Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Northstar Group, Inc. | 2,646 | $651.1K | 0.15% | 00.0% | Unchanged |
| Verus Capital Partners, LLC | 2,653 | $652.8K | 0.09% | +139+5.5% | Added |
| Beverly Hills Private Wealth, LLC | 2,367 | $654.4K | 0.11% | +204+9.4% | Added |
| Ancora Advisors, LLC | 2,660 | $654.5K | 0.02% | +10+0.4% | Added |
| ICA Group Wealth Management, LLC | 2,670 | $657.0K | 0.16% | −9,697−78.4% | Reduced |
| Well Done, LLC | 2,671 | $657.2K | 0.14% | −158−5.6% | Reduced |
| MONECO Advisors, LLC | 2,678 | $659.0K | 0.18% | −6−0.2% | Reduced |
| Burke & Herbert Bank & Trust Co | 2,679 | $659.2K | 0.45% | −1,561−36.8% | Reduced |
| Cape Cod Five Cents Savings Bank | 2,682 | $659.9K | 0.07% | −88−3.2% | Reduced |
| Weil Company, Inc. | 2,683 | $660.1K | 0.29% | +1,261+88.7% | Added |
| Fernwood Investment Management, LLC | 2,683 | $660.2K | 0.23% | −149−5.3% | Reduced |
| Pine Haven Investment Counsel, Inc | 2,685 | $660.6K | 0.66% | −51−1.9% | Reduced |
| Appleton Partners Inc | 2,685 | $661.0K | 0.06% | 00.0% | Unchanged |
| Lakewood Asset Management LLC | 2,697 | $663.5K | 0.52% | +9+0.3% | Added |
| Waycross Partners, LLC | 2,700 | $664.3K | 0.14% | 00.0% | Unchanged |
| Tilt Investment Management Holdings, PBC | 2,705 | $665.6K | 0.44% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,707 | $666.0K | 0.10% | +17+0.6% | Added |
| Bessemer Securities LLC | 2,708 | $666.0K | 0.44% | −1,895−41.2% | Reduced |
| Means Investment Co., Inc. | 2,708 | $666.3K | 0.11% | +919+51.4% | Added |
| Sentinus, LLC | 2,710 | $666.8K | 0.21% | −29−1.1% | Reduced |
| Corundum Group, Inc. | 2,713 | $667.5K | 0.33% | −2,458−47.5% | Reduced |
| McGlone Suttner Wealth Management, Inc. | 2,715 | $668.2K | 0.15% | +166+6.5% | Added |
| Live Oak Investment Partners | – | $668.2K | 0.56% | – | – |
| Hamel Associates, Inc. | 2,715 | $668.3K | 0.23% | −4,500−62.4% | Reduced |
| Joel Isaacson & Co., LLC | 2,727 | $670.9K | 0.04% | +2+0.1% | Added |
| Kaizen Financial Strategies | 2,646 | $671.1K | 0.57% | −7−0.3% | Reduced |
| Desjardins Global Asset Management Inc. | 2,729 | $671.2K | 0.08% | +92+3.5% | Added |
| Astoria Portfolio Advisors LLC. | 2,631 | $673.2K | 0.26% | +330+14.3% | Added |
| Fulton Breakefield Broenniman LLC | 2,739 | $673.8K | 0.06% | +3+0.1% | Added |
| Key Financial Inc | 2,742 | $674.7K | 0.22% | +17+0.6% | Added |
| First Command Bank | 2,743 | $674.9K | 0.06% | −300−9.9% | Reduced |
| First Command Financial Services, Inc. | 2,743 | $674.9K | 0.06% | −300−9.9% | Reduced |
| Grimes & Company, Inc. | 2,747 | $675.9K | 0.02% | −1,420−34.1% | Reduced |
| Gladstone Institutional Advisory LLC | 2,754 | $677.5K | 0.04% | −3,660−57.1% | Reduced |
| MPS Loria Financial Planners, LLC | 2,756 | $678.1K | 0.25% | −100−3.5% | Reduced |
| Windsor Capital Management, LLC | 2,758 | $678.6K | 0.22% | −60−2.1% | Reduced |
| Capstone Financial Advisors, Inc. | 2,772 | $682.0K | 0.05% | +18+0.7% | Added |
| Redwood Wealth Management Group, LLC | 2,776 | $683.0K | 0.76% | +115+4.3% | Added |
| Eagle Bluffs Wealth Management LLC | 2,777 | $683.3K | 0.53% | 00.0% | Unchanged |
| Clear Creek Financial Management, LLC | 2,796 | $687.9K | 0.12% | −436−13.5% | Reduced |
| Aspiriant, LLC | 2,796 | $687.9K | 0.03% | +6+0.2% | Added |
| Wealthspan Partners, LLC | 2,797 | $688.2K | 0.54% | −60−2.1% | Reduced |
| Peavine Capital, LLC | 2,800 | $688.9K | 0.16% | 00.0% | Unchanged |
| Sherbrooke Park Advisers LLC | 2,800 | $688.9K | 0.36% | +2,800 | New |
| Tompkins Financial Corp | 2,804 | $689.9K | 0.11% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 2,804 | $689.9K | 0.09% | +3+0.1% | Added |
| Kozak & Associates, Inc. | 2,795 | $691.2K | 0.28% | +10.0% | Added |
| Disciplined Equity Management, Inc. | 2,810 | $691.4K | 0.56% | −38−1.3% | Reduced |
| CVA Family Office, LLC | 2,813 | $692.2K | 0.15% | +193+7.4% | Added |
