Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| RMR Wealth Builders | 2,387 | $546.2K | 0.10% | +198+9.0% | Added |
| Garner Asset Management Corp | 2,395 | $548.0K | 0.26% | +30+1.3% | Added |
| Daymark Wealth Partners, LLC | 2,396 | $548.3K | 0.07% | +757+46.2% | Added |
| Hunter Associates Investment Management LLC | 2,400 | $549.0K | 0.12% | +10.0% | Added |
| E&G Advisors, LP | 2,400 | $549.2K | 0.20% | −100−4.0% | Reduced |
| Ocean Capital Management, LLC | 2,400 | $549.2K | 0.28% | 00.0% | Unchanged |
| Concord Wealth Partners | 2,408 | $551.1K | 0.16% | −67−2.7% | Reduced |
| Clarus Group, Inc. | 2,413 | $552.2K | 0.52% | +2+0.1% | Added |
| Quadrant Private Wealth Management, LLC | 2,413 | $552.3K | 0.17% | +29+1.2% | Added |
| Sittner & Nelson, LLC | 2,416 | $552.8K | 0.32% | +169+7.5% | Added |
| Jackson Wealth Management, LLC | 2,424 | $554.7K | 0.42% | +457+23.2% | Added |
| Hexagon Capital Partners LLC | 2,426 | $555.2K | 0.16% | +3+0.1% | Added |
| Evergreen Capital Management LLC | 2,426 | $555.2K | 0.02% | −214−8.1% | Reduced |
| Ted Buchan & Co | 2,427 | $555.4K | 0.46% | −273−10.1% | Reduced |
| Founders Financial Alliance, LLC | 2,437 | $556.0K | 0.28% | −835−25.5% | Reduced |
| Summit Trail Advisors, LLC | 2,436 | $557.5K | 0.02% | +1,122+85.4% | Added |
| Seelaus Asset Management LLC | 2,478 | $558.0K | 0.42% | −48−1.9% | Reduced |
| Dark Forest Capital Management LP | 2,442 | $558.8K | 0.13% | +2,442 | New |
| IFP Advisors, Inc | 6,755 | $560.3K | 0.03% | −8,098−54.5% | Reduced |
| David Loasby | 2,685 | $561.5K | 0.06% | +899+50.3% | Added |
| Intercontinental Wealth Advisors, LLC | 2,456 | $562.0K | 0.14% | −520−17.5% | Reduced |
| Opes Wealth Management LLC | 2,460 | $562.9K | 0.18% | 00.0% | Unchanged |
| IFG Advisory, LLC | 2,462 | $563.4K | 0.05% | +4+0.2% | Added |
| Y.D. More Investments Ltd | 2,466 | $563.7K | 0.14% | +703+39.9% | Added |
| Harbor Investment Advisory, LLC | 2,471 | $565.4K | 0.08% | −156−5.9% | Reduced |
| United Bank | 2,472 | $565.7K | 0.07% | +47+1.9% | Added |
| Full Sail Capital, LLC | 2,477 | $566.8K | 0.05% | +7+0.3% | Added |
| Morris Retirement Advisors, LLC | 2,489 | $569.6K | 0.41% | −866−25.8% | Reduced |
| Sippican Capital Advisors | 2,500 | $572.1K | 0.55% | 00.0% | Unchanged |
| Kercheville Advisors, LLC | 2,500 | $572.1K | 0.39% | 00.0% | Unchanged |
| Slocum, Gordon & Co LLP | 2,500 | $572.1K | 0.47% | 00.0% | Unchanged |
| GYL Financial Synergies, LLC | 2,504 | $573.1K | 0.07% | +380+17.9% | Added |
| BOS Asset Management, LLC | 2,513 | $575.1K | 0.48% | 00.0% | Unchanged |
| Verus Capital Partners, LLC | 2,514 | $575.3K | 0.09% | +688+37.7% | Added |
| Prestige Wealth Management Group LLC | 2,523 | $577.5K | 0.15% | +167+7.1% | Added |
| Armstrong Advisory Group, Inc | 2,524 | $577.6K | 0.07% | −100−3.8% | Reduced |
| Cantor Fitzgerald, L. P. | 2,530 | $579.0K | 0.01% | −70−2.7% | Reduced |
| Bartlett & Co. Wealth Management LLC | 2,533 | $579.7K | 0.01% | −200−7.3% | Reduced |
| Bartlett & Co. LLC | 2,533 | $580.0K | 0.01% | −200−7.3% | Reduced |
| American Trust | 2,540 | $581.3K | 0.04% | −847−25.0% | Reduced |
| Carret Asset Management, LLC | 2,543 | $582.0K | 0.08% | −121−4.5% | Reduced |
| McGlone Suttner Wealth Management, Inc. | 2,549 | $583.5K | 0.15% | +82+3.3% | Added |
| Marex Group plc | 2,550 | $583.5K | 0.08% | +1,613+172.1% | Added |
| Bill Few Associates, Inc. | 2,555 | $584.6K | 0.32% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 2,556 | $584.9K | 0.03% | 00.0% | Unchanged |
| Northern Oak Wealth Management Inc | 2,572 | $588.6K | 0.07% | +1,302+102.5% | Added |
| Pitcairn Co | 2,574 | $589.0K | 0.05% | +260+11.2% | Added |
| Tilt Investment Management Holdings, PBC | 2,705 | $589.7K | 0.44% | +352+15.0% | Added |
| Security National Bank | 2,582 | $590.9K | 0.16% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 2,589 | $592.5K | 0.01% | −1,802−41.0% | Reduced |
