, LLC | 3,395 | $835.4K | 0.14% | 00.0% | Unchanged |
| Thomasville National Bank | 3,405 | $837.8K | 0.08% | −164−4.6% | Reduced |
| Laird Norton Trust Company, LLC | 3,407 | $838.1K | 0.10% | 00.0% | Unchanged |
| Hudson Valley Investment Advisors Inc | 3,414 | $840.0K | 0.11% | −179−5.0% | Reduced |
| Auxier Asset Management | 3,430 | $844.0K | 0.14% | 00.0% | Unchanged |
| Patriot Investment Management Inc. | 3,432 | $844.5K | 0.07% | −46−1.3% | Reduced |
| Cahill Financial Advisors Inc | 3,437 | $845.6K | 0.14% | −1,002−22.6% | Reduced |
| Everett Harris & Co | 3,451 | $849.1K | 0.01% | −100−2.8% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 3,469 | $853.7K | 0.11% | −179−4.9% | Reduced |
| Missouri Trust & Investment Co | 3,489 | $858.5K | 0.48% | +1,260+56.5% | Added |
| Brighton Jones LLC | 3,493 | $859.4K | 0.04% | +430+14.0% | Added |
| KG&L Capital Management,LLC | 3,505 | $862.4K | 0.41% | +1,778+103.0% | Added |
| Machina Capital S.A.S. | 3,509 | $863.4K | 0.49% | +2,093+147.8% | Added |
| Steigerwald, Gordon & Koch Inc. | 3,512 | $864.0K | 0.13% | −126−3.5% | Reduced |
| Aspen Investment Management Inc | 3,517 | $865.0K | 0.51% | 00.0% | Unchanged |
| Titleist Asset Management, LLC | 3,518 | $865.7K | 0.17% | −2,633−42.8% | Reduced |
| DMG Group, LLC | 3,537 | $870.3K | 0.87% | −173−4.7% | Reduced |
| Boston Research & Management Inc | 3,542 | $871.0K | 0.25% | 00.0% | Unchanged |
| Taurus Asset Management, LLC | 3,558 | $875.4K | 0.10% | 00.0% | Unchanged |
| J. W. Coons Advisors, LLC | 3,580 | $880.9K | 0.24% | −50−1.4% | Reduced |
| Stratos Wealth Advisors, LLC | 3,586 | $882.4K | 0.06% | +178+5.2% | Added |
| Abn Amro Investment Solutions | 3,592 | $883.8K | 0.02% | +123+3.5% | Added |
| Rehmann Capital Advisory Group | 3,594 | $884.4K | 0.08% | −16−0.4% | Reduced |
| Caxton Associates LP | 3,595 | $884.5K | 0.13% | +3,595 | New |
| Gleason Group, Inc. | 3,604 | $886.7K | 0.23% | −2−0.1% | Reduced |
| Maven Securities LTD | 3,609 | $888.0K | 0.13% | +3,609 | New |
| Dumont & Blake Investment Advisors LLC | 3,609 | $888.0K | 0.29% | +15+0.4% | Added |
| Farmers National Bank | 3,612 | $888.7K | 0.30% | −186−4.9% | Reduced |
| Hancock Whitney Corp | 3,613 | $889.0K | 0.03% | −62−1.7% | Reduced |
| ORG Partners LLC | 3,610 | $890.7K | 0.14% | +3,610 | New |
| First Manhattan Co | 3,628 | $892.7K | 0.00% | +253+7.5% | Added |
| Rollins Financial | 3,630 | $893.2K | 0.24% | +1,782+96.4% | Added |
| Delta Investment Management, LLC | 3,635 | $894.4K | 0.25% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 3,635 | $894.5K | 0.09% | −86−2.3% | Reduced |
| Shell Asset Management Co | 3,640 | $896.0K | 0.04% | −1,059−22.5% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 3,642 | $896.2K | 0.40% | +70+2.0% | Added |
| Rodgers Brothers Inc. | 3,645 | $896.9K | 0.16% | +250+7.4% | Added |
| Davis R M Inc | 3,646 | $897.0K | 0.02% | +14+0.4% | Added |
| Sentry Investment Management LLC | 3,664 | $902.0K | 0.34% | +230+6.7% | Added |
| Nwam LLC | 3,666 | $902.2K | 0.07% | +1,443+64.9% | Added |
| Fairview Capital Investment Management, LLC | 3,668 | $902.5K | 0.06% | 00.0% | Unchanged |
| Legacy Capital Group California, Inc. | 3,675 | $904.2K | 0.37% | +102+2.9% | Added |
| Vident Investment Advisory, LLC | 3,680 | $904.5K | 0.03% | −2,204−37.5% | Reduced |
| Marble Harbor Investment Counsel, LLC | 3,679 | $905.2K | 0.11% | 00.0% | Unchanged |
| Ostrum Asset Management | 3,682 | $906.0K | 0.08% | +2+0.1% | Added |
| Penobscot Wealth Management | 3,697 | $909.0K | 0.67% | +122+3.4% | Added |
| High Net Worth Advisory Group LLC | 3,706 | $911.9K | 0.35% | −359−8.8% | Reduced |