| Keel Point, LLC | 2,815 | $692.7K | 0.09% | +116+4.3% | Added |
| USA Financial Portformulas Corp | 2,817 | $693.1K | 1.06% | −506−15.2% | Reduced |
| Berkshire Asset Management LLC | 2,831 | $696.6K | 0.04% | −138−4.6% | Reduced |
| Girard Partners Ltd. | 2,838 | $698.4K | 0.07% | −122−4.1% | Reduced |
| Wayfinding Financial, LLC | 2,685 | $699.0K | 0.49% | +73+2.8% | Added |
| Mechanics Financial Corp | 2,845 | $700.0K | 0.38% | +545+23.7% | Added |
| One River Asset Management, LLC | 2,863 | $700.7K | 0.56% | +1,296+82.7% | Added |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,541 | $702.4K | 0.31% | −15−0.6% | Reduced |
| Abacus Planning Group, Inc. | 2,855 | $702.5K | 0.17% | +10.0% | Added |
| Ballast, Inc. | 2,865 | $704.9K | 0.27% | 00.0% | Unchanged |
| Cyndeo Wealth Partners, LLC | 2,870 | $706.2K | 0.07% | +10+0.3% | Added |
| Mendel Money Management | 2,870 | $706.2K | 0.36% | +198+7.4% | Added |
| Prostatis Group LLC | 664,167 | $706.2K | 0.33% | +661,180+22,135.3% | Added |
| Cahaba Wealth Management, Inc. | 2,885 | $709.8K | 0.08% | +824+40.0% | Added |
| Somerville Kurt F | 2,890 | $711.1K | 0.14% | −25−0.9% | Reduced |
| Ironwood Investment Counsel, LLC | 2,890 | $711.1K | 0.16% | +7+0.2% | Added |
| Ted Buchan & Co | 2,896 | $712.6K | 0.55% | +469+19.3% | Added |
| Allen Mooney & Barnes Investment Advisors LLC | 2,914 | $717.1K | 0.16% | +94+3.3% | Added |
| Stiles Financial Services Inc | 2,928 | $720.4K | 0.36% | −71−2.4% | Reduced |
| Texas Yale Capital Corp. | 2,931 | $721.2K | 0.03% | −75−2.5% | Reduced |
| BFT Financial Group, LLC | 2,932 | $721.4K | 0.08% | +23+0.8% | Added |
| CIC Wealth, LLC | 2,937 | $722.7K | 0.25% | +10.0% | Added |
| Financial Management Network Inc | 2,927 | $723.9K | 0.25% | +3+0.1% | Added |
| Fidelis Capital Partners, LLC | 2,945 | $724.6K | 0.26% | +35+1.2% | Added |
| Bath Savings Trust Co | 2,950 | $725.8K | 0.08% | +591+25.1% | Added |
| Harfst & Associates, Inc. | 2,954 | $726.8K | 0.19% | 00.0% | Unchanged |
| Buckingham Strategic Partners | 2,960 | $728.3K | 0.04% | +678+29.7% | Added |
| Lion Street Advisors, LLC | 3,577 | $729.7K | 0.25% | +596+20.0% | Added |
| Hazlett, Burt & Watson, Inc. | 2,961 | $730.0K | 0.54% | −15−0.5% | Reduced |
| PrairieView Partners, LLC | 2,971 | $731.0K | 0.10% | +230+8.4% | Added |
| Fifth Third Wealth Advisors LLC | 2,974 | $731.8K | 0.47% | +171+6.1% | Added |
| HCR Wealth Advisors | 2,983 | $733.9K | 0.14% | +10.0% | Added |
| CX Institutional | 2,983 | $734.0K | 0.04% | +39+1.3% | Added |
| Raleigh Capital Management Inc. | 2,985 | $734.4K | 0.37% | −90−2.9% | Reduced |
| Benin Management CORP | 2,986 | $734.7K | 0.26% | 00.0% | Unchanged |
| CMG Global Holdings, LLC | 2,992 | $736.3K | 0.60% | 00.0% | Unchanged |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $738.1K | 0.26% | 00.0% | Unchanged |
| AM Squared Ltd | 3,000 | $738.1K | 0.84% | +3,000 | New |
| Carnegie Capital Asset Management, LLC | 3,012 | $741.1K | 0.03% | −334−10.0% | Reduced |
| Toth Financial Advisory Corp | 3,017 | $742.3K | 0.11% | −18−0.6% | Reduced |
| StrategIQ Financial Group, LLC | 3,019 | $742.8K | 0.08% | +120+4.1% | Added |
| Menard Financial Group LLC | 3,037 | $747.1K | 1.54% | −865−22.2% | Reduced |
| Cooper Financial Group | 3,037 | $747.3K | 0.19% | −513−14.5% | Reduced |
| V-Square Quantitative Management LLC | 3,040 | $748.0K | 0.55% | −213−6.5% | Reduced |
| Y.D. More Investments Ltd | 3,044 | $748.4K | 0.19% | +578+23.4% | Added |
| Geller Advisors LLC | 3,046 | $749.5K | 0.09% | +1,027+50.9% | Added |
| Jump Financial, LLC | 3,049 | $750.2K | 0.03% | +3,049 | New |
| Cornerstone Wealth Management, LLC | 3,052 | $750.9K | 0.07% | +232+8.2% | Added |
| NVWM, LLC | 3,059 | $752.7K | 0.24% | +10.0% | Added |
| Horizon Wealth Management, LLC | 3,063 | $753.7K | 0.30% | +7+0.2% | Added |
| Sutton Wealth Advisors Inc. | 3,066 | $754.4K | 0.37% | −117−3.7% | Reduced |