| Castleark Management LLC | 2,590 | $592.7K | 0.03% | 00.0% | Unchanged |
| Allegheny Financial Group LTD | 2,595 | $593.8K | 0.24% | +10.0% | Added |
| Bordeaux Wealth Advisors LLC | 2,595 | $593.8K | 0.31% | +85+3.4% | Added |
| Range Financial Group LLC | 2,598 | $594.5K | 0.39% | −2−0.1% | Reduced |
| Jones Financial Companies LLLP | 2,600 | $595.0K | 0.00% | −138−5.0% | Reduced |
| Wayfinding Financial, LLC | 2,612 | $597.0K | 0.45% | +334+14.7% | Added |
| CVA Family Office, LLC | 2,620 | $599.6K | 0.13% | −150−5.4% | Reduced |
| Desjardins Global Asset Management Inc. | 2,637 | $603.0K | 0.08% | +2,637 | New |
| Westmount Partners, LLC | 2,636 | $603.3K | 0.28% | +757+40.3% | Added |
| Sunbelt Securities, Inc. | 2,690 | $604.0K | 0.10% | +536+24.9% | Added |
| LCNB Corp | 2,642 | $604.6K | 0.27% | −25−0.9% | Reduced |
| Intrust Bank NA | 2,644 | $605.1K | 0.08% | −18−0.7% | Reduced |
| Northstar Group, Inc. | 2,646 | $605.6K | 0.16% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 2,650 | $606.4K | 0.02% | −103−3.7% | Reduced |
| Kaizen Financial Strategies | 2,653 | $607.0K | 0.60% | −187−6.6% | Reduced |
| Redwood Wealth Management Group, LLC | 2,661 | $608.9K | 0.69% | +70+2.7% | Added |
| Mechanics Bank Trust Department | 2,667 | $610.3K | 0.10% | −70−2.6% | Reduced |
| Mendel Money Management | 2,672 | $611.5K | 0.33% | +35+1.3% | Added |
| AXS Investments LLC | 2,674 | $611.9K | 0.20% | −85−3.1% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 2,683 | $614.0K | 0.07% | +2,683 | New |
| Appleton Partners Inc | 2,685 | $614.0K | 0.05% | +800+42.4% | Added |
| MONECO Advisors, LLC | 2,684 | $614.2K | 0.18% | −89−3.2% | Reduced |
| Lakewood Asset Management LLC | 2,688 | $615.1K | 0.51% | −17−0.6% | Reduced |
| Blueshift Asset Management, LLC | 2,694 | $616.5K | 0.26% | +2,694 | New |
| Keel Point, LLC | 2,699 | $617.7K | 0.09% | −142−5.0% | Reduced |
| Waycross Partners, LLC | 2,700 | $617.9K | 0.18% | 00.0% | Unchanged |
| Jackson Square Capital, LLC | 2,721 | $622.7K | 0.28% | −681−20.0% | Reduced |
| Key Financial Inc | 2,725 | $623.6K | 0.23% | 00.0% | Unchanged |
| Joel Isaacson & Co., LLC | 2,725 | $623.6K | 0.04% | +301+12.4% | Added |
| Fidelis Capital Partners, LLC | 2,910 | $625.9K | 0.27% | +2,910 | New |
| Fulton Breakefield Broenniman LLC | 2,736 | $626.0K | 0.05% | −77−2.7% | Reduced |
| Pine Haven Investment Counsel, Inc | 2,736 | $626.1K | 0.66% | +41+1.5% | Added |
| Sentinus, LLC | 2,739 | $626.8K | 0.21% | +1,671+156.5% | Added |
| PrairieView Partners, LLC | 2,741 | $627.0K | 0.09% | +100+3.8% | Added |
| EverSource Wealth Advisors, LLC | 2,752 | $629.9K | 0.08% | +830+43.2% | Added |
| Capstone Financial Advisors, Inc. | 2,754 | $630.3K | 0.05% | +54+2.0% | Added |
| Live Oak Investment Partners | – | $633.4K | 0.56% | – | – |
| ABN AMRO Bank N.V. | 2,759 | $633.6K | 0.01% | +2,759 | New |
| Cape Cod Five Cents Savings Bank | 2,770 | $633.9K | 0.07% | −25−0.9% | Reduced |
| Eagle Bluffs Wealth Management LLC | 2,777 | $635.5K | 0.52% | +22+0.8% | Added |
| Financial Management Network Inc | 2,924 | $635.8K | 0.26% | −32−1.1% | Reduced |
| Verity & Verity, LLC | 2,785 | $637.3K | 0.08% | +35+1.3% | Added |
| Aspiriant, LLC | 2,790 | $638.5K | 0.03% | −18−0.6% | Reduced |
| Kozak & Associates, Inc. | 2,794 | $639.3K | 0.29% | +4+0.1% | Added |
| Peavine Capital, LLC | 2,800 | $640.8K | 0.15% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 2,801 | $641.0K | 0.08% | 00.0% | Unchanged |
| RNC Capital Management LLC | 2,801 | $641.0K | 0.04% | −1,190−29.8% | Reduced |
| Fifth Third Wealth Advisors LLC | 2,803 | $641.4K | 1.19% | +2,803 | New |
| Tompkins Financial Corp | 2,804 | $641.7K | 0.10% | 00.0% | Unchanged |
| RIA Advisory Group LLC | 2,809 | $642.8K | 0.30% | −699−19.9% | Reduced |